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GAIA, INC — Director's Dealing 2016
Jul 7, 2016
33870_dirs_2016-07-06_9797e0a3-e0eb-4714-a080-f47d1f178cb6.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: GAIAM, INC (GAIA)
CIK: 0001089872
Period of Report: 2016-07-01
Reporting Person: Tarell Paul C. Jr. (Chief Financial Officer)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $5.03 | 2023-09-16 | Class A Common Stock (30000) | Direct |
Footnotes
F1: Stock option provides for vesting and exercisability of 2% per month for 50 months commencing August 1, 2014.
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