GAIA, INC — Director's Dealing 2016

Jun 14, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GAIAM, INC (GAIA)
CIK: 0001089872
Period of Report: 2016-06-09

Reporting Person: JACKSON JOHN R (Secretary & VP Corp Dev)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-06-09	Class A Common Stock	M	1100	$7.71	Acquired	1821	Direct
2016-06-09	Class A Common Stock	S	1100	$7.8109	Disposed	721	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-06-09	Employee Stock Option (right to buy)	$7.71	M	1100	Disposed	2024-11-03	Class A Common Stock (1100)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average. Theses shares were sold in multiple transactions at prices ranging from $7.81-$7.82, inclusive. The reporting person undertakes to provide to Gaiam, Inc., any security holder of Gaiam, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnote (1) to this Form 4.

F2: The option is partially vested. The option was originally granted on November 04, 2014, and provided for vesting of 2% per month for 50 months commencing on December 1, 2014.