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GAIA, INC Director's Dealing 2018

Nov 1, 2018

33870_dirs_2018-11-01_65ab6573-d466-45a7-8cdf-4a975831bfc8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GAIA, INC (GAIA)
CIK: 0001089872
Period of Report: 2018-10-30

Reporting Person: RYSAVY JIRKA (Director, Chairman, 10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-10-30 Restricted Stock Units $ A 53784 Acquired Class A Common Stock (53784) Direct

Footnotes

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: The RSUs vest on March 31, 2024, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.