GABELLI UTILITY TRUST

N-PX 1 tgut-html2914_npx.htm THE GABELLI UTILITY TRUST (GUT)_N-PX

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-09243

The Gabelli Utility Trust

(Exact name of registrant as specified in charter)

One Corporate Center

Rye, New York 10580-1422

(Address of principal executive offices) (Zip code)

Bruce N. Alpert

Gabelli Funds, LLC

One Corporate Center

Rye, New York 10580-1422

(Name and address of agent for service)

Registrant’s telephone number, including area code: 1-800-422-3554

Date of fiscal year end: December 31

Date of reporting period: July 1, 2019 – June 30, 2020

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

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PROXY VOTING RECORD

FOR PERIOD JULY 1, 2019 TO JUNE 30, 2020

ProxyEdge	Report Date: 07/01/2020
Meeting Date Range: 07/01/2019 - 06/30/2020	1
The Gabelli Utility Trust

Investment Company Report

| AZZ
INC. — Security | | 002474104 | Meeting Type | Annual |
| --- | --- | --- | --- | --- |
| Ticker Symbol | | AZZ | Meeting Date | 09-Jul-2019 |
| ISIN | | US0024741045 | Agenda | 935034532 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Daniel E. Berce | For | For |
| | 2 | Paul Eisman | For | For |
| | 3 | Daniel R. Feehan | For | For |
| | 4 | Thomas E. Ferguson | For | For |
| | 5 | Kevern R. Joyce | For | For |
| | 6 | Venita McCellon-Allen | For | For |
| | 7 | Ed McGough | For | For |
| | 8 | Stephen E. Pirnat | For | For |
| | 9 | Steven R. Purvis | For | For |
| 2. | Approval of advisory
vote on AZZ's executive compensation program. | Management | For | For |
| 3. | Ratification of the
appointment of Grant Thornton LLP as AZZ's independent registered public accounting firm for the fiscal year ending February 29, 2020. | Management | For | For |
| ALSTOM
SA | | | | |
| Security | | F0259M475 | Meeting Type | MIX |
| Ticker Symbol | | | Meeting Date | 10-Jul-2019 |
| ISIN | | FR0010220475 | Agenda | 711275176 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PLEASE NOTE IN THE FRENCH
MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | | |
| CMMT | THE
FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | | |
| CMMT | IN
CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | | |
| CMMT | 21
JUN 2019: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0603/20190603 1-902540.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0621/20190621 1-903210.pdf; PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | |
| O.1 | APPROVAL OF THE CORPORATE
FINANCIAL STATEMENTS AND OPERATIONS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2019 | Management | For | For |
| O.2 | APPROVAL OF THE CONSOLIDATED
FINANCIAL STATEMENTS AND OPERATIONS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2019 | Management | For | For |
| O.3 | PROPOSAL TO ALLOCATE
INCOME FOR THE FINANCIAL YEAR ENDED 31 MARCH 2019 AND DISTRIBUTION OF A DIVIDEND | Management | For | For |
| O.4 | RENEWAL OF THE TERM
OF OFFICE OF MR. HENRI POUPART-LAFARGE AS DIRECTOR | Management | For | For |
| O.5 | RENEWAL OF THE TERM
OF OFFICE OF MRS. SYLVIE KANDE DE BEAUPUY AS DIRECTOR | Management | For | For |
| O.6 | RENEWAL OF THE TERM
OF OFFICE OF MRS. SYLVIE RUCAR AS DIRECTOR | Management | For | For |
| O.7 | APPROVAL OF THE COMMITMENTS
RELATING TO A NON-COMPETITION CLAUSE IN FAVOUR OF MR. HENRI POUPART-LAFARGE IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE L. 225-42-1 OF THE FRENCH COMMERCIAL CODE | Management | For | For |
| O.8 | APPROVAL OF THE COMMITMENTS
RELATING TO THE DEFINED CONTRIBUTION PENSION PLANS MADE IN FAVOUR OF MR. HENRI POUPART- LAFARGE IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE L. 225-42-1 OF THE FRENCH COMMERCIAL CODE | Management | For | For |
| O.9 | APPROVAL OF THE FIXED,
VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR ALLOCATED TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR ENDED 31 MARCH 2019 | Management | For | For |
| O.10 | APPROVAL
OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR 2019/20 AND APPLICABLE AS OF THIS GENERAL MEETING | Management | For | For |
| O.11 | AUTHORIZATION TO BE
GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES | Management | For | For |
| E.12 | DELEGATION
OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE COMPANY'S SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES RESERVED FOR MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN; WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For |
| E.13 | DELEGATION OF AUTHORITY
TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE COMPANY'S SHARE CAPITAL RESERVED FOR A CATEGORY OF BENEFICIARIES; WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For |
| E.14 | AUTHORIZATION
TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH THE FREE ALLOTMENT OF EXISTING SHARES OR SHARES TO BE ISSUED OF THE COMPANY, WITHIN THE LIMIT OF 5,000,000 SHARES, INCLUDING A MAXIMUM NUMBER OF 200,000 SHARES TO THE COMPANY'S EXECUTIVE CORPORATE OFFICERS; WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT | Management | For | For |
| E.15 | POWERS TO CARRY OUT
FORMALITIES | Management | For | For |
| BT
GROUP PLC | | | | |
| Security | | 05577E101 | Meeting Type | Annual |
| Ticker Symbol | | BT | Meeting Date | 10-Jul-2019 |
| ISIN | | US05577E1010 | Agenda | 935039746 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | Report and accounts | Management | For | For |
| 2. | Annual remuneration
report | Management | Against | Against |
| 3. | Final dividend | Management | For | For |
| 4. | Re-elect Jan du Plessis | Management | For | For |
| 5. | Re-elect Simon Lowth | Management | For | For |
| 6. | Re-elect Iain Conn | Management | For | For |
| 7. | Re-elect Tim Höttges | Management | For | For |
| 8. | Re-elect Isabel Hudson | Management | For | For |
| 9. | Re-elect Mike Inglis | Management | For | For |
| 10. | Re-elect Nick Rose | Management | For | For |
| 11. | Re-elect Jasmine Whitbread | Management | For | For |
| 12. | Elect Philip Jansen | Management | For | For |
| 13. | Elect Matthew Key | Management | For | For |
| 14. | Elect Allison Kirkby | Management | For | For |
| 15. | Auditors' re-appointment | Management | For | For |
| 16. | Auditors' remuneration | Management | For | For |
| 17. | Authority to allot shares | Management | For | For |
| 18. | Authority to allot shares
for cash (Special resolution) | Management | For | For |
| 19. | Authority to purchase
own shares (Special resolution) | Management | For | For |
| 20. | 14 days' notice of meeting
(Special resolution) | Management | For | For |
| 21. | Authority for political
donations | Management | For | For |
| CADIZ
INC. | | | | |
| Security | | 127537207 | Meeting Type | Annual |
| Ticker Symbol | | CDZI | Meeting Date | 10-Jul-2019 |
| ISIN | | US1275372076 | Agenda | 935050055 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Keith Brackpool | For | For |
| | 2 | John A. Bohn | For | For |
| | 3 | Jeffrey J. Brown | For | For |
| | 4 | Stephen E. Courter | For | For |
| | 5 | Maria Echaveste | For | For |
| | 6 | Geoffrey Grant | For | For |
| | 7 | Winston H. Hickox | For | For |
| | 8 | Murray H. Hutchison | For | For |
| | 9 | Richard Nevins | For | For |
| | 10 | Scott S. Slater | For | For |
| | 11 | Carolyn Webb de Macías | For | For |
| 2. | The ratification of
the selection of PricewaterhouseCoopers LLP as our independent registered public accountants for the fiscal year ending December 31, 2019. | Management | For | For |
| 3. | The approval of the
Cadiz Inc. 2019 Equity Incentive Plan to serve as the successor of the Cadiz Inc. 2014 Equity Incentive Plan. | Management | For | For |
| 4. | To vote on a non-binding,
advisory resolution approving the compensation of the Company's named executive officers. | Management | For | For |
| 5. | To vote on a stockholder
proposal to amend the Bylaws to expand the notice requirements for stockholder business to be timely brought before an annual meeting, if properly presented. | Shareholder | Against | For |
| EMERA
INC | | | | |
| Security | | 290876101 | Meeting Type | Special General Meeting |
| Ticker Symbol | | | Meeting Date | 11-Jul-2019 |
| ISIN | | CA2908761018 | Agenda | 711394926 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PLEASE
NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 250081 DUE TO THERE ARE 2- RESOLUTIONS FOR THIS MEETING. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE- ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | |
| 1 | THE AMENDMENT TO PART
B OF THE ARTICLES OF ASSOCIATION OF THE COMPANY FOR THE REMOVAL OF THE 25 PERCENT RESTRICTIONS RELATING TO SHARE OWNERSHIP AND VOTING RIGHTS BY NON-CANADIAN RESIDENT SHAREHOLDERS OF THE COMPANY | Management | For | For |
| 2 | NON-RESIDENT VOTING
CONSTRAINT: ARE THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM HELD, BENEFICIALLY OWNED OR CONTROLLED, DIRECTLY OR INDIRECTLY, BY A RESIDENT OF CANADA? NOTE: FOR = YES, ABSTAIN = NO, AGAINST WILL BE TREATED AS NOT MARKED | Management | Abstain | |
| SEVERN
TRENT PLC | | | | |
| Security | | G8056D159 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 17-Jul-2019 |
| ISIN | | GB00B1FH8J72 | Agenda | 711319891 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1 | RECEIVE THE REPORT AND
ACCOUNTS FOR THE YEAR ENDED 31 MARCH 2019 | Management | For | For |
| 2 | APPROVE THE DIRECTORS'
REMUNERATION REPORT | Management | For | For |
| 3 | TO APPROVE CHANGES TO
THE SEVERN TRENT PLC LONG TERM INCENTIVE PLAN 2014 | Management | For | For |
| 4 | APPROVE THE EXTENSION
OF THE SEVERN TRENT SHARESAVE SCHEME BY AN ADDITIONAL PERIOD OF TEN YEARS | Management | For | For |
| 5 | DECLARE A FINAL ORDINARY
DIVIDEND IN RESPECT OF THE YEAR ENDED 31 MARCH 2019 | Management | For | For |
| 6 | REAPPOINT KEVIN BEESTON
AS DIRECTOR | Management | For | For |
| 7 | REAPPOINT JAMES BOWLING
AS DIRECTOR | Management | For | For |
| 8 | REAPPOINT JOHN COGHLAN
AS DIRECTOR | Management | For | For |
| 9 | REAPPOINT ANDREW DUFF
AS DIRECTOR | Management | For | For |
| 10 | REAPPOINT OLIVIA GARFIELD
AS DIRECTOR | Management | For | For |
| 11 | REAPPOINT DOMINIQUE
REINICHE AS DIRECTOR | Management | For | For |
| 12 | REAPPOINT PHILIP REMNANT
CBE AS DIRECTOR | Management | For | For |
| 13 | REAPPOINT DAME ANGELA
STRANK AS DIRECTOR | Management | For | For |
| 14 | REAPPOINT DELOITTE LLP
AS AUDITOR OF THE COMPANY | Management | For | For |
| 15 | AUTHORISE THE AUDIT
COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For |
| 16 | AUTHORISE THE COMPANY
AND ALL COMPANIES WHICH ARE SUBSIDIARIES OF THE COMPANY TO MAKE POLITICAL DONATIONS NOT EXCEEDING GBP 50,000 IN TOTAL | Management | For | For |
| 17 | RENEW THE COMPANY'S
AUTHORITY TO ALLOT SHARES | Management | For | For |
| 18 | DISAPPLY PRE-EMPTION
RIGHTS ON UP TO 5% OF THE ISSUED SHARE CAPITAL | Management | For | For |
| 19 | DISAPPLY PRE-EMPTION
RIGHTS ON UP TO AN ADDITIONAL 5% OF THE ISSUED SHARE CAPITAL IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | For | For |
| 20 | AUTHORISE THE COMPANY
TO MAKE MARKET PURCHASES OF ITS ORDINARY SHARES | Management | For | For |
| 21 | AUTHORISE GENERAL MEETINGS
OF THE COMPANY, OTHER THAN ANNUAL GENERAL MEETINGS, TO BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For |
| VODAFONE
GROUP PLC | | | | |
| Security | | 92857W308 | Meeting Type | Annual |
| Ticker Symbol | | VOD | Meeting Date | 23-Jul-2019 |
| ISIN | | US92857W3088 | Agenda | 935052174 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | To receive the Company's
accounts, the strategic report and reports of the Directors and the auditor for the year ended 31 March 2019 | Management | For | For |
| 2. | To elect Sanjiv Ahuja
as a Director | Management | For | For |
| 3. | To elect David Thodey
as a Director | Management | For | For |
| 4. | To re-elect Gerard Kleisterlee
as a Director | Management | For | For |
| 5. | To re-elect Nick Read
as a Director | Management | For | For |
| 6. | To re-elect Margherita
Della Valle as a Director | Management | For | For |
| 7. | To re-elect Sir Crispin
Davis as a Director | Management | For | For |
| 8. | To re-elect Michel Demaré
as a Director | Management | For | For |
| 9. | To re-elect Dame Clara
Furse as a Director | Management | For | For |
| 10. | To re-elect Valerie
Gooding as a Director | Management | For | For |
| 11. | To re-elect Renee James
as a Director | Management | For | For |
| 12. | To re-elect Maria Amparo
Moraleda Martinez as a Director | Management | For | For |
| 13. | To re-elect David Nish
as a Director | Management | For | For |
| 14. | To declare a final dividend
of 4.16 eurocents per ordinary share for the year ended 31 March 2019 | Management | For | For |
| 15. | To approve the Annual
Report on Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2019 | Management | For | For |
| 16. | To appoint Ernst &
Young LLP as the Company's auditor until the end of the next general meeting at which accounts are laid before the Company | Management | For | For |
| 17. | To authorise the Audit
and Risk Committee to determine the remuneration of the auditor | Management | For | For |
| 18. | To authorise the Directors
to allot shares | Management | For | For |
| 19. | To authorise the Directors
to dis-apply pre-emption rights (Special Resolution) | Management | For | For |
| 20. | To authorise the Directors
to dis-apply pre-emption rights up to a further 5 per cent for the purposes of financing an acquisition or other capital investment (Special Resolution) | Management | For | For |
| 21. | To authorise the Company
to purchase its own shares (Special Resolution) | Management | For | For |
| 22. | To authorise political
donations and expenditure | Management | For | For |
| 23. | To authorise the Company
to call general meetings (other than AGMs) on 14 clear days' notice (Special Resolution) | Management | For | For |
| NATIONAL
GRID PLC | | | | |
| Security | | 636274409 | Meeting Type | Annual |
| Ticker Symbol | | NGG | Meeting Date | 29-Jul-2019 |
| ISIN | | US6362744095 | Agenda | 935056576 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | To receive the Annual
Report and Accounts | Management | For | For |
| 2. | To declare a final dividend | Management | For | For |
| 3. | To re-elect Sir Peter
Gershon | Management | For | For |
| 4. | To re-elect John Pettigrew | Management | For | For |
| 5. | To elect Andy Agg | Management | For | For |
| 6. | To re-elect Dean Seavers | Management | For | For |
| 7. | To re-elect Nicola Shaw | Management | For | For |
| 8. | To re-elect Jonathan
Dawson | Management | For | For |
| 9. | To re-elect Therese
Esperdy | Management | For | For |
| 10. | To re-elect Paul Golby | Management | For | For |
| 11. | To re-elect Amanda Mesler | Management | For | For |
| 12. | To elect Earl Shipp | Management | For | For |
| 13. | To elect Jonathan Silver | Management | For | For |
| 14. | To re-elect Mark Williamson | Management | For | For |
| 15. | To re-appoint the auditors
Deloitte LLP | Management | For | For |
| 16. | To authorise the Directors
to set the auditors' remuneration | Management | For | For |
| 17. | To approve the new Directors'
remuneration policy | Management | For | For |
| 18. | To approve the Directors'
Remuneration Report | Management | For | For |
| 19. | To authorise the Company
to make political donations | Management | For | For |
| 20. | To authorise the Directors
to allot Ordinary Shares | Management | For | For |
| 21. | To authorise the Directors
to operate a Scrip Dividend Scheme | Management | For | For |
| 22. | To authorise capitalising
reserves for the Scrip Dividend Scheme | Management | For | For |
| 23. | To disapply pre-emption
rights(special resolution) | Management | For | For |
| 24. | To disapply pre-emption
rights for acquisitions(special resolution) | Management | For | For |
| 25. | To authorise the Company
to purchase its own Ordinary Shares (special resolution) | Management | For | For |
| 26. | To authorise the Directors
to hold general meetings on 14 clear days' notice(special resolution) | Management | For | For |
| PT
INDOSAT TBK | | | | |
| Security | | Y7127S120 | Meeting Type | ExtraOrdinary General
Meeting |
| Ticker Symbol | | | Meeting Date | 01-Aug-2019 |
| ISIN | | ID1000097405 | Agenda | 711415237 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1 | APPROVAL OF THE CHANGES
OF THE COMPANY'S MANAGEMENT | Management | Against | Against |
| ANADARKO
PETROLEUM CORPORATION | | | | |
| Security | | 032511107 | Meeting Type | Special |
| Ticker Symbol | | APC | Meeting Date | 08-Aug-2019 |
| ISIN | | US0325111070 | Agenda | 935062531 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | To adopt the Agreement
and Plan of Merger, dated as of May 9, 2019, by and among Occidental Petroleum Corporation, Baseball Merger Sub 1, Inc. and Anadarko Petroleum Corporation ("Anadarko"). | Management | For | For |
| 2. | To approve, on a non-binding
advisory basis, the compensation that may be paid or become payable to Anadarko's named executive officers that is based on or otherwise related to the proposed transactions. | Management | For | For |
| ORASCOM
INVESTMENT HOLDING (S.A.E.) | | | | |
| Security | | 68555D206 | Meeting Type | MIX |
| Ticker Symbol | | | Meeting Date | 19-Aug-2019 |
| ISIN | | US68555D2062 | Agenda | 711460509 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| O.1 | DISCUSS AND AUTHORIZE
THE BOARD OF DIRECTORS TO EXTEND A SHAREHOLDER'S LOAN TO BELTONE FINANCIAL HOLDING | Management | Abstain | Against |
| E.1 | APPROVE THE AMENDMENT
OF ARTICLES (21) AND (46) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY TO ADOPT THE ACCUMULATIVE VOTING SYSTEM IN THE BOARD OF DIRECTORS ELECTION | Management | Abstain | Against |
| E.2 | APPROVE AND RATIFY THE
EMPLOYEE STOCK OPTION PLAN (ESOP) THROUGH ISSUING FREE SHARES TO THE EMPLOYEES, DIRECTORS AND EXECUTIVE BOARD MEMBERS OF THE COMPANY | Management | Abstain | Against |
| TELE2
AB | | | | |
| Security | | W95878166 | Meeting Type | ExtraOrdinary General
Meeting |
| Ticker Symbol | | | Meeting Date | 22-Aug-2019 |
| ISIN | | SE0005190238 | Agenda | 711432841 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | AN ABSTAIN VOTE CAN
HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | | |
| CMMT | MARKET
RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | | |
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | |
| 1 | OPENING OF THE EXTRAORDINARY
GENERAL MEETING | Non-Voting | | |
| 2 | ELECTION OF CHAIRMAN
OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | | |
| 3 | PREPARATION AND APPROVAL
OF THE VOTING LIST | Non-Voting | | |
| 4 | APPROVAL OF THE AGENDA | Non-Voting | | |
| 5 | ELECTION OF ONE OR TWO
PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | | |
| 6 | DETERMINATION OF WHETHER
THE EXTRAORDINARY GENERAL MEETING HAS BEEN DULY-CONVENED | Non-Voting | | |
| 7 | RESOLUTION ON EXTRAORDINARY
DIVIDEND: SEK 6 PER SHARE | Management | No Action | |
| 8 | CLOSING OF THE EXTRAORDINARY
GENERAL MEETING | Non-Voting | | |
| GLOBAL
TELECOM HOLDING S.A.E. | | | | |
| Security | | M7526D107 | Meeting Type | ExtraOrdinary General
Meeting |
| Ticker Symbol | | | Meeting Date | 26-Aug-2019 |
| ISIN | | EGS74081C018 | Agenda | 711475423 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | |
| 1 | THE VOLUNTARY DELISTING
OF THE COMPANY SHARES FROM THE EGX | Management | No Action | |
| 2 | THE PURCHASE BY THE
COMPANY OF ALL SHAREHOLDERS WILLING TO SELL THEIR SHARES TO THE COMPANY, WHETHER THEY HAVE VOTED FOR OR AGAINST THE DELISTING RESOLUTION IN THE EGM IN ACCORDANCE WITH APPLICABLE REGULATION | Management | No Action | |
| 3 | THE ESTABLISHMENT BY
THE COMPANY OF A DELISTING ACCOUNT TO BE CODED ON EGX AND TO BE USED FOR THE PURCHASE OF THE SHAREHOLDERS SHARES BY THE COMPANY AS OUTLINED ABOVE | Management | No Action | |
| 4 | THE PRICE AT WHICH THE
COMPANY SHALL PURCHASE THE SHARES FROM ANY SHAREHOLDERS WILLING TO SELL THEIR SHARES IN ACCORDANCE WITH THE EGX LISTING RULES TO THE COMPANY | Management | No Action | |
| 5 | AUTHORIZATION TO EXTEND
THE GRACE PERIOD FOR THE LAON OF USD 100 MILLION FROM VEON HOLDINGS B.V WHICH IS DUE AT 31 AUGUST 2019 FOR EXTRA 3 MONTHS | Management | No Action | |
