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GAIA, INC Director's Dealing 2014

May 30, 2014

33870_dirs_2014-05-29_c654c8b8-03c8-4321-b9de-23bd3dce51b2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GAIAM, INC (GAIA)
CIK: 0001089872
Period of Report: 2014-05-27

Reporting Person: JACKSON JOHN R (Secretary & VP Corp Dev)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-05-27 Class A Common Stock M 8000 $5.00 Acquired 8721 Direct
2014-05-27 Class A Common Stock S 8000 $7.16 Disposed 721 Direct
2014-05-28 Class A Common Stock M 4000 $5.00 Acquired 4721 Direct
2014-05-28 Class A Common Stock S 4000 $7.15 Disposed 721 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-05-27 Employee Stock Option (right to buy) $5.00 M 8000 Disposed 2015-06-26 Class A Common Stock (8000) Direct
2014-05-28 Employee Stock Option (right to buy) $5.00 M 4000 Disposed 2015-06-26 Class A Common Stock (4000) Direct

Footnotes

F1: The price reported in Column 4 is a weighted average. Theses shares were sold in multiple transactions at prices ranging from $7.1500-$7.2002, inclusive. The reporting person undertakes to provide to Gaiam, Inc., any security holder of Gaiam, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnote (1) to this Form 4.

F2: The option is fully vested. The option was originally granted on June 26, 2006, and provided for vesting of 2% per month for 50 months commencing on May 1, 2007.