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GAIA, INC — Director's Dealing 2007
Feb 7, 2007
33870_dirs_2007-02-07_e33fd069-2120-46b1-a3e2-42be3ba37c2d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GAIAM INC (GAIA)
CIK: 0001089872
Period of Report: 2007-02-06
Reporting Person: Revolution Living LLC (10% Owner)
Reporting Person: REVOLUTION MANAGEMENT CO LLC (10% Owner)
Reporting Person: Revolution LLC (10% Owner)
Reporting Person: Stephen M Case Revocable Trust (10% Owner)
Reporting Person: CASE STEPHEN M (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-02-06 | Class A Common Stock, par value $0.0001 | S | 2500000 | $13.14 | Disposed | 0 | Direct |
Footnotes
F1: On February 6, 2007, Revolution Living LLC sold 2,500,000 shares of Class A Common Stock, par value $0.0001, to Gaiam, Inc. The securities were owned directly by Revolution Living LLC. Revolution Living LLC is part of a multi-tier holding structure, and is held by Revolution Management Company LLC and its parent Revolution LLC, which in turn is owned by Stephen M. Case Revocable Trust, the trustee of which is Stephen M. Case. Accordingly, each of Revolution Management Company LLC, Revolution LLC, Stephen M. Case Revocable Trust and Stephen M. Case may be deemed to be an indirect beneficial owner of the securities held by Revolution Living LLC.