| 6 | THE UTILIZATION OF THE
EXTRA AMOUNTS WHICH IS UP TO USD 100 MILLION UPON THE COMPANY DELISTING FROM THE EGX OFFERED BY VEON HOLDING B V COMPANY | Management | No Action | |
| 7 | ANY OTHER RELEVANT MATTER | Management | No Action | |
| CAPSTONE
TURBINE CORPORATION | | | | |
| Security | | 14067D409 | Meeting Type | Annual |
| Ticker Symbol | | CPST | Meeting Date | 29-Aug-2019 |
| ISIN | | US14067D4097 | Agenda | 935061515 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Holly A. Van Deursen | For | For |
| | 2 | Paul D. DeWeese | For | For |
| | 3 | Robert C. Flexon | For | For |
| | 4 | Darren R. Jamison | For | For |
| | 5 | Yon Y. Jorden | For | For |
| | 6 | Gary J. Mayo | For | For |
| | 7 | Robert F. Powelson | For | For |
| 2. | Approve an amendment
to increase the number of shares available under the Capstone Turbine Corporation 2017 Equity Incentive Plan by 3.0 million. | Management | Against | Against |
| 3. | Approve
an amendment to Capstone's Second Amended and Restated Certificate of Incorporation, as amended, to effect a reverse stock split of our outstanding shares of Company common stock by a ratio within the range of 1- for-5 to 1-for-10, as determined in the sole discretion of our Board of Directors. | Management | For | For |
| 4. | Approve the NOL Rights
Agreement, dated as of May 6, 2019, with Broadridge Financial Solutions, Inc. | Management | For | For |
| 5. | Advisory vote to approve
the compensation of the Company's named executive officers as presented in the proxy statement. | Management | For | For |
| 6. | Ratification of the
selection of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2020. | Management | For | For |
| GLOBAL
TELECOM HOLDING S.A.E. | | | | |
| Security | | M7526D107 | Meeting Type | ExtraOrdinary General
Meeting |
| Ticker Symbol | | | Meeting Date | 09-Sep-2019 |
| ISIN | | EGS74081C018 | Agenda | 711502840 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | |
| 1 | APPROVING THE ASSET
TRANSFER OFFER WHICH SHALL BE PUT INTO EFFECT CONDITIONAL ON AND FOLLOWING THE DELISTING AND APPROVING AND CERTIFYING OF ANY TRANSACTIONS OR TRANSACTION DOCUMENTS RELATING THERETO OR ARISING THEREFROM | Management | No Action | |
| 2 | APPOINTMENTS AND DELEGATIONS
IN RELATION TO THE ABOVE AGENDA ITEMS | Management | No Action | |
| 3 | ANY OTHER RELEVANT MATTER | Management | No Action | |
| CMMT | 20
AUG 2019: PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 267308 DUE-TO POSTPONEMENT OF THE MEETING DATE FROM 27 AUG 2019 TO 09 SEP 2019 AND-CHANGE IN AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | | |
| CMMT | 20 AUG 2019: PLEASE
NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | |
| TURKCELL
ILETISIM HIZMETLERI A.S. | | | | |
| Security | | 900111204 | Meeting Type | Annual |
| Ticker Symbol | | TKC | Meeting Date | 12-Sep-2019 |
| ISIN | | US9001112047 | Agenda | 935072861 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 2. | Authorizing the Presidency
Board to sign the minutes of the meeting | Management | For | For |
| 5. | Reading, discussion
and approval of the consolidated balance sheets and profits/loss statements prepared pursuant to the Turkish Commercial Code and Capital Markets Board relating to fiscal year 2018, separately | Management | For | For |
| 6. | Discussion of and decision
on the release of the Board Members individually from the activities and operations of the Company pertaining to the fiscal year 2018 | Management | For | For |
| 7. | Informing the General
Assembly on the donation and contributions made in the fiscal year 2018; discussion of and decision on determination of donation limit to be made in the fiscal year 2019 between 01.01.2019 - 31.12.2019 | Management | Against | Against |
| 8. | Subject to the approval
of the Ministry of Trade and Capital Markets Board; discussion of and decision on the amendment of Articles 3, 4, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 21, 24, 25 and 26 of the Articles of Association of the Company | Management | Against | Against |
| 9. | Due
to the vacancies in the Board of Directors, submission of the election of board members, who were elected as per Article 363 of the Turkish Commercial Code, to the approval of General Approval by the Board of Directors; discussion of and decision on the election for board memberships in accordance with related legislation and determination of term of office | Management | Against | Against |
| 10. | Determination of the
remuneration of the Board Members | Management | Against | Against |
| 11. | Discussion of and approval
of the election of the independent audit firm appointed by the Board of Directors pursuant to Turkish Commercial Code and the capital markets legislation for auditing of the accounts and financials of the year 2019 | Management | For | For |
| 12. | Discussion of and decision
on the distribution of dividend as well as on the dividend distribution date for the fiscal year 2018 | Management | For | For |
| 13. | Decision
permitting the Board Members to, directly or on behalf of others, be active in areas falling within or outside the scope of the Company's operations and to participate in companies operating in the same business and to perform other acts in compliance with Articles 395 and 396 of the Turkish Commercial Code | Management | Against | Against |
| EL
PASO ELECTRIC COMPANY | | | | |
| Security | | 283677854 | Meeting Type | Special |
| Ticker Symbol | | EE | Meeting Date | 19-Sep-2019 |
| ISIN | | US2836778546 | Agenda | 935069511 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | To
approve the Agreement and Plan of Merger, dated as of June 1, 2019, by and among El Paso Electric Company (the Company), Sun Jupiter Holdings LLC (Parent) and Sun Merger Sub Inc., a wholly-owned subsidiary of Parent (Merger Sub), and the transactions contemplated thereby, including the merger of Merger Sub with and into the Company. | Management | For | For |
| 2. | To approve by non-binding
advisory resolution, the compensation of the named executive officers of the Company that will or may become payable in connection with the merger. | Management | For | For |
| 3. | To approve any motion
to adjourn the special meeting to a later date or dates, if necessary, to solicit additional proxies if there are insufficient votes to approve proposal 1 at the time of the special meeting. | Management | For | For |
| MOBILE
TELESYSTEMS PJSC | | | | |
| Security | | X5430T109 | Meeting Type | ExtraOrdinary General
Meeting |
| Ticker Symbol | | | Meeting Date | 30-Sep-2019 |
| ISIN | | RU0007775219 | Agenda | 711465232 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | ON THE PROCEDURE FOR
HOLDING THE EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS OF MTS PJSC | Management | No Action | |
| 2.1 | ON THE DISTRIBUTION
OF PROFITS (PAYMENT OF DIVIDENDS) OF MTS PJSC BASED ON THE RESULTS OF THE 1 HALF YEAR 2019: THE BOARD OF DIRECTORS HAS RECOMMENDED PAYING RUB 8.68 PER SHARE IN DIVIDENDS FOR FIRST HALF OF FY 2019.RECORD DATE, IS OCTOBER 14, 2019 | Management | No Action | |
| CMMT | 10
SEP 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 2 AND CHANGE OF THE NUMBERING OF ALL RESOLUTIONS. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | |
| MOBILE
TELESYSTEMS PJSC | | | | |
| Security | | 607409109 | Meeting Type | Annual |
| Ticker Symbol | | MBT | Meeting Date | 30-Sep-2019 |
| ISIN | | US6074091090 | Agenda | 935077241 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | Procedure for holding
the MTS PJSC Extraordinary General Shareholders Meeting. EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS NUMBER OR SHARES AND THE MANNER OF THE VOTE AS A CONDITION TO VOTING. | Management | Abstain | Against |
| 2. | Distribution of MTS
PJSC profit (payment of dividends) according to the results for the 1st half year 2019. | Management | Abstain | Against |
| SMARTONE
TELECOMMUNICATIONS HOLDINGS LTD | | | | |
| Security | | G8219Z105 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 01-Nov-2019 |
| ISIN | | BMG8219Z1059 | Agenda | 711587420 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PLEASE
NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0927/ltn20190927483.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0927/ltn20190927357.pdf | Non-Voting | | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | |
| 1 | TO ADOPT THE AUDITED
FINANCIAL STATEMENTS, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 30 JUNE 2019 | Management | For | For |
| 2 | TO APPROVE THE PAYMENT
OF FINAL DIVIDEND OF HKD 0.21 PER SHARE, WITH A SCRIP DIVIDEND ALTERNATIVE, IN RESPECT OF THE YEAR ENDED 30 JUNE 2019 | Management | For | For |
| 3I.A | TO RE-ELECT MR. KWOK
PING-LUEN, RAYMOND AS DIRECTOR | Management | For | For |
| 3I.B | TO RE-ELECT MR. CHAU
KAM-KUN, STEPHEN AS DIRECTOR | Management | For | For |
| 3I.C | TO RE-ELECT MR. SIU
HON-WAH, THOMAS AS DIRECTOR | Management | For | For |
| 3I.D | TO RE-ELECT DR. LI KA-CHEUNG,
ERIC AS DIRECTOR | Management | Against | Against |
| 3I.E | TO RE-ELECT MRS. IP
YEUNG SEE-MING, CHRISTINE AS DIRECTOR | Management | For | For |
| 3.II | TO AUTHORISE THE BOARD
OF DIRECTORS TO FIX THE FEES OF DIRECTORS | Management | For | For |
| 4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS
AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For |
| 5 | TO GIVE A GENERAL MANDATE
TO THE BOARD OF DIRECTORS TO ISSUE AND DISPOSE OF ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE ISSUED SHARES | Management | Against | Against |
| 6 | TO GIVE A GENERAL MANDATE
TO THE BOARD OF DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE ISSUED SHARES | Management | For | For |
| 7 | TO EXTEND THE GENERAL
MANDATE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE SHARES IN THE CAPITAL OF THE COMPANY BY THE NUMBER OF SHARES REPURCHASED | Management | Against | Against |
| ORMAT
TECHNOLOGIES INC | | | | |
| Security | | 686688102 | Meeting Type | Special General Meeting |
| Ticker Symbol | | | Meeting Date | 06-Nov-2019 |
| ISIN | | US6866881021 | Agenda | 711562860 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1 | APPROVAL OF THE AMENDMENT
OF THE THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION AND THE FOURTH AMENDED AND RESTATED BYLAWS OF THE COMPANY TO PROVIDE FOR BOARD DECLASSIFICATION (THE "DECLASSIFICATION PROPOSAL") | Management | For | For |
| 2 | APPROVAL
OF THE ADJOURNMENT OF THE SPECIAL MEETING FROM TIME TO TIME, IF NECESSARY OR ADVISABLE (AS DETERMINED BY THE COMPANY), TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE DECLASSIFICATION PROPOSAL | Management | For | For |
| CMMT | AS
A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE THAT YOU-DISCLOSE WHETHER YOU HAVE A) A PERSONAL INTEREST IN THIS COMPANY B) ARE A-CONTROLLING SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR OFFICER OF THIS-COMPANY D) THAT YOU ARE AN INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND- MANAGER OR TRUST FUND. BY VOTING THROUGH THE PROXY EDGE PLATFORM YOU ARE- CONFIRMING THE ANSWER FOR A, B AND C TO BE NO AND THE ANSWER FOR D TO BE YES.-SHOULD THIS NOT BE THE CASE PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-SO THAT WE MAY LODGE YOUR VOTE INSTRUCTIONS ACCORDINGLY | Non-Voting | | |
| ORMAT
TECHNOLOGIES, INC. | | | | |
| Security | | 686688102 | Meeting Type | Special |
| Ticker Symbol | | ORA | Meeting Date | 06-Nov-2019 |
| ISIN | | US6866881021 | Agenda | 935080604 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | Approval of the amendment
of the Third Amended and Restated Certificate of Incorporation and the Fourth Amended and Restated Bylaws of the Company to provide for board declassification (the "Declassification Proposal"). | Management | For | For |
| 2. | Approval
of the adjournment of the Special Meeting from time to time, if necessary or advisable (as determined by the Company), to solicit additional proxies in the event there are not sufficient votes at the time of the Special Meeting to approve the Declassification Proposal. | Management | For | For |
| KINNEVIK
AB | | | | |
| Security | | W5139V133 | Meeting Type | ExtraOrdinary General
Meeting |
| Ticker Symbol | | | Meeting Date | 07-Nov-2019 |
| ISIN | | SE0008373898 | Agenda | 711612603 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | AN ABSTAIN VOTE CAN
HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | | |
| CMMT | MARKET
RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | | |
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | |
| 1 | OPENING OF THE EXTRAORDINARY
GENERAL MEETING | Non-Voting | | |
| 2 | ELECTION OF CHAIRMAN
AT THE EXTRAORDINARY GENERAL MEETING | Non-Voting | | |
| 3 | PREPARATION AND APPROVAL
OF THE VOTING LIST | Non-Voting | | |
| 4 | APPROVAL OF THE AGENDA | Non-Voting | | |
| 5 | ELECTION OF ONE OR TWO
PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | | |
| 6 | DETERMINATION OF WHETHER
THE EXTRAORDINARY GENERAL MEETING HAS BEEN DULY-CONVENED | Non-Voting | | |
| 7.A | RESOLUTION REGARDING
DISTRIBUTION OF KINNEVIK'S HOLDING IN MILLICOM THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE SHARE SPLIT 2:1 | Management | No Action | |
| 7.B | RESOLUTION REGARDING
DISTRIBUTION OF KINNEVIK'S HOLDING IN MILLICOM THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: SHARE SPLIT 2:1 | Management | No Action | |
| 7.C | RESOLUTION
REGARDING DISTRIBUTION OF KINNEVIK'S HOLDING IN MILLICOM THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: AMENDMENTS OF THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |
| 7.D | RESOLUTION REGARDING
DISTRIBUTION OF KINNEVIK'S HOLDING IN MILLICOM THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |
| 7.E | RESOLUTION REGARDING
DISTRIBUTION OF KINNEVIK'S HOLDING IN MILLICOM THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: INCREASE OF THE SHARE CAPITAL THROUGH A BONUS ISSUE WITHOUT ISSUANCE OF NEW SHARES | Management | No Action | |
| 8.A | PLEASE NOTE THAT THIS
RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVE TO: AMEND THE ARTICLES OF ASSOCIATION (SECTION 4) IN THE FOLLOWING WAY: "ALL SHARES ENTITLE TO ONE (1) VOTE" | Shareholder | No Action | |
| 8.B | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVE TO: INSTRUCT THE BOARD TO WORK TOWARDS THAT THE SWEDISH COMPANIES ACT (2005:551) IS AMENDED SO THAT THE POSSIBILITY TO HAVE DIFFERENTIATED VOTING POWERS IS ABOLISHED, FIRSTLY BY APPROACHING THE SWEDISH GOVERNMENT | Shareholder | No Action | |
| 8.C | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVE TO: INSTRUCT THE BOARD TO PREPARE A PROPOSAL REGARDING REPRESENTATION ON THE BOARD AND NOMINATION COMMITTEES FOR THE SMALL AND MEDIUM SIZED SHAREHOLDERS TO BE RESOLVED UPON AT THE 2021 ANNUAL GENERAL MEETING, OR AT AN EARLIER EXTRAORDINARY GENERAL MEETING | Shareholder | No Action | |
| 8.D | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVE TO: INSTRUCT THE BOARD TO WORK TOWARDS THAT A CORRESPONDING CHANGE IS EFFECTUATED IN THE SWEDISH NATIONAL RULEBOOK, FIRSTLY BY APPROACHING THE SWEDISH GOVERNMENT | Shareholder | No Action | |
| 9 | CLOSING OF THE EXTRAORDINARY
GENERAL MEETING | Non-Voting | | |
| CMMT | 15 OCT 2019: PLEASE
NOTE THAT RESOLUTIONS 7.A TO 7.E ARE PROPOSED TO BE-CONDITIONAL UPON EACH OTHER AND THEREFORE PROPOSED TO BE ADOPTED IN-CONNECTION WITH EACH OTHER. THANK YOU. | Non-Voting | | |
| CMMT | 15 OCT 2019: PLEASE
NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | |
| KINNEVIK
AB | | | | |
| Security | | W5139V109 | Meeting Type | ExtraOrdinary General
Meeting |
| Ticker Symbol | | | Meeting Date | 07-Nov-2019 |
| ISIN | | SE0008373906 | Agenda | 711612615 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | AN ABSTAIN VOTE CAN
HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | | |
| CMMT | MARKET
RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | | |
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | |
| 1 | OPENING OF THE EXTRAORDINARY
GENERAL MEETING | Non-Voting | | |
| 2 | ELECTION OF CHAIRMAN
AT THE EXTRAORDINARY GENERAL MEETING | Non-Voting | | |
| 3 | PREPARATION AND APPROVAL
OF THE VOTING LIST | Non-Voting | | |
| 4 | APPROVAL OF THE AGENDA | Non-Voting | | |
| 5 | ELECTION OF ONE OR TWO
PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | | |
| 6 | DETERMINATION OF WHETHER
THE EXTRAORDINARY GENERAL MEETING HAS BEEN DULY-CONVENED | Non-Voting | | |
| 7.A | RESOLUTION REGARDING
DISTRIBUTION OF KINNEVIK'S HOLDING IN MILLICOM THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE SHARE SPLIT 2:1 | Management | No Action | |
| 7.B | RESOLUTION REGARDING
DISTRIBUTION OF KINNEVIK'S HOLDING IN MILLICOM THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: SHARE SPLIT 2:1 | Management | No Action | |
| 7.C | RESOLUTION
REGARDING DISTRIBUTION OF KINNEVIK'S HOLDING IN MILLICOM THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: AMENDMENTS OF THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |
| 7.D | RESOLUTION REGARDING
DISTRIBUTION OF KINNEVIK'S HOLDING IN MILLICOM THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |
| 7.E | RESOLUTION REGARDING
DISTRIBUTION OF KINNEVIK'S HOLDING IN MILLICOM THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: INCREASE OF THE SHARE CAPITAL THROUGH A BONUS ISSUE WITHOUT ISSUANCE OF NEW SHARES | Management | No Action | |
| 8.A | PLEASE NOTE THAT THIS
RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVE TO: AMEND THE ARTICLES OF ASSOCIATION (SECTION 4) IN THE FOLLOWING WAY: "ALL SHARES ENTITLE TO ONE (1) VOTE" | Shareholder | No Action | |
| 8.B | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVE TO: INSTRUCT THE BOARD TO WORK TOWARDS THAT THE SWEDISH COMPANIES ACT (2005:551) IS AMENDED SO THAT THE POSSIBILITY TO HAVE DIFFERENTIATED VOTING POWERS IS ABOLISHED, FIRSTLY BY APPROACHING THE SWEDISH GOVERNMENT | Shareholder | No Action | |
| 8.C | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVE TO: INSTRUCT THE BOARD TO PREPARE A PROPOSAL REGARDING REPRESENTATION ON THE BOARD AND NOMINATION COMMITTEES FOR THE SMALL AND MEDIUM SIZED SHAREHOLDERS TO BE RESOLVED UPON AT THE 2021 ANNUAL GENERAL MEETING, OR AT AN EARLIER EXTRAORDINARY GENERAL MEETING | Shareholder | No Action | |
| 8.D | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVE TO: INSTRUCT THE BOARD TO WORK TOWARDS THAT A CORRESPONDING CHANGE IS EFFECTUATED IN THE SWEDISH NATIONAL RULEBOOK, FIRSTLY BY APPROACHING THE SWEDISH GOVERNMENT | Shareholder | No Action | |
| 9 | CLOSING OF THE EXTRAORDINARY
GENERAL MEETING | Non-Voting | | |
| CMMT | 15 OCT 2019: PLEASE
NOTE THAT RESOLUTIONS 7.A TO 7.E ARE PROPOSED TO BE-CONDITIONAL UPON EACH OTHER AND THEREFORE PROPOSED TO BE ADOPTED IN-CONNECTION WITH EACH OTHER. THANK YOU. | Non-Voting | | |
| CMMT | 15 OCT 2019: PLEASE
NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | |
| PT
INDOSAT TBK | | | | |
| Security | | Y7127S120 | Meeting Type | ExtraOrdinary General
Meeting |
| Ticker Symbol | | | Meeting Date | 21-Nov-2019 |
| ISIN | | ID1000097405 | Agenda | 711630740 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1 | APPROVAL OF THE TRANSACTION
PLAN TO SALE PART OF THE COMPANYS ASSETS WHICH ARE MATERIAL TRANSACTIONS AS REFERRED IN BAPEPAM-LK REGULATION NO.IX.E.2 CONCERNING MATERIAL TRANSACTIONS AND CHANGES IN MAIN BUSINESS ACTIVITIES | Management | For | For |
| CMMT | 04 NOV 2019: PLEASE
NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | |
| TELENET
GROUP HOLDING NV | | | | |
| Security | | B89957110 | Meeting Type | Special General Meeting |
| Ticker Symbol | | | Meeting Date | 04-Dec-2019 |
| ISIN | | BE0003826436 | Agenda | 711743749 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | MARKET
RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | | |
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | |
| 1 | THE
SPECIAL GENERAL MEETING RESOLVES APPROVES AN INTERMEDIATE DIVIDEND AMOUNTING TO A TOTAL OF EUR 63.2 MILLION GROSS, BEING, ON 29 OCTOBER 2019, EUR 0.57 PER SHARE GROSS, PAYABLE AS FROM 9 DECEMBER 2019, BY DEDUCTION FROM THE AVAILABLE RESERVES OF THE COMPANY | Management | No Action | |
| 2 | THE SPECIAL GENERAL
MEETING DELEGATES ALL FURTHER POWERS WITH REGARD TO THE PAYMENT OF THE INTERMEDIATE DIVIDEND TO THE BOARD OF DIRECTORS | Management | No Action | |
