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GAIA, INC — Director's Dealing 2013
Nov 1, 2013
33870_dirs_2013-11-01_a1c70409-b111-4001-8c0c-604ce3718807.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GAIAM, INC (GAIA)
CIK: 0001089872
Period of Report: 2013-10-30
Reporting Person: Thomas Stephen J. (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-30 | Stock Option (right to buy) | $6.18 | A | 40000 | Acquired | 2023-10-30 | Class A Common Stock (40000) | Direct |
Footnotes
F1: Stock option provides for vesting and exercisability of 2% per month for 50 months commencing September 1, 2014.
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