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GAIA, INC — Director's Dealing 2017
May 5, 2017
33870_dirs_2017-05-05_b6dcd3ab-39f7-47a1-b2d4-6b8ffb52fe4f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GAIA, INC (GAIA)
CIK: 0001089872
Period of Report: 2017-05-05
Reporting Person: Sutherland Paul Howard (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-05 | Class A Common Stock | A | 175 | $11.079 | Acquired | 23840 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 21042 | Indirect |
| Class A Common Stock | 5900 | Indirect |
| Class A Common Stock | 4000 | Indirect |
Footnotes
F1: The reporting person jointly owns 150 shares with his son and 175 shares with his daughter of Gaia, Inc. Class A Common Stock reported herein.
F2: Revocable trust for which the reporting person serves as the trustee and the beneficiaries of which include members of the reporting person's immediate family.
F3: The reporting person disclaims beneficial ownership of these securities except to the extent his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose