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GAIA, INC — Director's Dealing 2020
Nov 7, 2020
33870_dirs_2020-11-06_9c062ee3-b5f0-4fcb-a5f1-2a9711d4464f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: GAIA, INC (GAIA)
CIK: 0001089872
Period of Report: 2020-11-05
Reporting Person: Medvedich Kiersten (Executive VP - Content)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 2403 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $7.40 | 2026-11-01 | Class A Common Stock (10000) | Direct | |
| Restricted Stock Unit | $0.00 | Class A Common Stock (20000) | Direct | ||
| Restricted Stock Unit | $0.00 | Class A Common Stock (12403) | Direct | ||
| Restricted Stock Unit | $0.00 | Class A Common Stock (34688) | Direct |
Footnotes
F1: Stock option provides for vesting and exercisability of 2% per month for 50 months commencing September 1, 2017.
F2: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F3: The RSUs vest on March 31, 2022, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.
F4: The RSUs vest on March 31, 2024, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.
F5: The RSUs vest on March 31, 2026, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.