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GAIA, INC Director's Dealing 2019

Jan 5, 2019

33870_dirs_2019-01-04_f42be9a2-20ab-4930-a757-c00f1d74b199.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: GAIA, INC (GAIA)
CIK: 0001089872
Period of Report: 2018-12-03

Reporting Person: Mubadala Investment Co PJSC (10% Owner)
Reporting Person: MDC Capital (Cayman) Ltd (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	1251221	Indirect

Footnotes

F1: 1,251,221 shares are held of record by MDC Capital (Cayman) Limited ("MDC Capital (Cayman)"), as trustee for Fifty First Investment Company LLC. MDC Capital (Cayman) is a direct wholly-owned subsidiary of MDC Capital LLC. MDC Capital LLC, MDC Capital (Cayman) and Fifty First Investment Company LLC are controlled subsidiaries of Mubadala Development Company PJSC. Mubadala Development Company PJSC is wholly owned by Mubadala Investment Company PJSC.