| TELENET
GROUP HOLDING NV | | | | |
| Security | | B89957110 | Meeting Type | ExtraOrdinary General
Meeting |
| Ticker Symbol | | | Meeting Date | 04-Dec-2019 |
| ISIN | | BE0003826436 | Agenda | 711743751 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | MARKET
RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | | |
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | |
| 1 | THE
CANCELLATION OF 1,178,498 OWN SHARES, ACQUIRED BY THE COMPANY UNDER THE SHARE REPURCHASE PROGRAM 2018BIS AND AS DISCLOSED IN THIS REGARD. THE UNAVAILABLE RESERVE CREATED FOR THE ACQUISITION OF OWN SHARES AS PROVIDED FOR IN ARTICLE 623 OF THE BELGIAN COMPANIES CODE IS RELEASED. ARTICLE 6 OF THE ARTICLES OF ASSOCIATION WILL BE AMENDED AND REFORMULATED AS FOLLOWS: "THE SHARE CAPITAL OF THE COMPANY AMOUNTS TO EUR 12,799,049.40. IT IS REPRESENTED BY 114,656,785 SHARES WITHOUT NOMINAL VALUE, EACH OF WHICH REPRESENTS AN EQUAL PORTION OF THE SHARE CAPITAL. THE SHARE CAPITAL HAS BEEN FULLY AND UNCONDITIONALLY SUBSCRIBED FOR AND IS FULLY PAID UP. ALL SHARES ARE NORMAL SHARES EXCEPT FOR: (1) THE 30 GOLDEN SHARES, WHICH HAVE THE SAME RIGHTS AND BENEFITS AS THE COMMON SHARES EXCEPT WHEN EXPRESSLY PROVIDED FOR OTHERWISE IN THESE ARTICLES OF ASSOCIATION; (2) THE 94,843 LIQUIDATION DISPREFERENCE SHARES, WHICH HAVE THE SAME RIGHTS AND BENEFITS AS THE COMMON SHARES EXCEPT WHEN EXPRESSLY PROVIDED FOR OTHERWISE IN THESE ARTICLES OF ASSOCIATION." | Management | No Action | |
| CMMT | PLEASE NOTE IN THE EVENT
THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 27 DEC 2019 AT 10:00:00. CONSEQUENTLY, YOUR VOTING-INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.-THANK YOU | Non-Voting | | |
| HUANENG
POWER INTERNATIONAL, INC. | | | | |
| Security | | 443304100 | Meeting Type | Special |
| Ticker Symbol | | HNP | Meeting Date | 17-Dec-2019 |
| ISIN | | US4433041005 | Agenda | 935109125 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | To consider and approve
the proposal regarding the continuing connected transactions for 2020 between the Company and Huaneng Group. | Management | For | For |
| 2. | To consider and approve
the proposal regarding the continuing connected transactions (from 2020 to 2022) between the Company and Huaneng Finance. | Management | For | For |
| 3. | To consider and approve
the proposal regarding the continuing connected transactions (from 2020 to 2022) between the Company and Tiancheng Leasing. | Management | For | For |
| PHAROL
SGPS, SA | | | | |
| Security | | X6454E135 | Meeting Type | ExtraOrdinary General
Meeting |
| Ticker Symbol | | | Meeting Date | 18-Dec-2019 |
| ISIN | | PTPTC0AM0009 | Agenda | 711780874 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PLEASE
NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF- BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE-REJECTED SUMMARILY BY THE COMPANY HOLDING THIS BALLOT. PLEASE CONTACT YOUR-CLIENT SERVICE REPRESENTATIVE FOR FURTHER DETAILS. | Non-Voting | | |
| 1 | RESOLVE
ON THE REDUCTION OF THE MINIMUM AND MAXIMUM NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY AND AS A CONSEQUENCE AMEND ARTICLE EIGHTEEN, NUMBER 1, OF THE BY-LAWS OF THE COMPANY, WHICH WORDING WILL BE. THE BOARD OF DIRECTORS IS COMPOSED BY A MINIMUM OF THREE AND A MAXIMUM OF SEVEN MEMBERS | Management | No Action | |
| 2 | IN
CASE OF APPROVAL OF THE REDUCTION OF THE MINIMUM AND MAXIMUM NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS, IN ACCORDANCE WITH THE PROPOSAL PRESENTED UNDER NUMBER ONE OF THE AGENDA, TO RESOLVE ON THE DISMISSAL, WITH IMMEDIATE EFFECT, AS MEMBERS OF THE BOARD OF DIRECTORS OF MR. NELSON SEQUEIROS RODRIGUEZ TANURE, MR. JORGE AUGUSTO SANTIAGO DAS NEVES AND MR. ARISTOTELES LUIZ MENEZES VASCONCELLOS DRUMMOND | Management | No Action | |
| CMMT | 26 NOV 2019: PLEASE
NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM,-THERE WILL BE A SECOND CALL ON 08 JAN 2020. CONSEQUENTLY, YOUR VOTING-INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.-THANK YOU. | Non-Voting | | |
| CMMT | 26 NOV 2019: PLEASE
NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | |
| ALTAGAS
CANADA INC | | | | |
| Security | | 02137A109 | Meeting Type | Special General Meeting |
| Ticker Symbol | | | Meeting Date | 19-Dec-2019 |
| ISIN | | CA02137A1093 | Agenda | 711831506 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | |
| 1 | TO
APPROVE A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX A TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR AND PROXY STATEMENT OF ALTAGAS CANADA INC. (THE "CIRCULAR"), APPROVING A PLAN OF ARRANGEMENT UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT, ALL AS MORE PARTICULARLY DESCRIBED IN THE CIRCULAR | Management | For | For |
| CMMT | 28 NOV 2019: PLEASE
NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS;-PLEASE REFER TO THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS. | Non-Voting | | |
| CMMT | 28 NOV 2019: PLEASE
NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | |
| MOBILE
TELESYSTEMS PJSC | | | | |
| Security | | X5430T109 | Meeting Type | ExtraOrdinary General
Meeting |
| Ticker Symbol | | | Meeting Date | 30-Dec-2019 |
| ISIN | | RU0007775219 | Agenda | 711826860 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | APPROVAL OF THE MEETING
PROCEDURES | Management | No Action | |
| 2.1 | APPROVAL OF THE COMPANY
DIVIDENDS FOR 9 MONTHS 2019: RUB 13.25 PER SHARE | Management | No Action | |
| CMMT | 09
DEC 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION 2 AND FURTHER REVISION DUE TO CHANGE IN NUMBERING OF ALL-RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | |
| MOBILE
TELESYSTEMS PJSC | | | | |
| Security | | 607409109 | Meeting Type | Special |
| Ticker Symbol | | MBT | Meeting Date | 30-Dec-2019 |
| ISIN | | US6074091090 | Agenda | 935113504 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | Procedure for holding
the MTS PJSC Extraordinary General Shareholders Meeting. EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS NUMBER OR SHARES AND THE MANNER OF THE VOTE AS A CONDITION TO VOTING. | Management | No Action | |
| 2. | Distribution of MTS
PJSC profits (payment of dividends) according to the results for the nine months of 2019. | Management | No Action | |
| MOBILE
TELESYSTEMS PJSC | | | | |
| Security | | 607409109 | Meeting Type | Special |
| Ticker Symbol | | MBT | Meeting Date | 30-Dec-2019 |
| ISIN | | US6074091090 | Agenda | 935115053 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | Procedure for holding
the MTS PJSC Extraordinary General Shareholders Meeting. EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS NUMBER OR SHARES AND THE MANNER OF THE VOTE AS A CONDITION TO VOTING. | Management | No Action | |
| 2. | Distribution of MTS
PJSC profits (payment of dividends) according to the results for the nine months of 2019. | Management | No Action | |
| PHAROL
SGPS, SA | | | | |
| Security | | X6454E135 | Meeting Type | ExtraOrdinary General
Meeting |
| Ticker Symbol | | | Meeting Date | 08-Jan-2020 |
| ISIN | | PTPTC0AM0009 | Agenda | 711909676 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PLEASE
NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF- BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE-REJECTED SUMMARILY BY THE COMPANY HOLDING THIS BALLOT. PLEASE CONTACT YOUR-CLIENT SERVICE REPRESENTATIVE FOR FURTHER DETAILS. | Non-Voting | | |
| 1 | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLVE ON THE REDUCTION OF THE MINIMUM AND MAXIMUM NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY AND AS A CONSEQUENCE AMEND ARTICLE EIGHTEEN, NUMBER 1, OF THE BY-LAWS OF THE COMPANY, WHICH WORDING WILL BE. THE BOARD OF DIRECTORS IS COMPOSED BY A MINIMUM OF THREE AND A MAXIMUM OF SEVEN MEMBERS | Shareholder | No Action | |
| 2 | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: IN CASE OF APPROVAL OF THE REDUCTION OF THE MINIMUM AND MAXIMUM NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS, IN ACCORDANCE WITH THE PROPOSAL PRESENTED UNDER NUMBER ONE OF THE AGENDA, TO RESOLVE ON THE DISMISSAL, WITH IMMEDIATE EFFECT, AS MEMBERS OF THE BOARD OF DIRECTORS OF MR. NELSON SEQUEIROS RODRIGUEZ TANURE, MR. JORGE AUGUSTO SANTIAGO DAS NEVES AND MR. ARISTOTELES LUIZ MENEZES VASCONCELLOS DRUMMOND | Shareholder | No Action | |
| CMMT | PLEASE NOTE THAT THIS
IS A POSTPONEMENT OF THE MEETING HELD ON 18 DEC 2019. | Non-Voting | | |
| CMMT | 26 DEC 2019: PLEASE
NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 31 DEC 2019 TO 30 DEC 2019 IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | | |
| COGECO
INC | | | | |
| Security | | 19238T100 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 15-Jan-2020 |
| ISIN | | CA19238T1003 | Agenda | 711886068 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.9 AND 2. THANK YOU | Non-Voting | | |
| 1.1 | ELECTION OF DIRECTOR:
LOUIS AUDET | Management | For | For |
| 1.2 | ELECTION OF DIRECTOR:
ARUN BAJAJ | Management | For | For |
| 1.3 | ELECTION OF DIRECTOR:
MARY-ANN BELL | Management | For | For |
| 1.4 | ELECTION OF DIRECTOR:
JAMES C. CHERRY | Management | For | For |
| 1.5 | ELECTION OF DIRECTOR:
PATRICIA CURADEAU- GROU | Management | For | For |
| 1.6 | ELECTION OF DIRECTOR:
SAMIH ELHAGE | Management | For | For |
| 1.7 | ELECTION OF DIRECTOR:
PHILIPPE JETTE | Management | For | For |
| 1.8 | ELECTION OF DIRECTOR:
NORMAND LEGAULT | Management | For | For |
| 1.9 | ELECTION OF DIRECTOR:
DAVID MCAUSLAND | Management | For | For |
| 2 | APPOINT DELOITTE LLP,
CHARTERED ACCOUNTANTS, AS AUDITORS AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For |
| 3 | MANAGEMENT AND THE BOARD
OF DIRECTORS OF THE CORPORATION RECOMMEND VOTING FOR THE ADVISORY RESOLUTION ACCEPTING THE BOARD'S APPROACH TO EXECUTIVE COMPENSATION | Management | For | For |
| COGECO
COMMUNICATIONS INC | | | | |
| Security | | 19239C106 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 15-Jan-2020 |
| ISIN | | CA19239C1068 | Agenda | 711887919 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.10 AND 2. THANK YOU | Non-Voting | | |
| 1.1 | ELECTION OF DIRECTOR:
COLLEEN ABDOULAH | Management | For | For |
| 1.2 | ELECTION OF DIRECTOR:
LOUIS AUDET | Management | For | For |
| 1.3 | ELECTION OF DIRECTOR:
JAMES C. CHERRY | Management | For | For |
| 1.4 | ELECTION OF DIRECTOR:
PIPPA DUNN | Management | For | For |
| 1.5 | ELECTION OF DIRECTOR:
JOANNE FERSTMAN | Management | For | For |
| 1.6 | ELECTION OF DIRECTOR:
LIB GIBSON | Management | For | For |
| 1.7 | ELECTION OF DIRECTOR:
PHILIPPE JETTE | Management | For | For |
| 1.8 | ELECTION OF DIRECTOR:
BERNARD LORD | Management | For | For |
| 1.9 | ELECTION OF DIRECTOR:
DAVID MCAUSLAND | Management | For | For |
| 1.10 | ELECTION OF DIRECTOR:
CAROLE J. SALOMON | Management | For | For |
| 2 | APPOINT DELOITTE LLP,
CHARTERED ACCOUNTANTS, AS AUDITORS AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For |
| 3 | THAT, ON AN ADVISORY
BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF DIRECTORS, THE SHAREHOLDERS ACCEPT THE BOARD'S APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING INFORMATION CIRCULAR | Management | For | For |
| SPIRE
INC. | | | | |
| Security | | 84857L101 | Meeting Type | Annual |
| Ticker Symbol | | SR | Meeting Date | 30-Jan-2020 |
| ISIN | | US84857L1017 | Agenda | 935113732 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Edward L. Glotzbach | For | For |
| | 2 | Rob L. Jones | For | For |
| | 3 | John P. Stupp Jr. | For | For |
| 2. | Advisory nonbinding
approval of resolution to approve compensation of our named executive officers. | Management | For | For |
| 3. | Ratify the appointment
of Deloitte & Touche LLP as our independent registered public accountant for the 2020 fiscal year. | Management | For | For |
| RGC
RESOURCES, INC. | | | | |
| Security | | 74955L103 | Meeting Type | Annual |
| Ticker Symbol | | RGCO | Meeting Date | 03-Feb-2020 |
| ISIN | | US74955L1035 | Agenda | 935114417 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Nancy Howell Agee | For | For |
| | 2 | Jacqueline L. Archer | For | For |
| | 3 | J. Allen Layman | For | For |
| 2. | Ratify the selection
of Brown, Edwards & Company, L.L.P. as the independent registered public accounting firm. | Management | For | For |
| 3. | Approve an amendment
to the Articles of Incorporation to increase the number of authorized shares of common stock. | Management | For | For |
| 4. | A non-binding shareholder
advisory vote on executive compensation. | Management | For | For |
| ATMOS
ENERGY CORPORATION | | | | |
| Security | | 049560105 | Meeting Type | Annual |
| Ticker Symbol | | ATO | Meeting Date | 05-Feb-2020 |
| ISIN | | US0495601058 | Agenda | 935116853 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
J. Kevin Akers | Management | For | For |
| 1B. | Election of Director:
Robert W. Best | Management | For | For |
| 1C. | Election of Director:
Kim R. Cocklin | Management | For | For |
| 1D. | Election of Director:
Kelly H. Compton | Management | For | For |
| 1E. | Election of Director:
Sean Donohue | Management | For | For |
| 1F. | Election of Director:
Rafael G. Garza | Management | For | For |
| 1G. | Election of Director:
Richard K. Gordon | Management | For | For |
| 1H. | Election of Director:
Robert C. Grable | Management | For | For |
| 1I. | Election of Director:
Nancy K. Quinn | Management | For | For |
| 1J. | Election of Director:
Richard A. Sampson | Management | For | For |
| 1K. | Election of Director:
Stephen R. Springer | Management | For | For |
| 1L. | Election of Director:
Diana J. Walters | Management | For | For |
| 1M. | Election of Director:
Richard Ware II | Management | For | For |
| 2. | Proposal to ratify the
appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal 2020. | Management | For | For |
| 3. | Proposal for an advisory
vote by shareholders to approve the compensation of the Company's named executive officers for fiscal 2019 ("Say-on-Pay"). | Management | For | For |
| MOBILE
TELESYSTEMS PJSC | | | | |
| Security | | X5430T109 | Meeting Type | ExtraOrdinary General
Meeting |
| Ticker Symbol | | | Meeting Date | 14-Feb-2020 |
| ISIN | | RU0007775219 | Agenda | 712004251 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PLEASE NOTE THAT THIS
IS AN AMENDMENT TO MEETING ID 331042 DUE TO SPLITTING-OF RESOLUTIONS 2, 3 AND 8. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | | |
| CMMT | PLEASE NOTE THAT THIS
MEETING MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO-THE DETAILED NOTIFICATION FOR DETAILS | Non-Voting | | |
| 1.1 | APPROVE MEETING PROCEDURES | Management | No Action | |
| 2.1 | APPROVE REORGANIZATION
OF COMPANY VIA MERGER WITH RIKT JSC | Management | No Action | |
| 2.2 | APPROVE REORGANIZATION
OF COMPANY VIA MERGER WITH TELESERVIS JSC | Management | No Action | |
| 2.3 | APPROVE REORGANIZATION
OF COMPANY VIA MERGER WITH PROGTECH YUG LLC | Management | No Action | |
| 2.4 | APPROVE REORGANIZATION
OF COMPANY VIA MERGER WITH SIBINTERTELECOM JSC | Management | No Action | |
| 2.5 | APPROVE REORGANIZATION
OF COMPANY VIA MERGER WITH NVISION CONSULTING LLC | Management | No Action | |
| 2.6 | APPROVE REORGANIZATION
OF COMPANY VIA MERGER WITH AVANTAGE LLC | Management | No Action | |
| 2.7 | APPROVE REORGANIZATION
OF COMPANY VIA MERGER WITH NIS JSC | Management | No Action | |
| 3.1 | AMEND CHARTER IN CONNECTION
WITH REORGANIZATION PROPOSED UNDER ITEM 2.1 | Management | No Action | |
| 3.2 | AMEND CHARTER IN CONNECTION
WITH REORGANIZATION PROPOSED UNDER ITEM 2.2 | Management | No Action | |
| 3.3 | AMEND CHARTER IN CONNECTION
WITH REORGANIZATION PROPOSED UNDER ITEM 2.3 | Management | No Action | |
| 3.4 | AMEND CHARTER IN CONNECTION
WITH REORGANIZATION PROPOSED UNDER ITEM 2.4 | Management | No Action | |
| 3.5 | AMEND CHARTER IN CONNECTION
WITH REORGANIZATION PROPOSED UNDER ITEM 2.5 | Management | No Action | |
| 3.6 | AMEND CHARTER IN CONNECTION
WITH REORGANIZATION PROPOSED UNDER ITEM 2.6 | Management | No Action | |
| 3.7 | AMEND CHARTER IN CONNECTION
WITH REORGANIZATION PROPOSED UNDER ITEM 2.7 | Management | No Action | |
| 4.1 | AMEND CHARTER | Management | No Action | |
| 5.1 | APPROVE NEW EDITION
OF REGULATIONS ON GENERAL MEETINGS | Management | No Action | |
| 6.1 | APPROVE NEW EDITION
OF REGULATIONS ON BOARD OF DIRECTORS | Management | No Action | |
| 7.1 | AMEND CHARTER RE: COMPETENCIES
OF BOARD OF DIRECTORS | Management | No Action | |
| 8.1 | APPROVE COMPANY'S MEMBERSHIP
IN TELECOM INFRA PROJECT (TIP) ASSOCIATION | Management | No Action | |
| 8.2 | APPROVE COMPANY'S MEMBERSHIP
IN ASSOCIATION OF BIG DATA MARKET MEMBERS | Management | No Action | |
| CMMT | 24 JAN 2020: PLEASE
NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS 1.1 AND 4.1 TO 7.1. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | | |
| MOBILE
TELESYSTEMS PJSC | | | | |
| Security | | 607409109 | Meeting Type | Special |
| Ticker Symbol | | MBT | Meeting Date | 14-Feb-2020 |
| ISIN | | US6074091090 | Agenda | 935124507 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | On
procedure for conducting the MTS PJSC Extraordinary General Meeting of Shareholders. EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS NUMBER OR SHARES AND THE MANNER OF THE VOTE AS A CONDITION TO VOTING. | Management | No Action | |
| 2A. | On MTS PJSC reorganization
in the form of merger of RIKT JSC into MTS PJSC. | Management | No Action | |
| 2B. | On MTS PJSC reorganization
in the form of merger of Teleservis JSC into MTS PJSC. | Management | No Action | |
| 2C. | On MTS PJSC reorganization
in the form of merger of Progtech- Yug LLC into MTS PJSC. | Management | No Action | |
| 2D. | On MTS PJSC reorganization
in the form of merger of SIBINTERTELECOM JSC into MTS PJSC. | Management | No Action | |
| 2E. | On MTS PJSC reorganization
in the form of merger of NVision Consulting LLC into MTS PJSC. | Management | No Action | |
| 2F. | On MTS PJSC reorganization
in the form of merger of Avantage LLC into MTS PJSC. | Management | No Action | |
| 2G. | On MTS PJSC reorganization
in the form of merger of NIS JSC into MTS PJSC. | Management | No Action | |
| 3A. | Amend the Charter of
MTS PJSC with regard to reorganization in the form of RIKT JSC acquisition by MTS PJSC (Appendix 8). | Management | No Action | |
| 3B. | Amend the Charter of
MTS PJSC with regard to reorganization in the form of acquisition of Teleservis JSC by MTS PJSC (Appendix 9). | Management | No Action | |
| 3C. | Amend the Charter of
MTS PJSC with regard to reorganization in the form of acquisition of Progtech-Yug LLC by MTS PJSC (Appendix 10). | Management | No Action | |
| 3D. | Amend the Charter of
MTS PJSC with regard to reorganization in the form of acquisition of SIBINTERTELECOM JSC by MTS PJSC (Appendix 11). | Management | No Action | |
| 3E. | Amend the Charter of
MTS PJSC with regard to reorganization in the form of acquisition of NVision Consulting LLC by MTS PJSC (Appendix 12). | Management | No Action | |
| 3F. | Amend the Charter of
MTS PJSC with regard to reorganization in the form of acquisition of Avantage LLC by MTS PJSC (Appendix 13). | Management | No Action | |
| 3G. | Amend the Charter of
MTS PJSC with regard to reorganization in the form of acquisition of NIS JSC by MTS PJSC (Appendix 14). | Management | No Action | |
| 4. | On introduction of amendments
to MTS PJSC Charter in terms of corporate procedures. | Management | No Action | |
| 5. | On approval of the Regulations
on MTS PJSC General Shareholders Meeting, as amended. | Management | No Action | |
| 6. | On approval of the Regulations
on MTS PJSC Board of Directors, as amended | Management | No Action | |
| 7. | On amendments to MTS
PJSC Charter with respect to the terms of reference of the management bodies. | Management | No Action | |
| 8A. | To make a decision on
MTS PJSC membership in Telecom Infra Project (TIP) Association, location address: 401 Edgewater Place Suite 600 Wakefield, MA 01880, USA. | Management | No Action | |
| 8B. | To make a decision on
MTS PJSC membership in the Association of big data market members, location address: 28, Rublevskoye highway, Moscow, Russia. | Management | No Action | |
| EVOQUA
WATER TECHNOLOGIES | | | | |
| Security | | 30057T105 | Meeting Type | Annual |
