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GAIA, INC Director's Dealing 2014

Feb 14, 2014

33870_dirs_2014-02-14_325c4c43-46b8-42f3-bc85-de16190bfce2.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: GAIAM, INC (GAIA)
CIK: 0001089872
Period of Report: 2013-12-31

Reporting Person: Sutherland Paul Howard (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-10-09 Class A Common Stock G 573 Disposed 1150 Direct
2012-10-09 Class A Common Stock G 573 Acquired 573 Indirect
2013-01-18 Class A Common Stock G 8544 Disposed 1150 Direct
2013-01-18 Class A Common Stock G 8544 Acquired 9117 Indirect
2013-04-15 Class A Common Stock G 3810 Disposed 1150 Direct
2013-04-15 Class A Common Stock G 3810 Acquired 12927 Indirect
2013-07-26 Class A Common Stock G 2242 Disposed 1150 Direct
2013-07-26 Class A Common Stock G 2242 Acquired 15169 Indirect
2013-10-15 Class A Common Stock G 798 Disposed 6135 Direct
2013-10-15 Class A Common Stock G 798 Acquired 15967 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 5900 Indirect
Class A Common Stock 4000 Indirect

Footnotes

F1: Gifted to a revocable trust for which the reporting person serves as the trustee and the beneficiaries of which include members of the reporting person's immediate family.

F2: Includes 4,985 shares of Class A Common Stock issued to the reporting person on 12/31/2013 as previously reported on a Form 4.

F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.