GAIA, INC — Director's Dealing 2014

Oct 3, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GAIAM, INC (GAIA)
CIK: 0001089872
Period of Report: 2014-09-30

Reporting Person: Sutherland Paul Howard (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-01-31	Class A Common Stock	G	4985	$0.00	Disposed	1150	Direct
2014-01-31	Class A Common Stock	G	4985	$0.00	Acquired	20952	Indirect
2014-02-14	Class A Common Stock	G	510	$0.00	Disposed	640	Direct
2014-02-14	Class A Common Stock	G	90	$0.00	Disposed	550	Direct
2014-02-14	Class A Common Stock	G	90	$0.00	Acquired	21042	Indirect
2014-08-12	Class A Common Stock	G	150	$0.00	Disposed	400	Direct
2014-08-12	Class A Common Stock	G	150	$0.00	Acquired	550	Direct
2014-09-30	Class A Common Stock	A	4223	—	Acquired	4773	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	5900	Indirect
Class A Common Stock	4000	Indirect

Footnotes

F1: Gifted to a revocable trust for which the reporting person serves as the trustee and the beneficiaries of which include members of the reporting person's immediate family.

F2: This transaction involved a gift of securities by the reporting person to his son.

F3: The reporting person jointly owns with his son 150 shares of Gaiam, Inc. Class A Common Stock reported herein.

F4: Issued in consideration for director services.

F5: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.