| Ticker Symbol | | AQUA | Meeting Date | 18-Feb-2020 |
| ISIN | | US30057T1051 | Agenda | 935120597 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Ron C. Keating | For | For |
| | 2 | Martin J. Lamb | For | For |
| | 3 | Peter M. Wilver | For | For |
| 2. | Approval, on an advisory
basis, of the compensation of our named executive officers. | Management | For | For |
| 3. | Approval of the amendment
and restatement of the Evoqua Water Technologies Corp. 2017 Equity Incentive Plan to increase the number of shares of common stock reserved for issuance and incorporate other changes. | Management | Against | Against |
| 4. | Ratification of the
appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2020. | Management | For | For |
| HUANENG
POWER INTERNATIONAL, INC. | | | | |
| Security | | 443304100 | Meeting Type | Special |
| Ticker Symbol | | HNP | Meeting Date | 05-Mar-2020 |
| ISIN | | US4433041005 | Agenda | 935129519 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| O1. | ORDINARY RESOLUTION:
To consider and approve the proposal regarding the change of part of the fundraising investment projects. | Management | For | For |
| O2. | ORDINARY RESOLUTION:
To consider and approve the proposal regarding the election of a director of the Company. | Management | For | For |
| S3. | SPECIAL RESOLUTION:
To consider and approve the proposal regarding the increase of the amount of the Company's general mandate to issue domestic and/or overseas debt financing instruments. | Management | For | For |
| NATIONAL
FUEL GAS COMPANY | | | | |
| Security | | 636180101 | Meeting Type | Annual |
| Ticker Symbol | | NFG | Meeting Date | 11-Mar-2020 |
| ISIN | | US6361801011 | Agenda | 935126107 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | David H. Anderson | For | For |
| | 2 | David P. Bauer | For | For |
| | 3 | Barbara M. Baumann | For | For |
| | 4 | Jeffrey W. Shaw | Withheld | Against |
| | 5 | Thomas E. Skains | Withheld | Against |
| | 6 | Ronald J. Tanski | Withheld | Against |
| 2. | Advisory approval of
named executive officer compensation. | Management | For | For |
| 3. | Ratification of the
appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2020. | Management | For | For |
| 4. | Stockholder Proposal
Requesting Declassification of the Board of Directors. | Shareholder | For | Against |
| AQUAVENTURE
HOLDINGS LTD. | | | | |
| Security | | G0443N107 | Meeting Type | Special |
| Ticker Symbol | | WAAS | Meeting Date | 16-Mar-2020 |
| ISIN | | VGG0443N1078 | Agenda | 935131994 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | To
consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of December 23, 2019, among Culligan International Company, a Delaware corporation ("Parent"), Amberjack Merger Sub Limited, a business company incorporated under the laws of the British Virgin Islands and a wholly-owned subsidiary of Parent, and AquaVenture Holdings Limited, a business company incorporated under the laws of the British Virgin Islands (as it may be amended from time to time, the "merger agreement"). | Management | For | For |
| 2. | To approve one or more
adjournments of the special meeting, if necessary, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For |
| SK
TELECOM CO., LTD. | | | | |
| Security | | 78440P108 | Meeting Type | Annual |
| Ticker Symbol | | SKM | Meeting Date | 26-Mar-2020 |
| ISIN | | US78440P1084 | Agenda | 935136146 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | Approval of Financial
Statements for the 36th Fiscal Year (2019) | Management | For | |
| 2. | Amendments to the Articles
of Incorporation | Management | For | |
| 3.1 | Grant of Stock Options
(Directors) | Management | For | |
| 3.2 | Grant of Stock Options
(Unregistered Executive Officers) | Management | For | |
| 4.1 | Approval of the Appointment
of an Executive Director Candidate: Park, Jung Ho | Management | For | |
| 4.2 | Approval of the Appointment
of a Non-Executive Director Candidate: Cho, Dae Sik | Management | For | |
| 4.3 | Approval of the Appointment
of an Independent Non- Executive Director Candidate: Kim, Yong-Hak | Management | For | |
| 4.4 | Approval of the Appointment
of an Independent Non- Executive Director Candidate: Kim, Junmo | Management | For | |
| 4.5 | Approval of the Appointment
of an Independent Non- Executive Director Candidate: Ahn, Jung Ho | Management | For | |
| 5.1 | Approval of the Appointment
of a Member of the Audit Committee Candidate: Kim, Yong-Hak | Management | For | |
| 5.2 | Approval of the Appointment
of a Member of the Audit Committee Candidate: Ahn, Jung Ho | Management | For | |
| 6. | Approval of Ceiling
Amount of Remuneration for Directors (Note: Proposed Ceiling Amount of the Remuneration for 8 Directors is KRW 12 billion.) | Management | For | |
| 7. | Amendments to the Remuneration
Policy for Executives | Management | For | |
| ABB
LTD | | | | |
| Security | | 000375204 | Meeting Type | Annual |
| Ticker Symbol | | ABB | Meeting Date | 26-Mar-2020 |
| ISIN | | US0003752047 | Agenda | 935137403 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | Approval of the management
report, the consolidated financial statements and the annual financial statements for 2019. | Management | For | For |
| 2. | Consultative vote on
the 2019 Compensation Report. | Management | For | For |
| 3. | Discharge of the Board
of Directors and the persons entrusted with management. | Management | For | For |
| 4. | Appropriation of earnings. | Management | For | For |
| 5. | Amendment to the Articles
of Incorporation. | Management | For | For |
| 6.1 | Binding vote on the
maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2020 Annual General Meeting to the 2021 Annual General Meeting. | Management | For | For |
| 6.2 | Binding vote on the
maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2021. | Management | For | For |
| 7A. | Election of Matti Alahuhta
as Director. | Management | For | For |
| 7B. | Election of Gunnar Brock
as Director. | Management | For | For |
| 7C. | Election of David Constable
as Director. | Management | For | For |
| 7D. | Election of Frederico
Fleury Curado as Director. | Management | For | For |
| 7E. | Election of Lars Förberg
as Director. | Management | For | For |
| 7F. | Election of Jennifer
Xin-Zhe Li as Director. | Management | For | For |
| 7G. | Election of Geraldine
Matchett as Director. | Management | For | For |
| 7H. | Election of David Meline
as Director. | Management | For | For |
| 7I. | Election of Satish Pai
as Director. | Management | For | For |
| 7J. | Election of Jacob Wallenberg
as Director. | Management | For | For |
| 7K. | Election of Peter Voser
as Director and Chairman. | Management | For | For |
| 8.1 | Election of Member to
the Compensation Committee: David Constable | Management | For | For |
| 8.2 | Election of Member to
the Compensation Committee: Frederico Fleury Curado | Management | For | For |
| 8.3 | Election of Member to
the Compensation Committee: Jennifer Xin-Zhe Li | Management | For | For |
| 9. | Election of the independent
proxy, Dr. Hans Zehnder | Management | For | For |
| 10. | Election of the auditors,
KPMG AG. | Management | For | For |
| 11. | In case of additional
or alternative proposals to the published agenda items during the Annual General Meeting or of new agenda items, I authorize the independent proxy to act. | Management | Against | Against |
| PHAROL
SGPS, SA | | | | |
| Security | | X6454E135 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 27-Mar-2020 |
| ISIN | | PTPTC0AM0009 | Agenda | 712227758 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PLEASE
NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF- BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE-REJECTED BY THE COMPANY HOLDING THIS MEETING. PLEASE CONTACT YOUR CLIENT-SERVICE REPRESENTATIVE FOR FURTHER DETAILS. | Non-Voting | | |
| 1 | TO RESOLVE ON THE MANAGEMENT
REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2019 | Management | No Action | |
| 2 | TO RESOLVE ON THE CONSOLIDATED MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2019 | Management | No Action | |
| 3 | TO RESOLVE ON THE PROPOSAL
FOR APPLICATION OF PROFITS | Management | No Action | |
| 4 | TO RESOLVE ON A GENERAL
APPRAISAL OF THE COMPANY'S MANAGEMENT AND SUPERVISION | Management | No Action | |
| 5 | TO RESOLVE ON THE ACQUISITION
AND DISPOSITION OF OWN SHARES | Management | No Action | |
| 6 | TO RESOLVE ON THE STATEMENT
OF THE COMPENSATION COMMITTEE ON THE REMUNERATION POLICY FOR THE MEMBERS OF THE MANAGEMENT AND SUPERVISORY BODIES OF THE COMPANY | Management | No Action | |
| CMMT | PLEASE NOTE IN THE EVENT
THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 20 APRIL 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | | |
| KOREA
ELECTRIC POWER CORPORATION | | | | |
| Security | | 500631106 | Meeting Type | Annual |
| Ticker Symbol | | KEP | Meeting Date | 27-Mar-2020 |
| ISIN | | US5006311063 | Agenda | 935145309 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 4.1 | Agenda for Shareholder
Approval: Approval of financial statements for the fiscal year 2019 | Management | For | For |
| 4.2 | Agenda for Shareholder
Approval: Approval of the ceiling amount of remuneration for directors in 2020 | Management | For | For |
| 4.3 | Agenda for Shareholder
Approval: Amendments on Articles of Incorporation of KEPCO | Management | For | For |
| COMPANIA
DE MINAS BUENAVENTURA S.A.A | | | | |
| Security | | 204448104 | Meeting Type | Annual |
| Ticker Symbol | | BVN | Meeting Date | 31-Mar-2020 |
| ISIN | | US2044481040 | Agenda | 935141212 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | Approval of the 2019
Annual Report | Management | For | |
| 2. | Approval of the financial
statements for the fiscal year ended December 31, 2019 | Management | For | |
| 3. | Distribution of dividends | Management | For | |
| 4. | Directors' remuneration | Management | For | |
| 5. | Modification of the
Directors' remuneration policy | Management | For | |
| 6. | Appointment of external
auditors for fiscal year 2020. | Management | For | |
| 7.1 | Appointment of Director
for the 2020-2022 period: Roque Benavides | Management | For | |
| 7.2 | Appointment of Director
for the 2020-2022 period: Felipe Ortíz de Zevallos | Management | For | |
| 7.3 | Appointment of Director
for the 2020-2022 period: Nicole Bernex | Management | For | |
| 7.4 | Appointment of Director
for the 2020-2022 period: William Champion | Management | For | |
| 7.5 | Appointment of Director
for the 2020-2022 period: Diego de La Torre | Management | For | |
| 7.6 | Appointment of Director
for the 2020-2022 period: José Miguel Morales | Management | Against | |
| 7.7 | Appointment of Director
for the 2020-2022 period: Marco Antonio Zaldívar | Management | For | |
| IBERDROLA
SA | | | | |
| Security | | E6165F166 | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | | | Meeting Date | 02-Apr-2020 |
| ISIN | | ES0144580Y14 | Agenda | 712221542 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PLEASE NOTE IN THE EVENT
THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 03 APR 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU' | Non-Voting | | |
| 1 | ANNUAL ACCOUNTS 2019 | Management | For | For |
| 2 | MANAGEMENT REPORTS 2019 | Management | For | For |
| 3 | STATEMENT OF NON FINANCIAL
INFORMATION 2019 | Management | For | For |
| 4 | CORPORATE MANAGEMENT
AND ACTIVITIES OF BOARD OF DIRECTORS IN 2019 | Management | For | For |
| 5 | RE-ELECTION OF KPMG
AS STATUTORY AUDITOR | Management | For | For |
| 6 | AMENDMENT OF ART 6,
7 AND 17 OF BYLAWS TO REDEFINE CORPORATE INTEREST AND SOCIAL DIVIDEND | Management | For | For |
| 7 | AMENDMENT OF ART 8 OF
BYLAWS ABOUT COMPLIANCE SYSTEM AND UNIT | Management | For | For |
| 8 | AMENDMENT OF ART 10
OF BYLAWS TO REFLECT SHARE CAPITAL AFTER RETIREMENT OF MAX 213,592,000 SHARES | Management | For | For |
| 9 | AMENDMENT OF ART 9 OF
REGULATIONS FOR THE GENERAL MEETINGS | Management | For | For |
| 10 | AMENDMENT OF ART 14,19
AND 39 OF REGULATIONS FOR GENERAL MEETINGS | Management | For | For |
| 11 | AMENDMENT OF ART 6,7,15,16,17,22,
33 AND 44 OF REGULATIONS FOR GENERAL MEETINGS | Management | For | For |
| 12 | ALLOCATION OF PROFITS
2019 | Management | For | For |
| 13 | FIRST INCREASE OF CAPITAL | Management | For | For |
| 14 | SECOND INCREASE OF CAPITAL | Management | For | For |
| 15 | CONSULTATIVE VOTE ON
ANNUAL DIRECTORS REMUNERATIONS REPORT 2019 | Management | For | For |
| 16 | STRATEGIC BONUS FOR
2020-2021 | Management | For | For |
| 17 | APPOINTMENT OF MS NICOLA
MARY BREWER AS INDEPENDENT DIRECTOR | Management | For | For |
| 18 | APPOINTMENT OF MS REGINA
HELENA JORGE NUES AS INDEPENDENT DIRECTOR | Management | For | For |
| 19 | REELECTION OF MR INIGO
VICTOR DE ORIOL IBARRA AS OTHER EXTERNAL DIRECTOR | Management | For | For |
| 20 | REELECTION OF MS SAMANTHA
BARBER AS INDEPENDENT DIRECTOR | Management | For | For |
| 21 | SETTING OF THE NUMBER
OF BOARD MEMBERS AT FOURTEEN | Management | For | For |
| 22 | AUTHORISATION TO INCREASE
CAPITAL LIMITED TO A MAXIMUM OF 10 PCT OF SHARE CAPITAL | Management | For | For |
| 23 | AUTHORISATION TO ISSUE
DEBENTURES EXCHANGEABLE FOR AND OR CONVERTIBLE INTO SHARES AND WARRANTS UP TO 5,000M EURO LIMITED TO A MAX OF 10PCT OF SHARE CAPITAL | Management | For | For |
| 24 | DELEGATION OF POWERS | Management | For | For |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS PARTICIPATING IN THE GENERAL MEETING, WHETHER-DIRECTLY, BY PROXY, OR BY LONG- DISTANCE VOTING, SHALL BE ENTITLED TO RECEIVE-AN ATTENDANCE PREMIUM OF 0.005 EUROS GROSS PER SHARE. THANK YOU | Non-Voting | | |
| VESTAS
WIND SYSTEMS A/S | | | | |
| Security | | K9773J128 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 07-Apr-2020 |
| ISIN | | DK0010268606 | Agenda | 712233713 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | IN
THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | | |
| CMMT | PLEASE BE ADVISED THAT
SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | | |
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS "4.A TO 4.H AND 6". THANK YOU | Non-Voting | | |
| 1 | THE BOARD OF DIRECTORS'
REPORT | Non-Voting | | |
| 2 | PRESENTATION AND ADOPTION
OF THE ANNUAL REPORT | Management | No Action | |
| 3 | RESOLUTION FOR THE ALLOCATION
OF THE RESULT OF THE YEAR: DKK 7.93 PER SHARE | Management | No Action | |
| 4.A | ELECTION OF MEMBER ANDERS
RUNEVAD TO THE BOARD OF DIRECTORS | Management | No Action | |
| 4.B | RE-ELECTION OF MEMBER
BERT NORDBERG TO THE BOARD OF DIRECTORS | Management | No Action | |
| 4.C | RE-ELECTION OF MEMBER
BRUCE GRANT TO THE BOARD OF DIRECTORS | Management | No Action | |
| 4.D | RE-ELECTION OF MEMBER
CARSTEN BJERG TO THE BOARD OF DIRECTORS | Management | No Action | |
| 4.E | RE-ELECTION OF MEMBER
EVA MERETE SOFELDE BERNEKE TO THE BOARD OF DIRECTORS | Management | No Action | |
| 4.F | RE-ELECTION OF MEMBER
HELLE THORNING- SCHMIDT TO THE BOARD OF DIRECTORS | Management | No Action | |
| 4.G | ELECTION OF MEMBER KARL-HENRIK
SUNDSTROM TO THE BOARD OF DIRECTORS | Management | No Action | |
| 4.H | RE-ELECTION OF MEMBER
LARS JOSEFSSON TO THE BOARD OF DIRECTORS | Management | No Action | |
| 5.1 | FINAL APPROVAL OF THE
REMUNERATION OF THE BOARD OF DIRECTORS FOR 2019 | Management | No Action | |
| 5.2 | APPROVAL OF THE REMUNERATION
OF THE BOARD OF DIRECTORS FOR 2020 | Management | No Action | |
| 6 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR | Management | No Action | |
| 7.1 | PROPOSAL FROM THE BOARD
OF DIRECTORS: UPDATE OF THE COMPANY'S REMUNERATION POLICY - THE REMUNERATION POLICY HAS BEEN UPDATED TO ENSURE COMPLIANCE WITH THE REVISED SECTION 139 AND THE NEW SECTION 139A OF THE DANISH COMPANIES ACT | Management | No Action | |
| 7.2 | PROPOSAL
FROM THE BOARD OF DIRECTORS: UPDATE OF STANDARD AGENDA OF ANNUAL GENERAL MEETINGS - AMENDMENT OF ARTICLE 5(2) OF THE ARTICLES OF ASSOCIATION - THE STANDARD AGENDA OF ANNUAL GENERAL MEETINGS HAS BEEN AMENDED TO ENSURE COMPLIANCE WITH THE NEW SECTION 139B IN THE DANISH COMPANIES ACT | Management | No Action | |
| 7.3 | PROPOSAL
FROM THE BOARD OF DIRECTORS: REDUCTION OF THE COMPANY'S SHARE CAPITAL - AMENDMENT OF ARTICLE 2(1) OF THE ARTICLES OF ASSOCIATION - THE COMPANY'S SHARE CAPITAL IS REDUCED FROM NOMINALLY DKK 198,901,963 TO NOMINALLY DKK 196,924,115 THROUGH CANCELLATION OF TREASURY SHARES | Management | No Action | |
| 7.4 | PROPOSAL FROM THE BOARD
OF DIRECTORS: RENEWAL OF THE AUTHORISATION TO ACQUIRE TREASURY SHARES - AUTHORISATION TO ACQUIRE TREASURY SHARES ON AN ONGOING BASIS UNTIL 31 DECEMBER 2021 | Management | No Action | |
| 8 | AUTHORISATION OF THE
CHAIRMAN OF THE GENERAL MEETING | Management | No Action | |
| CORNING
NATURAL GAS HOLDING CORPORATION | | | | |
| Security | | 219387107 | Meeting Type | Annual |
| Ticker Symbol | | CNIG | Meeting Date | 14-Apr-2020 |
| ISIN | | US2193871074 | Agenda | 935141971 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Henry B. Cook, Jr. | For | For |
| | 2 | Michael I. German | For | For |
| | 3 | Ted W. Gibson | For | For |
| | 4 | Robert B. Johnston | For | For |
| | 5 | Joseph P. Mirabito | For | For |
| | 6 | William Mirabito | For | For |
| | 7 | George J. Welch | For | For |
| | 8 | John B. Williamson III | For | For |
| 2. | Non-binding advisory
vote to approve the Company's executive compensation. | Management | For | For |
| 3. | To ratify the appointment
of Freed Maxick CPAs, P.C. as our independent registered public accounting firm for the fiscal year ending September 30, 2020. | Management | For | For |
| PROXIMUS
SA | | | | |
| Security | | B6951K109 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 15-Apr-2020 |
| ISIN | | BE0003810273 | Agenda | 712260948 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | MARKET
RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | | |
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | |
| 1 | EXAMINATION OF THE ANNUAL
REPORTS OF THE BOARD OF DIRECTORS OF PROXIMUS SA-UNDER PUBLIC LAW WITH REGARD TO THE ANNUAL ACCOUNTS AND THE CONSOLIDATED-ANNUAL ACCOUNTS AT 31 DECEMBER 2019 | Non-Voting | | |
| 2 | EXAMINATION OF THE REPORTS
OF THE BOARD OF AUDITORS OF PROXIMUS SA UNDER-PUBLIC LAW WITH REGARD TO THE ANNUAL ACCOUNTS AND OF THE INDEPENDENT AUDITOR-WITH REGARD TO THE CONSOLIDATED ANNUAL ACCOUNTS AT 31 DECEMBER 2019 | Non-Voting | | |
| 3 | EXAMINATION OF THE INFORMATION
PROVIDED BY THE JOINT COMMITTEE | Non-Voting | | |
| 4 | EXAMINATION OF THE CONSOLIDATED
ANNUAL ACCOUNTS AT 31 DECEMBER 2019 | Non-Voting | | |
| 5 | APPROVAL
OF THE ANNUAL ACCOUNTS OF PROXIMUS SA UNDER PUBLIC LAW AT 31 DECEMBER 2019. MOTION FOR A RESOLUTION: APPROVAL OF THE ANNUAL ACCOUNTS WITH REGARD TO THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2019, INCLUDING THE FOLLOWING ALLOCATION OF THE RESULTS: (AS SPECIFIED) FOR 2019, THE GROSS DIVIDEND AMOUNTS TO EUR 1.50 PER SHARE, ENTITLING SHAREHOLDERS TO A DIVIDEND NET OF WITHHOLDING TAX OF EUR 1.05 PER SHARE, OF WHICH AN INTERIM DIVIDEND OF EUR 0.5 PER SHARE (EUR 0.35 PER SHARE NET OF | Management | No Action | |
| | WITHHOLDING
TAX) WAS ALREADY PAID OUT ON 6 DECEMBER 2019; THIS MEANS THAT A GROSS DIVIDEND OF EUR 1.00 PER SHARE (EUR 0.70 PER SHARE NET OF WITHHOLDING TAX) WILL BE PAID ON 24 APRIL 2020. THE EX-DIVIDEND DATE IS FIXED ON 22 APRIL 2020, THE RECORD DATE IS 23 APRIL 2020 | | | |
| 6 | APPROVAL OF THE REMUNERATION
REPORT | Management | No Action | |
| 7 | GRANTING OF A DISCHARGE
TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2019 | Management | No Action | |
| 8 | GRANTING
OF A SPECIAL DISCHARGE TO MR. GUIDO J.M. DEMUYNCK FOR THE EXERCISE OF HIS MANDATE UNTIL 17 APRIL 2019, TO MRS. TANUJA RANDERY FOR THE EXERCISE OF HER MANDATE UNTIL 31 MAY 2019 AND TO MR. LAURENT LEVAUX FOR THE EXERCISE OF HIS MANDATE UNTIL 16 OCTOBER 2019 | Management | No Action | |
| 9 | GRANTING OF A SPECIAL
DISCHARGE TO MRS. DOMINIQUE LEROY AS MEMBER OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF HER MANDATE UNTIL 20 SEPTEMBER 2019 | Management | No Action | |
| 10 | GRANTING OF A DISCHARGE
TO THE MEMBERS OF THE BOARD OF AUDITORS FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2019 | Management | No Action | |
