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GAIA, INC Director's Dealing 2012

Apr 10, 2012

33870_dirs_2012-04-10_75885301-3006-4267-9d18-5ffe8f686e50.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GAIAM, INC (GAIA)
CIK: 0001089872
Period of Report: 2012-03-05

Reporting Person: POWERS LYNN (Director, CEO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-03-05 Employee Stock Option (right to buy) $5.30 D 200000 Disposed 2012-03-31 Class A Common Stock (200000) Direct
2012-03-05 Employee Stock Option (right to buy) $5.30 A 200000 Acquired 2014-03-31 Class A Common Stock (200000) Direct

Footnotes

F1: The two reported transactions involve the extension of the expiration date for an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on November 20, 2003 and cancelled and replaced once on November 4, 2010 and then again on March 5, 2012, and provided for vesting of 2% per month for 50 months commencing on October 1, 2004.