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GAIA, INC Director's Dealing 2017

Nov 7, 2017

33870_dirs_2017-11-07_72ea10f8-7f96-4371-8678-0233ba8ae6fa.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GAIA, INC (GAIA)
CIK: 0001089872
Period of Report: 2017-11-03

Reporting Person: Frank Kristin E. (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-03 Director Stock Option (right to buy) $12.40 A 10000 Acquired 2027-11-03 Class A Common Stock (10000) Direct

Footnotes

F1: Issued in consideration for director services.

F2: Stock option provides for vesting and exercisability of 20% per year for 5 years, commencing in 2018