| 11 | GRANTING OF A SPECIAL
DISCHARGE TO MR. MICHEL DENAYER, REPRESENTATIVE OF DELOITTE STATUTORY AUDITORS SCRL, FOR THE EXERCISE OF HIS MANDATE AS CHAIRMAN AND MEMBER OF THE BOARD OF AUDITORS UNTIL 17 APRIL 2019 | Management | No Action | |
| 12 | GRANTING
OF A DISCHARGE TO THE INDEPENDENT AUDITORS DELOITTE STATUTORY AUDITORS SCRL, REPRESENTED BY MR. GEERT VERSTRAETEN AND CDP PETIT & CO SPRL, REPRESENTED BY MR. DAMIEN PETIT, FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2019 | Management | No Action | |
| 13 | GRANTING OF A SPECIAL
DISCHARGE TO MR. MICHEL DENAYER AND MR. NICO HOUTHAEVE, REPRESENTATIVES OF DELOITTE STATUTORY AUDITORS SCRL, AS AUDITOR OF THE CONSOLIDATED ACCOUNTS OF THE PROXIMUS GROUP, FOR THE EXERCISE OF THEIR MANDATE UNTIL 17 APRIL 2019 | Management | No Action | |
| 14 | IN
ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, TO APPOINT MR. GUILLAUME BOUTIN, AS CO-OPTED | Management | No Action | |
| | BY THE BOARD OF DIRECTORS
ON 12 DECEMBER 2019, AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2024. HIS CV IS AVAILABLE ON WWW.PROXIMUS.COM. THIS BOARD MANDATE IS NOT REMUNERATED | | | |
| 15 | TO REAPPOINT MR. LUC
VAN DEN HOVE UPON PROPOSAL BY THE BOARD OF DIRECTORS AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, AS INDEPENDENT BOARD MEMBER FOR A PERIOD WHICH WILL EXPIRE AT THE ANNUAL GENERAL MEETING OF 2024 | Management | No Action | |
| 16 | TO
APPOINT JOACHIM SONNE, CO-OPTED BY THE BOARD OF DIRECTORS ON 29 JULY 2019, UPON PROPOSAL BY THE BOARD OF DIRECTORS AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, AS INDEPENDENT BOARD MEMBER FOR A PERIOD WHICH WILL EXPIRE AT THE ANNUAL GENERAL MEETING OF 2024 | Management | No Action | |
| 17.A | IN
ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, (RE)APPOINTMENT OF MR. STEFAAN DE CLERCK AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2022, OR, AFTER ADVICE OF THE NOMINATION AND REMUNERATION COMMITTEE, THE ALTERNATIVE CANDIDATE NOMINATED FOR APPOINTMENT BY THE BELGIAN STATE AT THE LATEST AT THE ANNUAL GENERAL MEETING, AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2024 | Management | No Action | |
| 17.B | IN
ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, (RE)APPOINTMENT OF MRS. MARTINE DUREZ AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2022, OR, AFTER ADVICE OF THE NOMINATION AND REMUNERATION COMMITTEE, THE ALTERNATIVE CANDIDATE NOMINATED FOR APPOINTMENT BY THE BELGIAN STATE AT THE LATEST AT THE ANNUAL GENERAL MEETING, AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2024 | Management | No Action | |
| 17.C | IN
ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, (RE)APPOINTMENT OF MRS. ISABELLE SANTENS AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2022, OR, AFTER ADVICE OF THE NOMINATION AND REMUNERATION COMMITTEE, THE ALTERNATIVE CANDIDATE NOMINATED FOR APPOINTMENT BY THE BELGIAN STATE AT THE LATEST AT THE ANNUAL GENERAL MEETING, AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2024 | Management | No Action | |
| 17.D | IN
ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, (RE)APPOINTMENT OF MR. PAUL VAN DE PERRE AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2022, OR, AFTER ADVICE OF THE NOMINATION AND REMUNERATION COMMITTEE, THE ALTERNATIVE CANDIDATE NOMINATED FOR APPOINTMENT BY THE BELGIAN STATE AT THE LATEST AT THE ANNUAL GENERAL MEETING, AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2024 | Management | No Action | |
| 17.E | IN
ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, APPOINTMENT OF THE CANDIDATE PROPOSED BY THE BELGIAN STATE AT THE LATEST AT THE ANNUAL GENERAL MEETING, AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2024 | Management | No Action | |
| 18 | MISCELLANEOUS | Non-Voting | | |
| PROXIMUS
SA | | | | |
| Security | | B6951K109 | Meeting Type | ExtraOrdinary General
Meeting |
| Ticker Symbol | | | Meeting Date | 15-Apr-2020 |
| ISIN | | BE0003810273 | Agenda | 712260950 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | MARKET
RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | | |
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | |
| 1 | PROPOSAL
TO AMEND THE BYLAWS (I) TO BRING THEM IN LINE WITH THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, AS INTRODUCED BY ARTICLE 2 OF THE ACT OF 23 MARCH 2019 INTRODUCING THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS AND CONTAINING VARIOUS PROVISIONS ("THE LAW"), AND MORE SPECIFICALLY TO ALIGN THE BYLAWS WITH THE RELEVANT PROVISIONS AND TERMINOLOGY OF THE LAW, AND (II) TO DELETE THE EXPIRED AUTHORISATIONS TO THE BOARD OF DIRECTORS WITHIN THE FRAMEWORK OF THE AUTHORISED CAPITAL, AND IN THE CONTEXT OF THE ACQUISITION OR DISPOSAL OF OWN SHARES IF SUCH ACQUISITION OR DISPOSAL IS NECESSARY TO PREVENT AN IMMINENT SERIOUS PREJUDICE FOR THE COMPANY, FROM THE BYLAWS | Management | No Action | |
| 2 | PROPOSAL
TO GRANT A POWER OF ATTORNEY TO EACH EMPLOYEE OF THE COOPERATIVE COMPANY WITH LIMITED LIABILITY "BERQUIN NOTARIES", AT 1000 BRUSSELS, LLOYD GEORGELAAN 11, TO DRAW UP, SIGN AND FILE THE COORDINATED TEXT OF THE BYLAWS OF THE COMPANY WITH THE CLERK'S OFFICE OF THE COMPETENT COURT | Management | No Action | |
| 3 | PROPOSAL TO AUTHORISE
THE EXECUTION OF THE DECISIONS TAKEN | Management | No Action | |
| 4 | PROPOSAL TO GRANT A
POWER OF ATTORNEY TO COMPLETE THE REQUIRED FORMALITIES WITH THE CROSSROADS BANK FOR ENTERPRISES AND THE TAX AUTHORITIES | Management | No Action | |
| SULZER
AG | | | | |
| Security | | H83580284 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 15-Apr-2020 |
| ISIN | | CH0038388911 | Agenda | 712300499 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | | |
| CMMT | PART
2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | | |
| 1.1 | BUSINESS REVIEW, FINANCIAL
STATEMENTS OF SULZER LTD AND CONSOLIDATED FINANCIAL STATEMENTS 2019, REPORTS OF THE AUDITORS | Management | No Action | |
| 1.2 | ADVISORY VOTE ON THE
COMPENSATION REPORT 2019 | Management | No Action | |
| 2 | APPROPRIATION OF NET
PROFITS | Management | No Action | |
| 3 | DISCHARGE | Management | No Action | |
| 4.1 | APPROVAL OF THE MAXIMUM
AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | |
| 4.2 | APPROVAL OF THE MAXIMUM
AGGREGATE AMOUNT OF COMPENSATION OF THE EXECUTIVE COMMITTEE | Management | No Action | |
| 5.1 | RE-ELECTION OF MR. PETER
LOESCHER AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |
| 5.2.1 | RE-ELECTION OF MRS.
HANNE BIRGITTE BREINBJERG SORENSEN AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |
| 5.2.2 | RE-ELECTION OF MR. MATTHIAS
BICHSEL AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |
| 5.2.3 | RE-ELECTION OF MR. LUKAS
BRAUNSCHWEILER AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |
| 5.2.4 | RE-ELECTION OF MR. MIKHAIL
LIFSHITZ AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |
| 5.2.5 | RE-ELECTION OF MR. MARCO
MUSETTI AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |
| 5.2.6 | RE-ELECTION OF MR. GERHARD
ROISS AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |
| 5.3 | ELECTION OF MR. ALEXEY
MOSKOV AS NEW MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |
| 6.1.1 | RE-ELECTION OF MRS.
HANNE BIRGITTE BREINBJERG SORENSEN AS MEMBER OF THE REMUNERATION COMMITTEE | Management | No Action | |
| 6.1.2 | RE-ELECTION OF MR. MARCO
MUSETTI AS MEMBER OF THE REMUNERATION COMMITTEE | Management | No Action | |
| 6.1.3 | RE-ELECTION OF MR. GERHARD
ROISS AS MEMBER OF THE REMUNERATION COMMITTEE | Management | No Action | |
| 7 | RE-ELECTION OF THE AUDITORS
/ KPMG AG, ZURICH | Management | No Action | |
| 8 | RE-ELECTION OF THE INDEPENDENT
PROXY / PROXY VOTING SERVICES GMBH, ZURICH | Management | No Action | |
| EDP-ENERGIAS
DE PORTUGAL SA | | | | |
| Security | | X67925119 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 16-Apr-2020 |
| ISIN | | PTEDP0AM0009 | Agenda | 712266077 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PLEASE
NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF- BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE-REJECTED BY THE COMPANY HOLDING THIS MEETING. PLEASE CONTACT YOUR CLIENT-SERVICE REPRESENTATIVE FOR FURTHER DETAILS. | Non-Voting | | |
| 1 | APPROVE INDIVIDUAL AND
CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |
| 2 | APPROVE ALLOCATION OF
INCOME | Management | No Action | |
| 3.1 | APPRAISE MANAGEMENT
OF COMPANY AND APPROVE VOTE OF CONFIDENCE TO MANAGEMENT BOARD | Management | No Action | |
| 3.2 | APPRAISE SUPERVISION
OF COMPANY AND APPROVE VOTE OF CONFIDENCE TO SUPERVISORY BOARD | Management | No Action | |
| 3.3 | APPRAISE WORK PERFORMED
BY STATUTORY AUDITOR AND APPROVE VOTE OF CONFIDENCE TO STATUTORY AUDITOR | Management | No Action | |
| 4 | AUTHORIZE REPURCHASE
AND REISSUANCE OF SHARES | Management | No Action | |
| 5 | AUTHORIZE REPURCHASE
AND REISSUANCE OF REPURCHASED DEBT INSTRUMENTS | Management | No Action | |
| 6 | AUTHORIZE INCREASE IN
CAPITAL UP TO 10 PERCENT VIA ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES WITH PRE-EMPTIVE RIGHTS | Management | No Action | |
| 7 | APPROVE STATEMENT ON
REMUNERATION POLICY APPLICABLE TO EXECUTIVE BOARD | Management | No Action | |
| 8 | APPROVE STATEMENT ON
REMUNERATION POLICY APPLICABLE TO OTHER CORPORATE BODIES | Management | No Action | |
| CNH
INDUSTRIAL N V | | | | |
| Security | | N20944109 | Meeting Type | Annual |
| Ticker Symbol | | CNHI | Meeting Date | 16-Apr-2020 |
| ISIN | | NL0010545661 | Agenda | 935138950 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 2B. | Adoption of the 2019
Annual Financial Statements. | Management | For | For |
| 2C. | Determination and distribution
of dividend. | Management | For | For |
| 2D. | Release from liability
of the executive directors and the non- executive directors of the Board. | Management | For | For |
| 3A. | 2019 Remuneration Report
(advisory vote). | Management | For | For |
| 3B. | Amendment to the Remuneration
Policy. | Management | For | For |
| 3C. | Proposal to approve
the plan to award (rights to subscribe for) common shares in the capital of the Company to executive directors in accordance with Article 13.6 of the Company's Articles of Association. | Management | For | For |
| 4A. | Re-appointment of Suzanne
Heywood (executive director) | Management | For | For |
| 4B. | Re-appointment of Hubertus
M. Mühlhäuser (executive director) | Management | Abstain | Against |
| 4C. | Re-appointment of Léo
W. Houle (non-executive director) | Management | For | For |
| 4D. | Re-appointment of John
B. Lanaway (non-executive director) | Management | For | For |
| 4E. | Re-appointment of Alessandro
Nasi (non-executive director) | Management | For | For |
| 4F. | Re-appointment of Lorenzo
Simonelli (non-executive director) | Management | For | For |
| 4G. | Re-appointment of Jacqueline
A. Tammenoms Bakker (non-executive director) | Management | For | For |
| 4H. | Re-appointment of Jacques
Theurillat (non-executive director) | Management | For | For |
| 4I. | Appointment of Howard
Buffett (non-executive director) | Management | For | For |
| 4J. | Appointment of Nelda
(Janine) Connors (non-executive director) | Management | For | For |
| 4K. | Appointment of Tufan
Erginbilgic (non-executive director) | Management | For | For |
| 4L. | Appointment of Vagn
Sørensen (non-executive director) | Management | For | For |
| 5. | Proposal to re-appoint
Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For |
| 6. | Replacement of the existing
authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | For | For |
| CNH
INDUSTRIAL N V | | | | |
| Security | | N20944109 | Meeting Type | Annual |
| Ticker Symbol | | CNHI | Meeting Date | 16-Apr-2020 |
| ISIN | | NL0010545661 | Agenda | 935158748 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 2B. | Adoption of the 2019
Annual Financial Statements. | Management | For | For |
| 2C. | Determination and distribution
of dividend. | Management | For | For |
| 2D. | Release from liability
of the executive directors and the non- executive directors of the Board. | Management | For | For |
| 3A. | 2019 Remuneration Report
(advisory vote). | Management | For | For |
| 3B. | Amendment to the Remuneration
Policy. | Management | For | For |
| 3C. | Proposal to approve
the plan to award (rights to subscribe for) common shares in the capital of the Company to executive directors in accordance with Article 13.6 of the Company's Articles of Association. | Management | For | For |
| 4A. | Re-appointment of Suzanne
Heywood (executive director) | Management | For | For |
| 4B. | Re-appointment of Hubertus
M. Mühlhäuser (executive director) | Management | Abstain | Against |
| 4C. | Re-appointment of Léo
W. Houle (non-executive director) | Management | For | For |
| 4D. | Re-appointment of John
B. Lanaway (non-executive director) | Management | For | For |
| 4E. | Re-appointment of Alessandro
Nasi (non-executive director) | Management | For | For |
| 4F. | Re-appointment of Lorenzo
Simonelli (non-executive director) | Management | For | For |
| 4G. | Re-appointment of Jacqueline
A. Tammenoms Bakker (non-executive director) | Management | For | For |
| 4H. | Re-appointment of Jacques
Theurillat (non-executive director) | Management | For | For |
| 4I. | Appointment of Howard
Buffett (non-executive director) | Management | For | For |
| 4J. | Appointment of Nelda
(Janine) Connors (non-executive director) | Management | For | For |
| 4K. | Appointment of Tufan
Erginbilgic (non-executive director) | Management | For | For |
| 4L. | Appointment of Vagn
Sørensen (non-executive director) | Management | For | For |
| 5. | Proposal to re-appoint
Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For |
| 6. | Replacement of the existing
authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | For | For |
| VIVENDI
SA | | | | |
| Security | | F97982106 | Meeting Type | MIX |
| Ticker Symbol | | | Meeting Date | 20-Apr-2020 |
| ISIN | | FR0000127771 | Agenda | 712254224 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | THE
FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | | |
| CMMT | IN
CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU. | Non-Voting | | |
| CMMT | PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202003112000485-31 | Non-Voting | | |
| O.1 | APPROVAL OF THE CORPORATE
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019 | Management | For | For |
| O.2 | APPROVAL OF THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019 | Management | For | For |
| O.3 | ALLOCATION OF INCOME
FOR THE FINANCIAL YEAR 2019, SETTING OF THE DIVIDEND AND ITS DATE OF PAYMENT | Management | For | For |
| O.4 | RENEWAL OF THE TERM
OF OFFICE OF MR. YANNICK BOLLORE AS A MEMBER OF THE SUPERVISORY BOARD | Management | Against | Against |
| O.5 | APPOINTMENT OF MR. LAURENT
DASSAULT AS MEMBER OF THE SUPERVISORY BOARD | Management | For | For |
| O.6 | AUTHORIZATION GRANTED
TO THE MANAGEMENT BOARD FOR THE COMPANY TO PURCHASE ITS OWN SHARES WITHIN THE LIMIT OF 10% OF THE CAPITAL | Management | For | For |
| O.7 | APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT PREPARED IN ACCORDANCE WITH ARTICLE L. 225-88 OF THE FRENCH COMMERCIAL CODE ON THE REGULATED AGREEMENTS AND COMMITMENTS | Management | For | For |
| O.8 | APPROVAL OF THE INFORMATION
REFERRED TO IN ARTICLE L. 225-37-3 I. OF THE FRENCH COMMERCIAL CODE CONTAINED IN THE CORPORATE GOVERNANCE REPORT | Management | For | For |
| O.9 | APPROVAL OF THE ELEMENTS
MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. YANNICK BOLLORE, CHAIRMAN OF THE SUPERVISORY BOARD | Management | Against | Against |
| O.10 | APPROVAL OF THE ELEMENTS
MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. ARNAUD DE PUYFONTAINE, CHAIRMAN OF THE MANAGEMENT BOARD | Management | For | For |
| O.11 | APPROVAL OF THE ELEMENTS
MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. GILLES ALIX, MEMBER OF THE MANAGEMENT BOARD | Management | Against | Against |
| O.12 | APPROVAL OF THE ELEMENTS
MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. CEDRIC DE BAILLIENCOURT, MEMBER OF THE MANAGEMENT BOARD | Management | For | For |
| O.13 | APPROVAL OF THE ELEMENTS
MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. FREDERIC CREPIN, MEMBER OF THE MANAGEMENT BOARD | Management | For | For |
| O.14 | APPROVAL OF THE ELEMENTS
MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. SIMON GILLHAM, MEMBER OF THE MANAGEMENT BOARD | Management | For | For |
| O.15 | APPROVAL OF THE ELEMENTS
MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. HERVE PHILIPPE, MEMBER OF THE MANAGEMENT BOARD | Management | For | For |
| O.16 | APPROVAL OF THE ELEMENTS
MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. STEPHANE ROUSSEL, MEMBER OF THE MANAGEMENT BOARD | Management | For | For |
| O.17 | APPROVAL OF THE COMPENSATION
POLICY OF THE CHAIRMAN AND MEMBERS OF THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2020 | Management | For | For |
| O.18 | APPROVAL OF THE COMPENSATION
POLICY OF THE CHAIRMAN OF THE MANAGEMENT BOARD FOR THE FINANCIAL YEAR 2020 | Management | For | For |
| O.19 | APPROVAL OF THE COMPENSATION
POLICY FOR MEMBERS OF THE MANAGEMENT BOARD FOR THE FINANCIAL YEAR 2020 | Management | For | For |
| O.20 | APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. ARNAUD DE PUYFONTAINE | Management | For | For |
| O.21 | APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. GILLES ALIX | Management | For | For |
| O.22 | APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. CEDRIC DE BAILLIENCOURT | Management | For | For |
| O.23 | APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. FREDERIC CREPIN | Management | For | For |
| O.24 | APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. SIMON GILLHAM | Management | For | For |
| O.25 | APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. HERVE PHILIPPE | Management | For | For |
| O.26 | APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. STEPHANE ROUSSEL | Management | For | For |
| E.27 | AUTHORIZATION GRANTED
TO THE MANAGEMENT BOARD TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES WITHIN THE LIMIT OF 10% OF THE CAPITAL | Management | For | For |
| E.28 | REDUCTION
OF CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF 1,954,507,735.50 EUROS, I.E. 30% OF THE CAPITAL, BY WAY OF THE REPURCHASE BY THE COMPANY OF ITS OWN SHARES WITHIN THE LIMIT OF A MAXIMUM OF 355,372,861 SHARES FOLLOWED BY THE CANCELLATION OF THE REPURCHASED SHARES, AND AUTHORIZATION TO BE GRANTED TO THE MANAGEMENT BOARD TO FORMULATE A BUYBACK PUBLIC OFFERING OF ALL SHAREHOLDERS, TO IMPLEMENT THE CAPITAL REDUCTION AND THEN TO SET THE FINAL AMOUNT | Management | Against | Against |
| E.29 | ALIGNMENT OF ARTICLE
8 - II. OF THE BYLAWS WITH THE NEW LEGAL PROVISIONS RELATING TO THE TERMS AND CONDITIONS OF EMPLOYEE REPRESENTATION ON THE SUPERVISORY BOARD | Management | For | For |
| E.30 | POWERS TO CARRY OUT
FORMALITIES | Management | For | For |
| VIVENDI
SA | | | | |
| Security | | F97982106 | Meeting Type | MIX |
| Ticker Symbol | | | Meeting Date | 20-Apr-2020 |
| ISIN | | FR0000127771 | Agenda | 712254224 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | THE
FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | | |
| CMMT | IN
CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU. | Non-Voting | | |
| CMMT | PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202003112000485-31 | Non-Voting | | |
| O.1 | APPROVAL OF THE CORPORATE
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019 | Management | No Action | |
| O.2 | APPROVAL OF THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019 | Management | No Action | |
| O.3 | ALLOCATION OF INCOME
FOR THE FINANCIAL YEAR 2019, SETTING OF THE DIVIDEND AND ITS DATE OF PAYMENT | Management | No Action | |
| O.4 | RENEWAL OF THE TERM
OF OFFICE OF MR. YANNICK BOLLORE AS A MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |
| O.5 | APPOINTMENT OF MR. LAURENT
DASSAULT AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |
| O.6 | AUTHORIZATION GRANTED
TO THE MANAGEMENT BOARD FOR THE COMPANY TO PURCHASE ITS OWN SHARES WITHIN THE LIMIT OF 10% OF THE CAPITAL | Management | No Action | |
