GAIA, INC — Director's Dealing 2014

Jun 25, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GAIAM, INC (GAIA)
CIK: 0001089872
Period of Report: 2014-06-20

Reporting Person: POWERS LYNN (Director, CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-06-20	Class A Common Stock	M	27263	$5.30	Acquired	251263	Direct
2014-06-20	Class A Common Stock	S	27263	$8.31	Disposed	224000	Direct
2014-06-23	Class A Common Stock	M	28390	$5.30	Acquired	252390	Direct
2014-06-23	Class A Common Stock	S	28390	$8.30	Disposed	224000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-06-20	Employee Stock Option (right to buy)	$5.30	M	27263	Disposed	2015-03-31	Class A Common Stock (27263)	Direct
2014-06-23	Employee Stock Option (right to buy)	$5.30	M	28390	Disposed	2015-03-31	Class A Common Stock (28390)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.30 to $8.41, inclusive. The reporting person undertakes to provide Gaiam, Inc., any security holder of Gaiam, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote (1) to this Form 4.

F2: The option is fully vested. The option was originally granted November 20, 2003, and provided for vesting of 2% per month for 50 months commencing on October 1, 2004.