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GAIA, INC Director's Dealing 2014

Jun 6, 2014

33870_dirs_2014-06-05_0eab3bab-1cc0-47ac-bafd-47444f039c24.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GAIAM, INC (GAIA)
CIK: 0001089872
Period of Report: 2014-06-03

Reporting Person: JACKSON JOHN R (Secretary & VP Corp Dev)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-06-03 Class A Common Stock M 13555 $5.00 Acquired 14276 Direct
2014-06-03 Class A Common Stock S 13555 $7.20 Disposed 721 Direct
2014-06-04 Class A Common Stock M 2032 $5.00 Acquired 2753 Direct
2014-06-04 Class A Common Stock S 2032 $7.20 Disposed 721 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-06-03 Employee Stock Option (right to buy) $5.00 M 13555 Disposed 2015-06-26 Class A Common Stock (13555) Direct
2014-06-04 Employee Stock Option (right to buy) $5.00 M 2032 Disposed 2015-06-26 Class A Common Stock (2032) Direct

Footnotes

F1: The option is fully vested. The option was originally granted on June 26, 2006, and provided for vesting of 2% per month for 50 months commencing on May 1, 2007.