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GAIA, INC Director's Dealing 2016

Jul 7, 2016

33870_dirs_2016-07-06_9797e0a3-e0eb-4714-a080-f47d1f178cb6.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: GAIAM, INC (GAIA)
CIK: 0001089872
Period of Report: 2016-07-01

Reporting Person: Tarell Paul C. Jr. (Chief Financial Officer)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (right to buy) $5.03 2023-09-16 Class A Common Stock (30000) Direct

Footnotes

F1: Stock option provides for vesting and exercisability of 2% per month for 50 months commencing August 1, 2014.