| O.7 | APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT PREPARED IN ACCORDANCE WITH ARTICLE L. 225-88 OF THE FRENCH COMMERCIAL CODE ON THE REGULATED AGREEMENTS AND COMMITMENTS | Management | No Action | |
| O.8 | APPROVAL OF THE INFORMATION
REFERRED TO IN ARTICLE L. 225-37-3 I. OF THE FRENCH COMMERCIAL CODE CONTAINED IN THE CORPORATE GOVERNANCE REPORT | Management | No Action | |
| O.9 | APPROVAL OF THE ELEMENTS
MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. YANNICK BOLLORE, CHAIRMAN OF THE SUPERVISORY BOARD | Management | No Action | |
| O.10 | APPROVAL OF THE ELEMENTS
MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. ARNAUD DE PUYFONTAINE, CHAIRMAN OF THE MANAGEMENT BOARD | Management | No Action | |
| O.11 | APPROVAL OF THE ELEMENTS
MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. GILLES ALIX, MEMBER OF THE MANAGEMENT BOARD | Management | No Action | |
| O.12 | APPROVAL OF THE ELEMENTS
MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. CEDRIC DE BAILLIENCOURT, MEMBER OF THE MANAGEMENT BOARD | Management | No Action | |
| O.13 | APPROVAL OF THE ELEMENTS
MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. FREDERIC CREPIN, MEMBER OF THE MANAGEMENT BOARD | Management | No Action | |
| O.14 | APPROVAL OF THE ELEMENTS
MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. SIMON GILLHAM, MEMBER OF THE MANAGEMENT BOARD | Management | No Action | |
| O.15 | APPROVAL OF THE ELEMENTS
MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. HERVE PHILIPPE, MEMBER OF THE MANAGEMENT BOARD | Management | No Action | |
| O.16 | APPROVAL OF THE ELEMENTS
MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. STEPHANE ROUSSEL, MEMBER OF THE MANAGEMENT BOARD | Management | No Action | |
| O.17 | APPROVAL OF THE COMPENSATION
POLICY OF THE CHAIRMAN AND MEMBERS OF THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2020 | Management | No Action | |
| O.18 | APPROVAL OF THE COMPENSATION
POLICY OF THE CHAIRMAN OF THE MANAGEMENT BOARD FOR THE FINANCIAL YEAR 2020 | Management | No Action | |
| O.19 | APPROVAL OF THE COMPENSATION
POLICY FOR MEMBERS OF THE MANAGEMENT BOARD FOR THE FINANCIAL YEAR 2020 | Management | No Action | |
| O.20 | APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. ARNAUD DE PUYFONTAINE | Management | No Action | |
| O.21 | APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. GILLES ALIX | Management | No Action | |
| O.22 | APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. CEDRIC DE BAILLIENCOURT | Management | No Action | |
| O.23 | APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. FREDERIC CREPIN | Management | No Action | |
| O.24 | APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. SIMON GILLHAM | Management | No Action | |
| O.25 | APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. HERVE PHILIPPE | Management | No Action | |
| O.26 | APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. STEPHANE ROUSSEL | Management | No Action | |
| E.27 | AUTHORIZATION GRANTED
TO THE MANAGEMENT BOARD TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES WITHIN THE LIMIT OF 10% OF THE CAPITAL | Management | No Action | |
| E.28 | REDUCTION
OF CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF 1,954,507,735.50 EUROS, I.E. 30% OF THE CAPITAL, BY WAY OF THE REPURCHASE BY THE COMPANY OF ITS OWN SHARES WITHIN THE LIMIT OF A MAXIMUM OF 355,372,861 SHARES FOLLOWED BY THE CANCELLATION OF THE REPURCHASED SHARES, AND AUTHORIZATION TO BE GRANTED TO THE MANAGEMENT BOARD TO FORMULATE A BUYBACK PUBLIC OFFERING OF ALL SHAREHOLDERS, TO IMPLEMENT THE CAPITAL REDUCTION AND THEN TO SET THE FINAL AMOUNT | Management | No Action | |
| E.29 | ALIGNMENT OF ARTICLE
8 - II. OF THE BYLAWS WITH THE NEW LEGAL PROVISIONS RELATING TO THE TERMS AND CONDITIONS OF EMPLOYEE REPRESENTATION ON THE SUPERVISORY BOARD | Management | No Action | |
| E.30 | POWERS TO CARRY OUT
FORMALITIES | Management | No Action | |
| OTTER
TAIL CORPORATION | | | | |
| Security | | 689648103 | Meeting Type | Annual |
| Ticker Symbol | | OTTR | Meeting Date | 20-Apr-2020 |
| ISIN | | US6896481032 | Agenda | 935133518 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | John D. Erickson | For | For |
| | 2 | Nathan I. Partain | For | For |
| | 3 | James B. Stake | For | For |
| 2. | ADVISORY VOTE APPROVING
THE COMPENSATION PROVIDED TO EXECUTIVE OFFICERS. | Management | For | For |
| 3. | TO RATIFY THE APPOINTMENT
OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2020. | Management | For | For |
| AMERICAN
ELECTRIC POWER COMPANY, INC. | | | | |
| Security | | 025537101 | Meeting Type | Annual |
| Ticker Symbol | | AEP | Meeting Date | 21-Apr-2020 |
| ISIN | | US0255371017 | Agenda | 935134611 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Nicholas K. Akins | Management | For | For |
| 1B. | Election of Director:
David J. Anderson | Management | For | For |
| 1C. | Election of Director:
J. Barnie Beasley, Jr. | Management | For | For |
| 1D. | Election of Director:
Ralph D. Crosby, Jr. | Management | For | For |
| 1E. | Election of Director:
Art A. Garcia | Management | For | For |
| 1F. | Election of Director:
Linda A. Goodspeed | Management | For | For |
| 1G. | Election of Director:
Thomas E. Hoaglin | Management | For | For |
| 1H. | Election of Director:
Sandra Beach Lin | Management | For | For |
| 1I. | Election of Director:
Margaret M. McCarthy | Management | For | For |
| 1J. | Election of Director:
Richard C. Notebaert | Management | For | For |
| 1K. | Election of Director:
Stephen S. Rasmussen | Management | For | For |
| 1L. | Election of Director:
Oliver G. Richard III | Management | For | For |
| 1M. | Election of Director:
Sara Martinez Tucker | Management | For | For |
| 2. | Ratification of the
appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For |
| 3. | Advisory approval of
the Company's executive compensation. | Management | For | For |
| NEXTERA
ENERGY PARTNERS, LP | | | | |
| Security | | 65341B106 | Meeting Type | Annual |
| Ticker Symbol | | NEP | Meeting Date | 21-Apr-2020 |
| ISIN | | US65341B1061 | Agenda | 935138102 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Susan D. Austin | Management | For | For |
| 1B. | Election of Director:
Robert J. Byrne | Management | For | For |
| 1C. | Election of Director:
Peter H. Kind | Management | For | For |
| 1D. | Election of Director:
James L. Robo | Management | For | For |
| 2. | Ratification of appointment
of Deloitte & Touche LLP as NextEra Energy Partners' independent registered public accounting firm for 2020. | Management | For | For |
| 3. | Approval, by non-binding
advisory vote, of NextEra Energy Partners' compensation of its named executive officers as disclosed in the proxy statement. | Management | For | For |
| PUBLIC
SERVICE ENTERPRISE GROUP INC. | | | | |
| Security | | 744573106 | Meeting Type | Annual |
| Ticker Symbol | | PEG | Meeting Date | 21-Apr-2020 |
| ISIN | | US7445731067 | Agenda | 935142909 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Ralph Izzo | Management | For | For |
| 1B. | Election of Director:
Shirley Ann Jackson | Management | For | For |
| 1C. | Election of Director:
Willie A. Deese | Management | For | For |
| 1D. | Election of Director:
David Lilley | Management | For | For |
| 1E. | Election of Director:
Barry H. Ostrowsky | Management | For | For |
| 1F. | Election of Director:
Scott G. Stephenson | Management | For | For |
| 1G. | Election of Director:
Laura A. Sugg | Management | For | For |
| 1H. | Election of Director:
John P. Surma | Management | For | For |
| 1I. | Election of Director:
Susan Tomasky | Management | For | For |
| 1J. | Election of Director:
Alfred W. Zollar | Management | For | For |
| 2. | Advisory vote on the
approval of executive compensation. | Management | For | For |
| 3. | Ratification of the
appointment of Deloitte & Touche LLP as Independent Auditor for the year 2020. | Management | For | For |
| VEOLIA
ENVIRONNEMENT SA | | | | |
| Security | | F9686M107 | Meeting Type | MIX |
| Ticker Symbol | | | Meeting Date | 22-Apr-2020 |
| ISIN | | FR0000124141 | Agenda | 712336634 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PLEASE
NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 372641 DUE TO CHANGE IN-TEXT OF RESOLUTIONS O.4 AND O.12. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE- ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | | |
| CMMT | THE
FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | | |
| CMMT | IN
CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | | |
| CMMT | 06
APR 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINKS:- https://www.journal- officiel.gouv.fr/balo/document/202003162000559-33 AND-https://www.journal- officiel.gouv.fr/balo/document/202004062000780-42; | Non-Voting | | |
| | PLEASE-NOTE THAT THIS
IS A REVISION DUE TO RECIEPT OF ADDITIONAL URL LINK. IF YOU-HAVE ALREADY SENT IN YOUR VOTES TO MID 383459, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | | | |
| O.1 | APPROVAL OF THE CORPORATE
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019 | Management | For | For |
| O.2 | APPROVAL OF THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019 | Management | For | For |
| O.3 | APPROVAL OF THE EXPENSES
AND COSTS REFERRED TO IN ARTICLE 39.4 OF THE FRENCH GENERAL TAX CODE | Management | For | For |
| O.4 | ALLOCATION OF INCOME
FOR THE FINANCIAL YEAR 2019 AND PAYMENT OF THE DIVIDEND: THE BOARD PROPOSES TO SET THE DIVIDEND FOR THE 2019 FINANCIAL YEAR AT 0.50 EUROS INSTEAD OF 1 EURO | Management | For | For |
| O.5 | APPROVAL OF REGULATED
AGREEMENTS AND COMMITMENTS | Management | For | For |
| O.6 | RENEWAL OF THE TERM
OF OFFICE OF MR. JACQUES ASCHENBROICH AS DIRECTOR | Management | For | For |
| O.7 | RENEWAL OF THE TERM
OF OFFICE OF MRS. ISABELLE COURVILLE AS DIRECTOR | Management | For | For |
| O.8 | RENEWAL OF THE TERM
OF OFFICE OF MRS. NATHALIE RACHOU AS DIRECTOR | Management | For | For |
| O.9 | RENEWAL OF THE TERM
OF OFFICE OF MR. GUILLAUME TEXIER AS DIRECTOR | Management | For | For |
| O.10 | VOTE ON THE COMPENSATION
PAID DURING THE FINANCIAL YEAR 2019 OR AWARDED FOR THE SAME FINANCIAL YEAR TO MR. ANTOINE FREROT, IN HIS CAPACITY AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For |
| O.11 | VOTE ON THE INFORMATION
RELATING TO THE 2019 COMPENSATION OF CORPORATE OFFICERS (EXCLUDING EXECUTIVE CORPORATE OFFICERS) REFERRED TO IN ARTICLE L. 225-37-3 I OF THE FRENCH COMMERCIAL CODE | Management | For | For |
| O.12 | VOTE
ON THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR 2020: EX-ANTE VOTE, THE BOARD PROPOSES TO REVISE, ITS REPORT ON THE RESOLUTIONS AS WELL AS THAT ON CORPORATE GOVERNANCE CONCERNING THE ONLY 2020 VARIABLE COMPENSATION OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For |
| O.13 | VOTE ON THE COMPENSATION
POLICY FOR CORPORATE OFFICERS (EXCLUDING EXECUTIVE CORPORATE OFFICERS) FOR THE FINANCIAL YEAR 2020 | Management | For | For |
| O.14 | AUTHORIZATION TO BE
GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES | Management | For | For |
| E.15 | DELEGATION
OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE CAPITAL BY ISSUING SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IMMEDIATELY OR IN THE FUTURE, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For |
| E.16 | DELEGATION
OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE CAPITAL BY ISSUING SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IMMEDIATELY OR IN THE FUTURE, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF A PUBLIC OFFERING OTHER THAN THE PUBLIC OFFERINGS MENTIONED IN ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | For | For |
| E.17 | DELEGATION
OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE CAPITAL BY ISSUING SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IMMEDIATELY OR IN THE FUTURE, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF A PUBLIC OFFERING REFERRED TO IN 1DECREE OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | For | For |
| E.18 | AUTHORIZATION GRANTED
TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING IMMEDIATE OR FUTURE ACCESS TO THE CAPITAL AS COMPENSATION FOR CONTRIBUTIONS IN KIND | Management | For | For |
| E.19 | DELEGATION OF AUTHORITY
TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE CONTEXT OF A CAPITAL INCREASE WITH OR WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For |
| E.20 | DELEGATION OF AUTHORITY
TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR ANY OTHER AMOUNTS | Management | For | For |
| E.21 | DELEGATION
OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL RESERVED FOR MEMBERS OF COMPANY SAVINGS PLANS WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE LATTER | Management | For | For |
| E.22 | DELEGATION
OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES RESERVED FOR CATEGORIES OF PERSONS WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE LATTER IN THE CONTEXT OF THE IMPLEMENTATION OF EMPLOYEE SHAREHOLDING PLANS | Management | For | For |
| E.23 | AUTHORIZATION
TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED FOR THE BENEFIT OF EMPLOYEES OF THE GROUP AND CORPORATE OFFICERS OF THE COMPANY OR SOME OF THEM, ENTAILING THE WAIVER IPSO JURE BY THE SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For |
| E.24 | AUTHORIZATION GRANTED
TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLATION OF TREASURY SHARES | Management | For | For |
| E.25 | ALIGNMENT OF THE BY-LAWS
WITH THE LEGAL AND REGULATORY PROVISIONS IN FORCE | Management | For | For |
| 26 | POWERS TO CARRY OUT
FORMALITIES | Management | For | For |
| CMMT | PLEASE NOTE THAT THE
FRENCH PROXY CARD IS AVAILABLE AS A LINK UNDER THE-'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT | Non-Voting | | |
| BOUYGUES | | | | |
| Security | | F11487125 | Meeting Type | MIX |
| Ticker Symbol | | | Meeting Date | 23-Apr-2020 |
| ISIN | | FR0000120503 | Agenda | 712340948 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | THE
FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | | |
| CMMT | PLEASE NOTE THAT THE
FRENCH PROXY CARD IS AVAILABLE AS A LINK UNDER THE-'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT | Non-Voting | | |
| CMMT | FOLLOWING
CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | | |
| CMMT | PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202004032000738-41 | Non-Voting | | |
| O.1 | APPROVAL OF THE CORPORATE
FINANCIAL STATEMENTS AND OPERATIONS FOR THE FINANCIAL YEAR 2019 | Management | No Action | |
| O.2 | APPROVAL OF THE CONSOLIDATED
FINANCIAL STATEMENTS AND OPERATIONS FOR THE FINANCIAL YEAR 2019 | Management | No Action | |
| O.3 | ALLOCATION OF INCOME
FOR THE FINANCIAL YEAR 2019 | Management | No Action | |
| O.4 | APPROVAL OF THE REGULATED
AGREEMENTS | Management | No Action | |
| O.5 | APPROVAL OF THE COMPENSATION
POLICY FOR EXECUTIVE CORPORATE OFFICERS | Management | No Action | |
| O.6 | APPROVAL OF THE COMPENSATION
POLICY FOR DIRECTORS | Management | No Action | |
| O.7 | APPROVAL OF THE INFORMATION
RELATING TO THE COMPENSATION OF THE CORPORATE OFFICERS REFERRED TO IN SECTION I OF ARTICLE L.225-37-3 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |
| O.8 | APPROVAL OF THE ELEMENTS
MAKING UP THE COMPENSATION AND BENEFITS PAID DURING OR ALLOCATED FOR THE FINANCIAL YEAR 2019 TO MR. MARTIN BOUYGUES | Management | No Action | |
| O.9 | APPROVAL OF THE ELEMENTS
MAKING UP THE COMPENSATION AND BENEFITS PAID DURING OR ALLOCATED FOR THE FINANCIAL YEAR 2019 TO MR. OLIVIER BOUYGUES | Management | No Action | |
| O.10 | APPROVAL OF THE ELEMENTS
MAKING UP THE COMPENSATION AND BENEFITS PAID DURING OR ALLOCATED FOR THE FINANCIAL YEAR 2019 TO MR. PHILIPPE MARIEN | Management | No Action | |
| O.11 | APPROVAL OF THE ELEMENTS
MAKING UP THE COMPENSATION AND BENEFITS PAID DURING OR ALLOCATED FOR THE FINANCIAL YEAR 2019 TO MR. OLIVIER ROUSSAT | Management | No Action | |
| O.12 | RENEWAL OF THE TERM
OF OFFICE OF MR. ALEXANDRE DE ROTHSCHILD AS DIRECTOR FOR A PERIOD OF THREE YEARS | Management | No Action | |
| O.13 | APPOINTMENT OF MR. BENOIT
MAES AS DIRECTOR FOR A PERIOD OF THREE YEARS, AS A REPLACEMENT FOR MR. HELMAN LE PAS DE SECHEVAL | Management | No Action | |
| O.14 | AUTHORIZATION GRANTED
TO THE BOARD OF DIRECTORS FOR A PERIOD OF EIGHTEEN MONTHS TO TRADE IN THE COMPANY'S SHARES | Management | No Action | |
| E.15 | AUTHORIZATION GRANTED
TO THE BOARD OF DIRECTORS FOR A PERIOD OF EIGHTEEN MONTHS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES | Management | No Action | |
| E.16 | DELEGATION OF AUTHORITY
GRANTED TO THE BOARD OF DIRECTORS FOR A PERIOD OF EIGHTEEN MONTHS IN ORDER TO ISSUE SHARE SUBSCRIPTION WARRANTS, WITHIN THE LIMIT OF 25% OF THE SHARE CAPITAL, DURING A PUBLIC OFFERING PERIOD FOR THE COMPANY | Management | No Action | |
| E.17 | AMENDMENTS TO THE BYLAWS | Management | No Action | |
| E.18 | DELEGATION OF POWERS
TO THE BOARD OF DIRECTORS TO AMEND THE BYLAWS IN ORDER TO ALIGN THEM WITH THE LEGAL AND REGULATORY PROVISIONS | Management | No Action | |
| E.19 | POWERS TO CARRY OUT
FORMALITIES | Management | No Action | |
| CMMT | PLEASE
NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 369180 DUE TO CHANGE IN-THE MEANING OF THE RESOLUTION SUMMARY NUMBER 3. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.- THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER- VOTE DEADLINE EXTENSIONS ARE NOT GRANTED | Non-Voting | | |
| | IN THE MARKET, THIS
MEETING WILL BE-CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | | | |
| NORTHWESTERN
CORPORATION | | | | |
| Security | | 668074305 | Meeting Type | Annual |
| Ticker Symbol | | NWE | Meeting Date | 23-Apr-2020 |
| ISIN | | US6680743050 | Agenda | 935136336 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Stephen P. Adik | For | For |
| | 2 | Anthony T. Clark | For | For |
| | 3 | Dana J. Dykhouse | For | For |
| | 4 | Jan R. Horsfall | For | For |
| | 5 | Britt E. Ide | For | For |
| | 6 | Julia L. Johnson | For | For |
| | 7 | Linda G. Sullivan | For | For |
| | 8 | Robert C. Rowe | For | For |
| | 9 | Mahvash Yazdi | For | For |
| | 10 | Jeffrey W. Yingling | For | For |
| 2. | Ratification of Deloitte
& Touche LLP as the independent registered public accounting firm for 2020. | Management | For | For |
| 3. | Advisory vote to approve
named executive officer compensation. | Management | For | For |
| 4. | Transaction of any other
matters and business as may properly come before the annual meeting or any postponement or adjournment of the annual meeting. | Management | Against | Against |
| EDISON
INTERNATIONAL | | | | |
| Security | | 281020107 | Meeting Type | Annual |
| Ticker Symbol | | EIX | Meeting Date | 23-Apr-2020 |
| ISIN | | US2810201077 | Agenda | 935138013 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Jeanne Beliveau-Dunn | Management | For | For |
| 1B. | Election of Director:
Michael C. Camuñez | Management | For | For |
| 1C. | Election of Director:
Vanessa C.L. Chang | Management | For | For |
| 1D. | Election of Director:
James T. Morris | Management | For | For |
| 1E. | Election of Director:
Timothy T. O'Toole | Management | For | For |
| 1F. | Election of Director:
Pedro J. Pizarro | Management | For | For |
| 1G. | Election of Director:
Carey A. Smith | Management | For | For |
| 1H. | Election of Director:
Linda G. Stuntz | Management | For | For |
| 1I. | Election of Director:
William P. Sullivan | Management | For | For |
| 1J. | Election of Director:
Peter J. Taylor | Management | For | For |
| 1K. | Election of Director:
Keith Trent | Management | For | For |
| 2. | Ratification of the
Independent Registered Public Accounting Firm. | Management | For | For |
| 3. | Advisory Vote to Approve
Executive Compensation. | Management | For | For |
| 4. | Shareholder Proposal
Regarding a Shareholder Vote on Bylaw Amendments. | Shareholder | Against | For |
| THE
AES CORPORATION | | | | |
| Security | | 00130H105 | Meeting Type | Annual |
| Ticker Symbol | | AES | Meeting Date | 23-Apr-2020 |
| ISIN | | US00130H1059 | Agenda | 935139899 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Janet G. Davidson | Management | For | For |
| 1B. | Election of Director:
Andrés R. Gluski | Management | For | For |
| 1C. | Election of Director:
Tarun Khanna | Management | For | For |
| 1D. | Election of Director:
Holly K. Koeppel | Management | For | For |
