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GAIA, INC Director's Dealing 2013

Nov 1, 2013

33870_dirs_2013-11-01_a1c70409-b111-4001-8c0c-604ce3718807.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GAIAM, INC (GAIA)
CIK: 0001089872
Period of Report: 2013-10-30

Reporting Person: Thomas Stephen J. (Chief Financial Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-10-30 Stock Option (right to buy) $6.18 A 40000 Acquired 2023-10-30 Class A Common Stock (40000) Direct

Footnotes

F1: Stock option provides for vesting and exercisability of 2% per month for 50 months commencing September 1, 2014.