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GAIA, INC — Director's Dealing 2012
Apr 10, 2012
33870_dirs_2012-04-10_9da406e1-7865-4483-90c9-ec40ccd580c2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GAIAM, INC (GAIA)
CIK: 0001089872
Period of Report: 2012-03-05
Reporting Person: Thomas Stephen J. (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-05 | Employee Stock Option (right to buy) | $5.00 | D | 10000 | Disposed | 2013-12-13 | Class A Common Stock (10000) | Direct |
| 2012-03-05 | Employee Stock Option (right to buy) | $5.00 | A | 10000 | Acquired | 2015-12-13 | Class A Common Stock (10000) | Direct |
Footnotes
F1: The two reported transactions involve the extension of the expiration date for an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 13, 2006, repriced on January 15, 2009, and provided for vesting of 2% per month for 50 months commencing on November 1, 2007.
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