Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

GAIA, INC Director's Dealing 2007

Dec 3, 2007

33870_dirs_2007-12-03_2f6901e2-1c55-49b8-9031-41a0e883e8d2.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GAIAM INC (GAIA)
CIK: 0001089872
Period of Report: 2007-11-29

Reporting Person: POWERS LYNN (Director, President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2007-11-29 Class A Common Stock M 24200 $15.25 Acquired 123200 Direct
2007-11-29 Class A Common Stock D 24200 $23.50 Disposed 99000 Direct
2007-11-30 Class A Common Stock M 65800 $15.25 Acquired 164800 Direct
2007-11-30 Class A Common Stock D 65800 $23.7617 Disposed 99000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2007-11-29 Stock Option (right to buy) $15.25 M 24200 Disposed 2007-12-06 Class A Common Stock (90000) Direct
2007-11-30 Stock Option (right to buy) $15.25 M 65800 Disposed 2007-12-06 Class A Common Stock (65800) Direct

Footnotes

F1: Granted pursuant to the Issuer's 1999 Long-Term Incentive Plan. This option vested at a rate of 2% monthly beginning October
2001.