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GAIA, INC Director's Dealing 2016

Sep 9, 2016

33870_dirs_2016-09-09_7ed1206b-09b5-46be-88b9-e2c0bc0b30db.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GAIA, INC (GAIA)
CIK: 0001089872
Period of Report: 2016-09-08

Reporting Person: MAISEL DAVID (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-09-08 Director Stock Option (right to buy) $7.81 A 150000 Acquired 2026-09-08 Class A Common Stock (150000) Direct

Footnotes

F1: Stock option provides for vesting and exercisability of 2% per month for 50 months commencing May 1, 2017.