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GAIA, INC — Director's Dealing 2010
Mar 23, 2010
33870_dirs_2010-03-23_57040760-3593-4505-973b-237739615a50.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: GAIAM, INC (GAIA)
CIK: 0001089872
Period of Report: 2010-03-12
Reporting Person: Thomas Stephen J. (Chief Accounting Officer)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $5.00 | 2013-12-13 | Class A Common Stock (10000) | Direct | |
| Stock Option (right to buy) | $5.00 | 2015-06-03 | Class A Common Stock (5000) | Direct | |
| Stock Option (right to buy) | $5.00 | 2015-11-13 | Class A Common Stock (5000) | Direct | |
| Stock Option (right to buy) | $7.65 | 2017-03-04 | Class A Common Stock (20000) | Direct |
Footnotes
F1: The stock option was originally granted on December 13, 2006, repriced on Janaury 15, 2009, and provides for vesting and exercisability of 2% per month for 50 months commencing on November 1, 2007.
F2: The stock option was originally granted on June 3, 2008, repriced on January 15, 2009, and provides for vesting and exercisability of 2% per month for 50 months commencing on May 1, 2009.
F3: The stock option was granted on November 13, 2008 and provides for vesting and exercisability of 2% per month for 50 months commencing on October 1, 2009.
F4: The stock option was granted on March 4, 2010 and provides for vesting and exercisability of 2% per month for 50 months commencing on February 1, 2012.