| 1E. | Election of Director:
Julia M. Laulis | Management | For | For |
| 1F. | Election of Director:
James H. Miller | Management | For | For |
| 1G. | Election of Director:
Alain Monié | Management | For | For |
| 1H. | Election of Director:
John B. Morse, Jr. | Management | For | For |
| 1I. | Election of Director:
Moisés Naím | Management | For | For |
| 1J. | Election of Director:
Jeffrey W. Ubben | Management | For | For |
| 2. | To approve, on an advisory
basis, the Company's executive compensation. | Management | For | For |
| 3. | To ratify the appointment
of Ernst & Young LLP as the independent auditor of the Company for fiscal year 2020. | Management | For | For |
| 4. | To vote on a non-binding
Stockholder proposal seeking to adopt a by-law to subject any by-law or charter amendments to a Stockholder vote. | Shareholder | Against | For |
| ITV
PLC | | | | |
| Security | | G4984A110 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 24-Apr-2020 |
| ISIN | | GB0033986497 | Agenda | 712294711 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1 | ACCEPT FINANCIAL STATEMENTS
AND STATUTORY REPORTS | Management | For | For |
| 2 | APPROVE REMUNERATION
REPORT | Management | For | For |
| 3 | APPROVE REMUNERATION
POLICY | Management | For | For |
| 4 | RE-ELECT SALMAN AMIN
AS DIRECTOR | Management | For | For |
| 5 | RE-ELECT PETER BAZALGETTE
AS DIRECTOR | Management | For | For |
| 6 | RE-ELECT EDWARD BONHAM
CARTER AS DIRECTOR | Management | For | For |
| 7 | RE-ELECT MARGARET EWING
AS DIRECTOR | Management | For | For |
| 8 | RE-ELECT ROGER FAXON
AS DIRECTOR | Management | For | For |
| 9 | RE-ELECT MARY HARRIS
AS DIRECTOR | Management | For | For |
| 10 | RE-ELECT CHRIS KENNEDY
AS DIRECTOR | Management | For | For |
| 11 | RE-ELECT ANNA MANZ AS
DIRECTOR | Management | For | For |
| 12 | RE-ELECT CAROLYN MCCALL
AS DIRECTOR | Management | For | For |
| 13 | RE-ELECT DUNCAN PAINTER
AS DIRECTOR | Management | For | For |
| 14 | REAPPOINT KPMG LLP AS
AUDITORS | Management | For | For |
| 15 | AUTHORISE BOARD TO FIX
REMUNERATION OF AUDITORS | Management | For | For |
| 16 | AUTHORISE EU POLITICAL
DONATIONS AND EXPENDITURE | Management | For | For |
| 17 | AUTHORISE ISSUE OF EQUITY | Management | For | For |
| 18 | AUTHORISE ISSUE OF EQUITY
WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For |
| 19 | AUTHORISE ISSUE OF EQUITY
WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For |
| 20 | AUTHORISE MARKET PURCHASE
OF ORDINARY SHARES | Management | For | For |
| 21 | AUTHORISE THE COMPANY
TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | For | For |
| AT&T
INC. | | | | |
| Security | | 00206R102 | Meeting Type | Annual |
| Ticker Symbol | | T | Meeting Date | 24-Apr-2020 |
| ISIN | | US00206R1023 | Agenda | 935138140 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Randall L. Stephenson | Management | For | For |
| 1B. | Election of Director:
Samuel A. Di Piazza, Jr. | Management | For | For |
| 1C. | Election of Director:
Richard W. Fisher | Management | For | For |
| 1D. | Election of Director:
Scott T. Ford | Management | For | For |
| 1E. | Election of Director:
Glenn H. Hutchins | Management | For | For |
| 1F. | Election of Director:
William E. Kennard | Management | For | For |
| 1G. | Election of Director:
Debra L. Lee | Management | For | For |
| 1H. | Election of Director:
Stephen J. Luczo | Management | For | For |
| 1I. | Election of Director:
Michael B. McCallister | Management | For | For |
| 1J. | Election of Director:
Beth E. Mooney | Management | For | For |
| 1K. | Election of Director:
Matthew K. Rose | Management | For | For |
| 1L. | Election of Director:
Cynthia B. Taylor | Management | For | For |
| 1M. | Election of Director:
Geoffrey Y. Yang | Management | For | For |
| 2. | Ratification of appointment
of independent auditors. | Management | For | For |
| 3. | Advisory approval of
executive compensation. | Management | For | For |
| 4. | Independent Board Chairman. | Shareholder | Against | For |
| 5. | Employee Representative
Director. | Shareholder | Against | For |
| 6. | Improve Guiding Principles
of Executive Compensation. | Shareholder | Against | For |
| CENTERPOINT
ENERGY, INC. | | | | |
| Security | | 15189T107 | Meeting Type | Annual |
| Ticker Symbol | | CNP | Meeting Date | 24-Apr-2020 |
| ISIN | | US15189T1079 | Agenda | 935139469 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Leslie D. Biddle | Management | For | For |
| 1B. | Election of Director:
Milton Carroll | Management | For | For |
| 1C. | Election of Director:
Scott J. McLean | Management | For | For |
| 1D. | Election of Director:
Martin H. Nesbitt | Management | For | For |
| 1E. | Election of Director:
Theodore F. Pound | Management | For | For |
| 1F. | Election of Director:
Susan O. Rheney | Management | For | For |
| 1G. | Election of Director:
Phillip R. Smith | Management | For | For |
| 1H. | Election of Director:
John W. Somerhalder II | Management | For | For |
| 2. | Ratify the appointment
of Deloitte & Touche LLP as the independent registered public accounting firm for 2020. | Management | For | For |
| 3. | Approve the advisory
resolution on executive compensation. | Management | For | For |
| 4. | Approve the amendment
to the CenterPoint Energy, Inc. Stock Plan for Outside Directors. | Management | For | For |
| GATX
CORPORATION | | | | |
| Security | | 361448103 | Meeting Type | Annual |
| Ticker Symbol | | GATX | Meeting Date | 24-Apr-2020 |
| ISIN | | US3614481030 | Agenda | 935144307 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director:
Diane M. Aigotti | Management | For | For |
| 1.2 | Election of Director:
Anne L. Arvia | Management | For | For |
| 1.3 | Election of Director:
Ernst A. Häberli | Management | For | For |
| 1.4 | Election of Director:
Brian A. Kenney | Management | For | For |
| 1.5 | Election of Director:
James B. Ream | Management | For | For |
| 1.6 | Election of Director:
Adam L. Stanley | Management | For | For |
| 1.7 | Election of Director:
David S. Sutherland | Management | For | For |
| 1.8 | Election of Director:
Stephen R. Wilson | Management | For | For |
| 1.9 | Election of Director:
Paul G. Yovovich | Management | For | For |
| 2. | ADVISORY RESOLUTION
TO APPROVE EXECUTIVE COMPENSATION | Management | For | For |
| 3. | RATIFICATION OF APPOINTMENT
OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2020 | Management | For | For |
| BADGER
METER, INC. | | | | |
| Security | | 056525108 | Meeting Type | Annual |
| Ticker Symbol | | BMI | Meeting Date | 24-Apr-2020 |
| ISIN | | US0565251081 | Agenda | 935150110 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Todd A. Adams | For | For |
| | 2 | Kenneth C. Bockhorst | For | For |
| | 3 | Gale E. Klappa | For | For |
| | 4 | Gail A. Lione | For | For |
| | 5 | James W. McGill | For | For |
| | 6 | Tessa M. Myers | For | For |
| | 7 | James F. Stern | For | For |
| | 8 | Glen E. Tellock | For | For |
| 2. | ADVISORY VOTE TO APPROVE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For |
| 3. | RATIFICATION OF THE
APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2020. | Management | For | For |
| 4. | EMPLOYEE REPRESENTATION
ON THE BOARD OF DIRECTORS. | Shareholder | Against | For |
| AMERICA
MOVIL, S.A.B. DE C.V. | | | | |
| Security | | 02364W105 | Meeting Type | Annual |
| Ticker Symbol | | AMX | Meeting Date | 24-Apr-2020 |
| ISIN | | US02364W1053 | Agenda | 935186812 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| I | Appointment or, as the
case may be, reelection of the members of the Board of Directors of the Company that the holders of the Series "L" shares are entitled to appoint. Adoption of resolutions thereon. | Management | Abstain | |
| II | Appointment of delegates
to execute, and if, applicable, formalize the resolutions adopted by the meeting. Adoption of resolutions thereon. | Management | For | |
| VALMONT
INDUSTRIES, INC. | | | | |
| Security | | 920253101 | Meeting Type | Annual |
| Ticker Symbol | | VMI | Meeting Date | 28-Apr-2020 |
| ISIN | | US9202531011 | Agenda | 935144597 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Mogens C. Bay | For | For |
| | 2 | Walter Scott, Jr. | For | For |
| | 3 | Clark T. Randt, Jr. | For | For |
| | 4 | Richard A. Lanoha | For | For |
| 2. | Advisory approval of
the company's executive compensation. | Management | For | For |
| 3. | Ratifying the appointment
of Deloitte & Touche LLP as independent auditors for fiscal 2020. | Management | For | For |
| EXELON
CORPORATION | | | | |
| Security | | 30161N101 | Meeting Type | Annual |
| Ticker Symbol | | EXC | Meeting Date | 28-Apr-2020 |
| ISIN | | US30161N1019 | Agenda | 935145690 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Anthony Anderson | Management | For | For |
| 1B. | Election of Director:
Ann Berzin | Management | For | For |
| 1C. | Election of Director:
Laurie Brlas | Management | For | For |
| 1D. | Election of Director:
Christopher Crane | Management | For | For |
| 1E. | Election of Director:
Yves de Balmann | Management | For | For |
| 1F. | Election of Director:
Nicholas DeBenedictis | Management | For | For |
| 1G. | Election of Director:
Linda Jojo | Management | For | For |
| 1H. | Election of Director:
Paul Joskow | Management | For | For |
| 1I. | Election of Director:
Robert Lawless | Management | For | For |
| 1J. | Election of Director:
John Richardson | Management | For | For |
| 1K. | Election of Director:
Mayo Shattuck III | Management | For | For |
| 1L. | Election of Director:
John Young | Management | For | For |
| 2. | Ratification of PricewaterhouseCoopers
LLP as Exelon's Independent Auditor for 2020. | Management | For | For |
| 3. | Advisory approval of
executive compensation. | Management | For | For |
| 4. | Approval of the Exelon
2020 Long-Term Incentive Plan. | Management | For | For |
| CHARTER
COMMUNICATIONS, INC. | | | | |
| Security | | 16119P108 | Meeting Type | Annual |
| Ticker Symbol | | CHTR | Meeting Date | 28-Apr-2020 |
| ISIN | | US16119P1084 | Agenda | 935146224 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
W. Lance Conn | Management | For | For |
| 1B. | Election of Director:
Kim C. Goodman | Management | For | For |
| 1C. | Election of Director:
Craig A. Jacobson | Management | For | For |
| 1D. | Election of Director:
Gregory B. Maffei | Management | For | For |
| 1E. | Election of Director:
John D. Markley, Jr. | Management | For | For |
| 1F. | Election of Director:
David C. Merritt | Management | For | For |
| 1G. | Election of Director:
James E. Meyer | Management | For | For |
| 1H. | Election of Director:
Steven A. Miron | Management | For | For |
| 1I. | Election of Director:
Balan Nair | Management | For | For |
| 1J. | Election of Director:
Michael A. Newhouse | Management | For | For |
| 1K. | Election of Director:
Mauricio Ramos | Management | For | For |
| 1L. | Election of Director:
Thomas M. Rutledge | Management | For | For |
| 1M. | Election of Director:
Eric L. Zinterhofer | Management | For | For |
| 2. | Approval, on an advisory
basis, of executive compensation | Management | For | For |
| 3. | The ratification of
the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ended December 31, 2020 | Management | For | For |
| 4. | Stockholder proposal
regarding our Chairman of the Board and CEO roles | Shareholder | Against | For |
| BLACK
HILLS CORPORATION | | | | |
| Security | | 092113109 | Meeting Type | Annual |
| Ticker Symbol | | BKH | Meeting Date | 28-Apr-2020 |
| ISIN | | US0921131092 | Agenda | 935147175 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Tony A. Jensen | For | For |
| | 2 | Kathleen S. McAllister | For | For |
| | 3 | Rebecca B. Roberts | For | For |
| | 4 | Teresa A. Taylor | For | For |
| | 5 | John B. Vering | For | For |
| 2. | Ratification of the
appointment of Deloitte & Touche LLP to serve as Black Hills Corporation's independent registered public accounting firm for 2020. | Management | For | For |
| 3. | Advisory resolution
to approve executive compensation | Management | For | For |
| TELENET
GROUP HOLDING NV | | | | |
| Security | | B89957110 | Meeting Type | ExtraOrdinary General
Meeting |
| Ticker Symbol | | | Meeting Date | 29-Apr-2020 |
| ISIN | | BE0003826436 | Agenda | 712309308 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | MARKET
RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | | |
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | |
| 1 | TRANSFER OF REGISTERED
OFFICE - AMENDMENT TO THE ARTICLES OF ASSOCIATION | Management | No Action | |
| 2 | CANCELLATION OF OWN
SHARES - AMENDMENT TO THE ARTICLES OF ASSOCIATION | Management | No Action | |
| 3 | REFORMULATION OF THE
ARTICLES OF ASSOCIATION | Management | No Action | |
| CMMT | PLEASE NOTE IN THE EVENT
THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 27 MAY 2020 AT 10:00:00. CONSEQUENTLY, YOUR VOTING-INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.-THANK YOU | Non-Voting | | |
| TELENET
GROUP HOLDING NV | | | | |
| Security | | B89957110 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 29-Apr-2020 |
| ISIN | | BE0003826436 | Agenda | 712310224 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | MARKET
RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | | |
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | |
| 1 | REPORTS ON THE STATUTORY
FINANCIAL STATEMENTS | Non-Voting | | |
| 2 | CONSOLIDATED FINANCIAL
STATEMENTS AND REPORTS ON THE CONSOLIDATED FINANCIAL- STATEMENTS | Non-Voting | | |
| 3 | APPROVAL
OF THE STATUTORY FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, AND OF THE PROPOSED ALLOCATION OF THE RESULT, INCLUDING THE APPROVAL OF A DIVIDEND OF EUR 1.3050 PER SHARE GROSS, PAYABLE AS FROM 6 MAY 2020. THIS REPRESENTS AN AGGREGATE AMOUNT OF EUR 143.2 MILLION GROSS AS PER 20 MARCH 2020 WHILE NOTING THAT THIS AGGREGATE AMOUNT MAY CHANGE IN FUNCTION OF POSSIBLE CHANGES IN THE NUMBER OF OWN SHARES HELD BY THE COMPANY ON THE RECORD DATE FOR THE PAYMENT OF THE DIVIDEND. THE ANNUAL GENERAL MEETING DELEGATES ALL FURTHER POWERS WITH REGARD TO THE PAYMENT OF THE DIVIDEND TO THE BOARD OF DIRECTORS | Management | No Action | |
| 4 | APPROVAL OF THE REMUNERATION
REPORT AS INCLUDED IN THE ANNUAL REPORT OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019 | Management | No Action | |
| 5.A | TO GRANT DISCHARGE FROM
LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: BERT DE GRAEVE (IDW CONSULT BV) | Management | No Action | |
| 5.B | TO GRANT DISCHARGE FROM
LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: JO VAN BIESBROECK (JOVB BV) | Management | No Action | |
| 5.C | TO GRANT DISCHARGE FROM
LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: CHRISTIANE FRANCK | Management | No Action | |
| 5.D | TO GRANT DISCHARGE FROM
LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: JOHN PORTER | Management | No Action | |
| 5.E | TO GRANT DISCHARGE FROM
LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: CHARLES H. BRACKEN | Management | No Action | |
| 5.F | TO GRANT DISCHARGE FROM
LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: MANUEL KOHNSTAMM | Management | No Action | |
| 5.G | TO GRANT DISCHARGE FROM
LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: SEVERINA PASCU | Management | No Action | |
| 5.H | TO GRANT DISCHARGE FROM
LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: AMY BLAIR | Management | No Action | |
| 5.I | TO GRANT DISCHARGE FROM
LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: ENRIQUE RODRIGUEZ | Management | No Action | |
| 5.J | TO GRANT DISCHARGE FROM
LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: DIEDERIK KARSTEN | Management | No Action | |
| 6 | TO GRANT DISCHARGE FROM
LIABILITY TO THE STATUTORY AUDITOR FOR THE EXERCISE OF HIS MANDATE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019 | Management | No Action | |
| 7.A | RE-APPOINTMENT,
UPON NOMINATION IN ACCORDANCE WITH ARTICLE 18.1 (II) OF THE ARTICLES OF ASSOCIATION, OF MR. CHARLES H. BRACKEN AS DIRECTOR OF THE COMPANY, REMUNERATED AS SET FORTH BELOW UNDER (B) FOR A TERM OF 4 YEARS, WITH IMMEDIATE EFFECT AND UNTIL THE CLOSING OF THE GENERAL SHAREHOLDERS' MEETING OF 2024 WHICH WILL BE HELD TO DELIBERATE ON THE FINANCIAL STATEMENTS OF THE FINANCIAL YEAR ENDED ON DECEMBER 31,2023 | Management | No Action | |
| 7.B | THE
MANDATE OF THE DIRECTOR APPOINTED IN ACCORDANCE WITH ITEM 7(A) OF THE AGENDA, IS REMUNERATED IN ACCORDANCE WITH THE RESOLUTIONS OF PRIOR GENERAL SHAREHOLDERS' MEETINGS, IN PARTICULAR (I) A FIXED ANNUAL REMUNERATION OF EUR 12,000 AND (II) AN ATTENDANCE FEE OF EUR 2,000 FOR ATTENDED MEETINGS OF THE BOARD OF DIRECTORS. THE FIXED REMUNERATION WILL ONLY BE PAYABLE IF THE DIRECTOR HAS PARTICIPATED IN AT LEAST HALF OF THE SCHEDULED BOARD MEETINGS. NO SEPARATE REMUNERATION IS PROVIDED FOR MEETINGS OF THE COMMITTEES OF THE BOARD OF DIRECTORS | Management | No Action | |
| 8 | REAPPOINTMENT
OF KPMG BEDRIJFSREVISOREN CVBA (B00001), LUCHTHAVEN BRUSSEL NATIONAAL 1K, 1930 ZAVENTEM, AS STATUTORY AUDITOR OF THE COMPANY, CHARGED WITH THE AUDIT OF THE STATUTORYAND CONSOLIDATED ANNUAL ACCOUNTS OF THE COMPANY, FOR A PERIOD OF THREE (3) YEARS. THE MANDATE WILL EXPIRE AT THE CLOSING OF THE GENERAL MEETING CALLED TO APPROVE THE ACCOUNTS FOR THE YEAR ENDING DECEMBER 31, 2022. KPMG BEDRIJFSREVISOREN CVBA HAS DESIGNATED MR. GOTWIN JACKERS (IBR NO. 2158), BEDRIJFSREVISOR / REVISEUR D'ENTREPRISES, AS PERMANENT REPRESENTATIVE. THE FEES OF THE STATUTORY AUDITOR FOR THE AUDIT OF THE STATUTORY ANNUAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2020 AMOUNT TO EUR 9,572. THE FEES FOR THE AUDIT OF THE OTHER COMPANIES INCLUDED IN THE CONSOLIDATION AND FOR WHICH KPMG BEDRIJFSREVISOREN CVBA HAS BEEN APPOINTED AS STATUTORY AUDITOR, AMOUNT TO EUR 1,293,714 FOR THE YEAR ENDING DECEMBER 31, 2020 | Management | No Action | |
| 9 | RATIFICATION
AND APPROVAL, IN AS FAR AS NEEDED AND APPLICABLE, IN ACCORDANCE WITH ARTICLE 7:151 OF THE CODE OF COMPANIES AND ASSOCIATIONS, OF THE TERMS AND CONDITIONS OF (I) THE PERFORMANCE SHARE PLANS, (II) THE SHARE OPTION PLANS AND (III) THE RESTRICTED SHARE PLANS ISSUED ON 6 MAY 2019 TO (SELECTED) EMPLOYEES OF THE COMPANY, WHICH MAY GRANT RIGHTS THAT EITHER COULD HAVE AN IMPACT ON THE COMPANY'S EQUITY OR COULD GIVE RISE TO LIABILITY OR OBLIGATION OF THE COMPANY IN CASE OF A CHANGE OF CONTROL OVER THE COMPANY OR A PUBLIC TAKEOVER BID ON THE SHARES OF THE COMPANY | Management | No Action | |
| HERA
S.P.A. | | | | |
| Security | | T5250M106 | Meeting Type | MIX |
| Ticker Symbol | | | Meeting Date | 29-Apr-2020 |
| ISIN | | IT0001250932 | Agenda | 712381843 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU | Non-Voting | | |
| CMMT | PLEASE NOTE THAT THIS
IS AN AMENDMENT TO MEETING ID 374719 DUE TO RECEIPT OF-SLATES UNDER RESOLUTIONS 4 AND 6. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | | |
| E.1 | TO
AMEND ART. 16 (BOARD OF DIRECTORS) AND 26 (INTERNAL AUDITORS) AND CANCELLATION OF ART. 34 (EFFECTIVENESS OF PROVISIONS CONCERNING EQUALITY OF ACCESS TO THE MANAGEMENT AND CONTROL BODIES) OF THE BY LAWS, IN COMPLIANCE WITH LAW PROVISIONS NO. 160 DATED 27 DECEMBER 2019: RESOLUTIONS RELATED THERETO | Management | No Action | |
| E.2 | TO AMEND TO ART. 17
(BOARD OF DIRECTORS APPOINTMENT) OF THE BY LAWS, IN COMPLIANCE WITH LAW NO. 160 OF 27 DECEMBER 2019: RESOLUTIONS RELATED THERETO | Management | No Action | |
| O.1 | BALANCE
SHEET AS OF 31 DECEMBER 2019, REPORT ON MANAGEMENT, PROFIT ALLOCATION PROPOSAL AND INTERNAL AND EXTERNAL AUDITORS REPORT: RESOLUTIONS RELATED THERETO. TO PRESENT THE CONSOLIDATED BALANCE SHEET AS AT 31 DECEMBER 2019. PRESENTATION OF THE SUSTAINABILITY BALANCE SHEET AND CONSOLIDATED NON-FINANCIAL STATEMENT, AS PER ITALIAN LEGISLATIVE DECREE NO. 254/2016 | Management | No Action | |
| O.2.1 | REWARDING POLICY REPORT:
RESOLUTIONS RELATED THERETO | Management | No Action | |
| O.2.2 | REPORT ON EMOLUMENTS
PAID ADVISORY VOTE: RESOLUTIONS RELATED THERETO | Management | No Action | |
| O.3 | RENEWAL OF THE AUTHORIZATION
TO PURCHASE TREASURY SHARES AND DISPOSAL OF THE SAME: RESOLUTIONS RELATED THERETO | Management | No Action | |
| CMMT | PLEASE
