GAIA, INC — Director's Dealing 2015

Mar 28, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GAIAM, INC (GAIA)
CIK: 0001089872
Period of Report: 2015-03-24

Reporting Person: Thomas Stephen J. (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-03-24	Class A Common Stock	M	5000	$5.00	Acquired	5000	Direct
2015-03-24	Class A Common Stock	S	5000	$7.5679	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-03-24	Employee Stock Option (right to buy)	$5.00	M	5000	Disposed	2015-06-03	Class A Common Stock (5000)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $7.65-$7.52, inclusive. The reporting person undertakes to provide to Gaiam, Inc., any security holder of Gaiam, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each price within the range set forth in footnote (1) to this From 4.

F2: The option is fully vested. The option was originally granted on June 3, 2008, repriced on January 15, 2009, and provided for vesting at 2% per month for 50 months commencing on May 1, 2009.