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GAIA, INC Director's Dealing 2012

Apr 10, 2012

33870_dirs_2012-04-10_9da406e1-7865-4483-90c9-ec40ccd580c2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GAIAM, INC (GAIA)
CIK: 0001089872
Period of Report: 2012-03-05

Reporting Person: Thomas Stephen J. (Chief Financial Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-03-05 Employee Stock Option (right to buy) $5.00 D 10000 Disposed 2013-12-13 Class A Common Stock (10000) Direct
2012-03-05 Employee Stock Option (right to buy) $5.00 A 10000 Acquired 2015-12-13 Class A Common Stock (10000) Direct

Footnotes

F1: The two reported transactions involve the extension of the expiration date for an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 13, 2006, repriced on January 15, 2009, and provided for vesting of 2% per month for 50 months commencing on November 1, 2007.