GAIA, INC — Director's Dealing 2014

Dec 24, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GAIAM, INC (GAIA)
CIK: 0001089872
Period of Report: 2014-03-11

Reporting Person: POWERS LYNN (Director, CEO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-03-11	Employee Stock Option (right to buy)	$5.30	D	200000	Disposed	2014-03-31	Class A Common Stock (200000)	Direct
2014-03-11	Employee Stock Option (right to buy)	$5.30	A	200000	Acquired	2015-03-31	Class A Common Stock (200000)	Direct

Footnotes

F1: The two reported transactions involve the extension of the expiration date for an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on November 20, 2003 and cancelled and replaced once on November 4, 2010, again on March 5, 2012 and then again on March 11, 2014, and provided for vesting of 2% per month for 50 months commencing on October 1, 2004.