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GAIA, INC — Director's Dealing 2020
Nov 7, 2020
33870_dirs_2020-11-06_232f12d3-247c-4353-b6f1-54faa8c95b29.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: GAIA, INC (GAIA)
CIK: 0001089872
Period of Report: 2020-11-05
Reporting Person: Nuta Yon (Executive VP - Retention)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $0.00 | Class A Common Stock (27792) | Direct | ||
| Restricted Stock Unit | $0.00 | Class A Common Stock (22022) | Direct | ||
| Restricted Stock Unit | $0.00 | Class A Common Stock (36514) | Direct |
Footnotes
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2: The RSUs vest on March 31, 2022, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.
F3: The RSUs vest on March 31, 2024, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.
F4: The RSUs vest on March 31, 2026, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.