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GAIA, INC Director's Dealing 2015

Apr 15, 2015

33870_dirs_2015-04-15_02f5bcd7-05fb-4e74-8edd-291c684fed11.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GAIAM, INC (GAIA)
CIK: 0001089872
Period of Report: 2015-03-31

Reporting Person: Sutherland Paul Howard (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-03-31 Class A Common Stock A 2332 Acquired 10611 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 21042 Indirect
Class A Common Stock 5900 Indirect
Class A Common Stock 4000 Indirect

Footnotes

F1: Issued in consideration for director services.

F2: The reporting person jointly owns with his son 150 shares of Gaiam, Inc. Class A Common Stock reported herein.

F3: Revocable trust for which the reporting person serves as the trustee and the beneficiaries of which include members of the reporting person's immediate family.

F4: The reporting person disclaims beneficial ownership of these securities except to the extent his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose