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GAIA, INC — Director's Dealing 2016
Nov 4, 2016
33870_dirs_2016-11-04_9df3a513-af41-463f-9a58-3e1ad775a9ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GAIA, INC (GAIA)
CIK: 0001089872
Period of Report: 2016-11-01
Reporting Person: Sutherland Paul Howard (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-01 | Director Stock Option (right to buy) | $7.40 | A | 75000 | Acquired | 2016-11-01 | Class A Common Stock (75000) | Direct |
Footnotes
F1: Stock option provides for vesting and exercisability of 20% per year on the date of the annual shareholder meeting starting.
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