AI assistant
GAIA, INC — Director's Dealing 2012
Apr 10, 2012
33870_dirs_2012-04-10_985545bc-55b9-4e80-b9b9-89796b09edc3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GAIAM, INC (GAIA)
CIK: 0001089872
Period of Report: 2012-03-05
Reporting Person: JACKSON JOHN R (Secretary & VP Corp Dev)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-05 | Employee Stock Option (right to buy) | $5.00 | D | 35000 | Disposed | 2013-06-26 | Class A Common Stock (35000) | Direct |
| 2012-03-05 | Employee Stock Option (right to buy) | $5.00 | A | 35000 | Acquired | 2015-06-26 | Class A Common Stock (35000) | Direct |
| 2012-03-05 | Employee Stock Option (right to buy) | $5.00 | D | 20000 | Disposed | 2013-09-14 | Class A Common Stock (20000) | Direct |
| 2012-03-05 | Employee Stock Option (right to buy) | $5.00 | A | 20000 | Acquired | 2015-09-14 | Class A Common Stock (20000) | Direct |
Footnotes
F1: The two reported transactions involve the extension of the expiration date for an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 26, 2006, repriced on January 15, 2009, and provided for vesting of 2% per month for 50 months commencing on May 1, 2007.
F2: The two reported transactions involve the extension of the expiration date for an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 14, 2006, repriced on January 15, 2009, and provided for vesting of 2% per month for 50 months commencing on August 1, 2007.