GAIA, INC — Director's Dealing 2019

Mar 4, 2019

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: GAIA, INC (GAIA)
CIK: 0001089872
Period of Report: 2018-12-31

Reporting Person: Sutherland Paul Howard (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-05-03	Director Stock Option (right to buy)	$14.95	A	7257	Acquired	2028-05-03	Class A Common Stock (7257)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
GAIA Class A Common Stock	33840	Direct
GAIA Class A Common Stock	4000	Indirect
GAIA Class A Common Stock	21042	Indirect

Footnotes

F1: The reporting person jointly owns 150 shares with his son and 175 shares with his daughter of Gaia, Inc. Class A Common Stock reported herein.

F2: As a result of changes in his role at FIMgroup in November 2018, the reporting person is no longer reporting 5,900 shares directly beneficially held by FIMgroup.

F3: Revocable trust for which the reporting person serves as the trustee and the beneficiaries of which include members of the reporting person's immediate family.

F4: Stock option provides for vesting and exercisability of 20% per year on the date of the annual shareholder meeting starting.