NOTE THAT ALTHOUGH THERE ARE 3 SLATES TO BE ELECTED AS BOARD OF- DIRECTORS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE-STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 3 SLATES OF BOARD-OF DIRECTORS SINGLE SLATE | Non-Voting | | |
| O.4.1 | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS: RESOLUTIONS RELATED THERETO. LIST PRESENTED BY COMUNE DI BOLOGNA, COMUNE DI CASALECCHIO DI RENO, COMUNE DI CESENA, COMUNE DI MODENA, COMUNE DI PADOVA, COMUNE DI TRIESTE, COMUNE DI UDINE CON.AMI, HOLDING FERRARA SERVIZI SRL, RAVENNA HOLDING SPA AND RIMINI HOLDING SPA REPRESENTING 41.58PCT OF THE STOCK CAPITAL. TOMASO TOMMASI DI VIGNANO, STEFANO VENIER, GABRIELE GIACOBAZZI, MONICA MONDARDINI, FABIO BACCHILEGA, DANILO MANFREDI, LORENZO MINGANTI, MANUELA CECILIA RESCAZZI, MARINA VIGNOLA, ALESSANDRO MELCARNE, FEDERICA SEGANTI | Shareholder | No Action | |
| O.4.2 | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS: RESOLUTIONS RELATED THERETO. LIST PRESENTED BY GRUPPO SOCIETA' GAS RIMINI S.P.A., REPRESENTING 1PCT OF THE STOCK CAPITAL. BRUNO TANI, ANNA MARIA GALASSI, ORTOLANI RODOLFO, BEATRICE RIGHI | Shareholder | No Action | |
| O.4.3 | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS: RESOLUTIONS RELATED THERETO. LIST PRESENTED BY AMUNDI LUXEMBOURG SA - AMUNDI EUROPEAN EQUITY SMALL CAP: AMUNDI ASSET MANAGEMENT SGR S.P.A. MANAGING OF THE FUNDS: AMUNDI DIVIDENDO ITALIA, AMUNDI RISPARMIO ITALIA, AMUNDI SVILUPPO ITALIA, APG ASSET MANAGEMENT N.V. MANAGING OF THE FUNDS: STICHTING DEPOSITARY APG DEVELOPED MARKETS EQUITY POOL AND STICHTING DEPOSITARY APG DEVELOPED MARKETS EQUITY MINIMUM VOLATILITY POOL, ARCA FONDI SGR S.P.A. MANAGING OF THE FUND: ARCA AZIONI ITALIA, ETICA SGR S.P.A MANAGING OF THE FUNDS: ETICA RENDITA BILANCIATO, ETICA OBBLIGAZIONARIO MISTO, ETICA BILANCIATO, ETICA AZIONARIO, EURIZON CAPITAL SGR S.P.A. MANAGING OF THE FUNDS: EURIZON PROGETTO ITALIA 70, EURIZON AZIONI ITALIA, EURIZON PIR ITALIA AZIONI, EURIZON PROGETTO ITALIA 40, EURIZON CAPITAL S.A. MANAGING OF THE FUND EURIZON FUND SECTION ITALIAN EQUITY | Shareholder | No Action | |
| | OPPORTUNITIES,
FIDEURAM ASSET MANAGEMENT IRELAND MANAGING OF THE FUND FONDITALIA EQUITY ITALY , FIDEURAM INVESTIMENTI SGR S.P.A. MANAGING OF THE FUNDS: FIDEURAM ITALIA, PIANO AZIONI ITALIA, PIANO BILANCIATO ITALIA 50, INTERFUND SICAV - INTERFUND EQUITY ITALY, KAIROS PARTNERS SGR S.P.A. MANAGEMENT COMPANY OF KAIROS INTERNATIONAL SICAV SECTIONS: ITALIA, TARGET ITALY ALPHA, LEGAL + GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED, MEDIOLANUM GESTIONE FONDI SGR S.P.A. MANAGING OF THE FIUNDS: MEDIOLANUM FLESSIBILE FUTURO ITALIA, MEDIOLANUM FLESSIBILE SVILUPPO ITALIA, MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY, PRAMERICA SGR S.P.A. - PRAMERICA SICAV SECTIONS ITALIAN EQUITY AND CLEAN WATER, REPRESENTING TOGETHER 1.80784PCT OF THE STOCK CAPITAL. ERWIN PAUL WALTER RAUHE, GIANMARCO MONTANARI, PAOLA GINA MARIA SCHWIZER, ALICE VATTA, MANLIO COSTANTINI | | | |
| O.5 | TO STATE BOARD OF DIRECTORS
EMOLUMENT: RESOLUTIONS RELATED THERETO | Management | No Action | |
| CMMT | PLEASE
NOTE THAT ALTHOUGH THERE ARE 3 OPTIONS TO INDICATE A PREFERENCE ON-THIS RESOLUTION, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS-MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR-ONLY 1 OF THE 3 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR-ABSTAIN THANK YOU | Non-Voting | | |
| O.6.1 | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT INTERNAL AUDITORS AND THEIR CHAIRMAN: RESOLUTIONS RELATED THERETO. LIST PRESENTED BY COMUNE DI BOLOGNA, COMUNE DI CASALECCHIO DI RENO, COMUNE DI CESENA, COMUNE DI MODENA, COMUNE DI PADOVA, COMUNE DI TRIESTE, COMUNE DI UDINE CON.AMI, HOLDING FERRARA SERVIZI SRL, RAVENNA HOLDING SPA AND RIMINI HOLDING SPA, REPRESENTING 41.58PCT OF THE STOCK CAPITAL. EFFECTIVE AUDITORS. MARIANNA GIROLOMINI, ANTONIO GALANI; ALTERNATE AUDITORS: VALERIA BORTOLOTTI | Shareholder | No Action | |
| O.6.2 | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT INTERNAL AUDITORS AND THEIR CHAIRMAN: RESOLUTIONS RELATED THERETO. LIST PRESENTED BY GRUPPO SOCIETA' GAS RIMINI S.P.A., REPRESENTING 1PCT OF THE STOCK CAPITAL. EFFECTIVE AUDITOR: ELISABETTA BALDAZZI; ALTERNATE AUDITOR: ALESSANDRO LEVONI | Shareholder | No Action | |
| O.6.3 | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT INTERNAL AUDITORS AND THEIR CHAIRMAN: RESOLUTIONS RELATED THERETO. LIST PRESENTED BY AMUNDI LUXEMBOURG SA - AMUNDI EUROPEAN EQUITY SMALL CAP: AMUNDI ASSET MANAGEMENT SGR S.P.A. MANAGING OF THE FUNDS: AMUNDI DIVIDENDO ITALIA, AMUNDI RISPARMIO ITALIA, AMUNDI SVILUPPO ITALIA, APG ASSET MANAGEMENT N.V. MANAGING OF THE FUNDS: STICHTING DEPOSITARY APG DEVELOPED MARKETS EQUITY POOL AND STICHTING DEPOSITARY APG DEVELOPED MARKETS EQUITY MINIMUM VOLATILITY POOL, ARCA FONDI SGR S.P.A. MANAGING OF THE FUND: ARCA AZIONI ITALIA, ETICA SGR S.P.A MANAGING OF THE FUNDS: ETICA RENDITA BILANCIATO, ETICA OBBLIGAZIONARIO MISTO, ETICA BILANCIATO, ETICA AZIONARIO, EURIZON CAPITAL SGR S.P.A. MANAGING OF THE FUNDS: EURIZON PROGETTO ITALIA 70, EURIZON AZIONI ITALIA, EURIZON PIR ITALIA AZIONI, EURIZON PROGETTO ITALIA 40, EURIZON CAPITAL S.A. MANAGING OF THE FUND EURIZON FUND SECTION ITALIAN EQUITY OPPORTUNITIES, FIDEURAM ASSET MANAGEMENT IRELAND MANAGING OF THE FUND FONDITALIA EQUITY ITALY , FIDEURAM INVESTIMENTI SGR S.P.A. MANAGING OF THE FUNDS: FIDEURAM ITALIA, PIANO AZIONI ITALIA, PIANO BILANCIATO ITALIA 50, INTERFUND SICAV - INTERFUND EQUITY ITALY, KAIROS PARTNERS SGR S.P.A. MANAGEMENT COMPANY OF KAIROS INTERNATIONAL SICAV SECTIONS: ITALIA, TARGET ITALY ALPHA, LEGAL + GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED, MEDIOLANUM GESTIONE FONDI SGR S.P.A. MANAGING OF THE FIUNDS: MEDIOLANUM FLESSIBILE FUTURO ITALIA, MEDIOLANUM FLESSIBILE SVILUPPO ITALIA, MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY, PRAMERICA SGR S.P.A. - PRAMERICA SICAV SECTIONS ITALIAN EQUITY AND CLEAN WATER, REPRESENTING TOGETHER 1.80784PCT OF THE STOCK CAPITAL. EFFECTIVE AUDITOR: MYRIAM AMATO; ALTERNATE AUDITOR STEFANO GNOCCHI | Shareholder | No Action | |
| O.7 | TO STATE INTERNAL AUDITORS
EMOLUMENTS: RESOLUTIONS RELATED THERETO | Management | No Action | |
| SJW
GROUP | | | | |
| Security | | 784305104 | Meeting Type | Annual |
| Ticker Symbol | | SJW | Meeting Date | 29-Apr-2020 |
| ISIN | | US7843051043 | Agenda | 935150261 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
K. Armstrong | Management | For | For |
| 1B. | Election of Director:
W. J. Bishop | Management | For | For |
| 1C. | Election of Director:
M. Hanley | Management | For | For |
| 1D. | Election of Director:
H. Hunt | Management | For | For |
| 1E. | Election of Director:
G. P. Landis | Management | For | For |
| 1F. | Election of Director:
D. C. Man | Management | For | For |
| 1G. | Election of Director:
D. B. More | Management | For | For |
| 1H. | Election of Director:
E. W. Thornburg | Management | For | For |
| 1I. | Election of Director:
R. A. Van Valer | Management | For | For |
| 1J. | Election of Director:
C. P. Wallace | Management | For | For |
| 2. | To approve, on an advisory
basis, the compensation of the named executive officers as disclosed in the accompanying proxy statement. | Management | For | For |
| 3. | Ratify the appointment
of KPMG LLP as the independent registered public accounting firm of the Company for fiscal year 2020. | Management | For | For |
| UNITIL
CORPORATION | | | | |
| Security | | 913259107 | Meeting Type | Annual |
| Ticker Symbol | | UTL | Meeting Date | 29-Apr-2020 |
| ISIN | | US9132591077 | Agenda | 935166719 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Winfield S. Brown | For | For |
| | 2 | Mark H. Collin | For | For |
| | 3 | Michael B. Green | For | For |
| 2. | To ratify the selection
of independent registered accounting firm, Deloitte & Touche LLP, for fiscal year 2020 | Management | For | For |
| 3. | Advisory vote on the
approval of Executive Compensation | Management | For | For |
| GAM
HOLDING AG | | | | |
| Security | | H2878E106 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 30-Apr-2020 |
| ISIN | | CH0102659627 | Agenda | 712360368 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PART
2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | | |
| 1 | ELECTION OF AD HOC CHAIRMAN.
MANAGEMENT REPORT, PARENT COMPANY'S AND CONSOLIDATED FINANCIAL STATEMENTS AS WELL AS COMPENSATION REPORT FOR THE YEAR 2019, REPORTS OF THE STATUTORY AUDITORS | Management | For | For |
| 2.1 | APPROVAL OF MANAGEMENT
REPORT, PARENT COMPANY'S AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2019 | Management | For | For |
| 2.2 | CONSULTATIVE VOTE ON
THE COMPENSATION REPORT 2019 | Management | For | For |
| 3 | APPROPRIATION OF FINANCIAL
RESULT | Management | For | For |
| 4 | DISCHARGE OF THE MEMBERS
OF THE BOARD OF DIRECTORS AND THE GROUP MANAGEMENT BOARD | Management | For | For |
| 5.1 | RE-ELECTION OF MR DAVID
JACOB AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For |
| 5.2 | RE-ELECTION OF MS KATIA
COUDRAY AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For |
| 5.3 | RE-ELECTION OF MS JACQUI
IRVINE AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For |
| 5.4 | RE-ELECTION OF MS MONIKA
MACHON AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For |
| 5.5 | RE-ELECTION OF MR BENJAMIN
MEULI AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For |
| 5.6 | RE-ELECTION OF MS NANCY
MISTRETTA AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For |
| 5.7 | ELECTION OF MR THOMAS
SCHNEIDER AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For |
| 6.1 | RE-ELECTION OF MS KATIA
COUDRAY TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS | Management | For | For |
| 6.2 | RE-ELECTION OF MS NANCY
MISTRETTA TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS | Management | For | For |
| 6.3 | ELECTION OF MS JACQUI
IRVINE TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS | Management | For | For |
| 7.1 | APPROVAL OF THE COMPENSATION
OF THE BOARD OF DIRECTORS | Management | For | For |
| 7.2 | APPROVAL OF THE FIXED
COMPENSATION OF THE GROUP MANAGEMENT BOARD FOR THE 2020 FINANCIAL YEAR | Management | For | For |
| 7.3 | APPROVAL OF THE VARIABLE
COMPENSATION OF THE GROUP MANAGEMENT BOARD FOR THE 2019 FINANCIAL YEAR | Management | For | For |
| 8 | ELECTION OF THE STATUTORY
AUDITORS: KPMG AG | Management | For | For |
| 9 | RE-ELECTION OF THE INDEPENDENT REPRESENTATIVE: RE-ELECTION OF THE INDEPENDENT REPRESENTATIVE / MR TOBIAS ROHNER, ZURICH | Management | For | For |
| 10 | EXTENSION OF AUTHORIZED
CAPITAL | Management | For | For |
| CMMT | 10 APR 2020: PLEASE
NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF- RESOLUTIONS 8 AND 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | |
| CMMT | 10 APR 2020: DELETION
OF COMMENT | Non-Voting | | |
| TELESITES
SAB DE CV | | | | |
| Security | | P90355135 | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | | | Meeting Date | 30-Apr-2020 |
| ISIN | | MX01SI080038 | Agenda | 712413715 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| I | PRESENTATION,
DISCUSSION AND, WHERE APPROPRIATE, APPROVAL OF I THE REPORT OF THE DIRECTOR GENERAL PREPARED IN ACCORDANCE WITH ARTICLES 44 SECTION XI OF THE LEY DEL MERCADO DE VALORES AND 172 OF THE LEY GENERAL DE SOCIEDADES MERCANTILES, ACCOMPANIED BY THE OPINION OF THE EXTERNAL AUDITOR, REGARDING THE OPERATIONS AND RESULTS OF THE COMPANY FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31ST, 2019, AS WELL AS THE OPINION OF THE BOARD OF DIRECTORS ON THE CONTENT OF SAID REPORT, II THE REPORT OF THE BOARD OF DIRECTORS TO REFERRED TO IN ARTICLE 172, SUBSECTION B OF THE LEY GENERAL DE SOCIEDADES MERCANTILES,, WHICH CONTAINS THE MAIN ACCOUNTING AND INFORMATION POLICIES AND CRITERIA FOLLOWED IN THE PREPARATION OF THE COMPANY'S FINANCIAL INFORMATION, III THE REPORT OF THE ACTIVITIES AND OPERATIONS IN WHICH THE BOARD OF DIRECTORS INTERVENED PURSUANT TO ARTICLE 28, SECTION IV, PARAGRAPH E OF THE LEY DEL MERCADO DE VALORES, IV THE FINANCIAL STATEMENTS THE COMPANY'S CONSOLIDATED AS OF DECEMBER 31ST, 2019 AND V THE ANNUAL REPORT ON THE ACTIVITIES CARRIED OUT BY THE AUDIT AND CORPORATE PRACTICES COMMITTEE PURSUANT TO ARTICLE 43, SECTIONS I AND II OF THE LEY DEL MERCADO DE VALORES. RESOLUTIONS IN THIS REGARD | Management | Abstain | Against |
| II | PRESENTATION, DISCUSSION
AND, WHERE APPROPRIATE, APPROVAL OF THE PROPOSED APPLICATION OF RESULTS. RESOLUTIONS IN THIS REGARD | Management | Abstain | Against |
| III | DISCUSSION AND, WHERE
APPROPRIATE, APPOINTMENT AND OR RATIFICATION OF THE MEMBERS OF THE BOARD OF DIRECTORS, SECRETARY AND ASSISTANT SECRETARY OF THE COMPANY, AFTER QUALIFYING THE INDEPENDENCE OF THE INDEPENDENT DIRECTORS. RESOLUTIONS IN THIS REGARD | Management | Abstain | Against |
| IV | DETERMINATION OF THE
EMOLUMENTS FOR THE MEMBERS OF THE BOARD OF DIRECTORS, SECRETARY AND ASSISTANT SECRETARY OF THE COMPANY. RESOLUTIONS IN THIS REGARD | Management | Abstain | Against |
| V | DISCUSSION AND, WHERE
APPROPRIATE, APPROVAL OF THE APPOINTMENT AND OR RATIFICATION OF THE MEMBERS OF THE COMPANY'S AUDIT AND CORPORATE PRACTICES COMMITTEE. RESOLUTIONS IN THIS REGARD | Management | Abstain | Against |
| VI | DETERMINATION OF THE
EMOLUMENTS FOR THE MEMBERS OF THE COMMITTEE REFERRED TO IN THE PRECEDING POINT. RESOLUTIONS IN THIS REGARD | Management | Abstain | Against |
| VII | APPOINTMENT OF DELEGATES
TO CARRY OUT AND FORMALIZE THE RESOLUTIONS ADOPTED BY THE MEETING. RESOLUTIONS IN THIS REGARD | Management | For | For |
| NRG
ENERGY, INC. | | | | |
| Security | | 629377508 | Meeting Type | Annual |
| Ticker Symbol | | NRG | Meeting Date | 30-Apr-2020 |
| ISIN | | US6293775085 | Agenda | 935142771 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
E. Spencer Abraham | Management | For | For |
| 1B. | Election of Director:
Antonio Carrillo | Management | For | For |
| 1C. | Election of Director:
Matthew Carter, Jr. | Management | For | For |
| 1D. | Election of Director:
Lawrence S. Coben | Management | For | For |
| 1E. | Election of Director:
Heather Cox | Management | For | For |
| 1F. | Election of Director:
Mauricio Gutierrez | Management | For | For |
| 1G. | Election of Director:
Paul W. Hobby | Management | For | For |
| 1H. | Election of Director:
Alexandra Pruner | Management | For | For |
| 1I. | Election of Director:
Anne C. Schaumburg | Management | For | For |
| 1J. | Election of Director:
Thomas H. Weidemeyer | Management | For | For |
| 2. | To approve, on a non-binding
advisory basis, the compensation of the Company's named executive officers. | Management | For | For |
| 3. | To ratify the appointment
of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For |
| ECHOSTAR
CORPORATION | | | | |
| Security | | 278768106 | Meeting Type | Annual |
| Ticker Symbol | | SATS | Meeting Date | 30-Apr-2020 |
| ISIN | | US2787681061 | Agenda | 935146743 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | R. Stanton Dodge | For | For |
| | 2 | Michael T. Dugan | For | For |
| | 3 | Charles W. Ergen | For | For |
| | 4 | Anthony M. Federico | For | For |
| | 5 | Pradman P. Kaul | For | For |
| | 6 | C. Michael Schroeder | For | For |
| | 7 | Jeffrey R. Tarr | For | For |
| | 8 | William D. Wade | For | For |
| 2. | To ratify the appointment
of KPMG LLP as EchoStar Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For |
| 3. | To approve, on a non-binding
advisory basis, the compensation of our named executive officers as presented in the proxy statement. | Management | For | For |
| CAMECO
CORPORATION | | | | |
| Security | | 13321L108 | Meeting Type | Annual |
| Ticker Symbol | | CCJ | Meeting Date | 30-Apr-2020 |
| ISIN | | CA13321L1085 | Agenda | 935152710 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| A | DIRECTOR | Management | | |
| | 1 | IAN BRUCE | For | For |
| | 2 | DANIEL CAMUS | For | For |
| | 3 | DONALD DERANGER | For | For |
| | 4 | CATHERINE GIGNAC | For | For |
| | 5 | TIM GITZEL | For | For |
| | 6 | JIM GOWANS | For | For |
| | 7 | KATHRYN JACKSON | For | For |
| | 8 | DON KAYNE | For | For |
| | 9 | ANNE MCLELLAN | For | For |
| B | APPOINT KPMG LLP AS
AUDITORS | Management | For | For |
| C | BE
IT RESOLVED THAT, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS FOR EXECUTIVE COMPENSATION, THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN CAMECO'S MANAGEMENT PROXY CIRCULAR DELIVERED IN ADVANCE OF THE 2020 ANNUAL MEETING OF SHAREHOLDERS. | Management | For | For |
| D | YOU
DECLARE THAT THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM ARE HELD, BENEFICIALLY OWNED OR CONTROLLED, EITHER DIRECTLY OR INDIRECTLY, BY A RESIDENT OF CANADA AS DEFINED BELOW. IF THE SHARES ARE HELD IN THE NAMES OF TWO OR MORE PEOPLE, YOU DECLARE THAT ALL OF THESE PEOPLE ARE RESIDENTS OF CANADA. NOTE: "FOR" = YES, "ABSTAIN" = NO, "AGAINST" WILL BE TREATED AS NOT MARKED | Management | Abstain | Against |
| CMS
ENERGY CORPORATION | | | | |
| Security | | 125896100 | Meeting Type | Annual |
| Ticker Symbol | | CMS | Meeting Date | 01-May-2020 |
| ISIN | | US1258961002 | Agenda | 935142719 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Jon E. Barfield | Management | For | For |
| 1B. | Election of Director:
Deborah H. Butler | Management | For | For |
| 1C. | Election of Director:
Kurt L. Darrow | Management | For | For |
| 1D. | Election of Director:
William D. Harvey | Management | For | For |
| 1E. | Election of Director:
Patricia K. Poppe | Management | For | For |
| 1F. | Election of Director:
John G. Russell | Management | For | For |
| 1G. | Election of Director:
Suzanne F. Shank | Management | For | For |
| 1H. | Election of Director:
Myrna M. Soto | Management | For | For |
| 1I. | Election of Director:
John G. Sznewajs | Management | For | For |
| 1J. | Election of Director:
Ronald J. Tanski | Management | For | For |
| 1K. | Election of Director:
Laura H. Wright | Management | For | For |
| 2. | Approve, on an advisory
basis, the Company's executive compensation. | Management | For | For |
| 3. | Ratify the appointment
of independent registered public accounting firm (PricewaterhouseCoopers LLP). | Management | For | For |
| 4. | Approve the 2020 Performance
Incentive Stock Plan. | Management | For | For |
| 5. | Shareholder Proposal
- Political Contributions Disclosure. | Shareholder | Abstain | Against |
| DISH
NETWORK CORPORATION | | | | |
| Security | | 25470M109 | Meeting Type | Annual |
| Ticker Symbol | | DISH | Meeting Date | 01-May-2020 |
| ISIN | | US25470M1099 | Agenda | 935149321 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Kathleen Q. Abernathy | For | For |
| | 2 | George R. Brokaw | For | For |
| | 3 | James DeFranco | For | For |
| | 4 | Cantey M. Ergen | For | For |
| | 5 | Charles W. Ergen | For | For |
| | 6 | Afshin Mohebbi | For | For |
| | 7 | Tom A. Ortolf | For | For |
| | 8 | Joseph T. Proietti | For | For |
| | 9 | Carl E. Vogel | For | For |
| 2. | To ratify the appointment
of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For |
| 3. | To amend and restate
our Employee Stock Purchase Plan. | Management | For | For |
| 4. | To conduct a non-binding
advisory vote on executive compensation. | Management | For | For |
| THE
YORK WATER COMPANY | | | | |
| Security | | 987184108 | Meeting Type | Annual |
| Ticker Symbol | | YORW | Meeting Date | 04-May-2020 |
| ISIN | | US9871841089 | Agenda | 935148002 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Joseph T. Hand | For | For |
| | 2 | Erin C. McGlaughlin | For | For |
| | 3 | Robert P. Newcomer | For | For |
| | 4 | Ernest J. Waters | For | For |
| 2. | To ratify the appointment
of Baker Tilly Virchow Krause, LLP as auditors. | Management | For | For |
| 3. | To approve, by non-binding
vote, the compensation of the named executive officers. | Management | For | For |
| ENDESA
SA | | | | |
| Security | | E41222113 | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | | | Meeting Date | 05-May-2020 |
| ISIN | | ES0130670112 | Agenda | 712327457 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1 | APPROVAL
OF THE INDIVIDUAL ANNUAL FINANCIAL STATEMENTS OF ENDESA, S.A. (BALANCE SHEET, INCOME STATEMENT, STATEMENT OF CHANGES IN EQUITY: STATEMENT OF RECOGNISED INCOME AND EXPENSE AND STATEMENT OF TOTAL CHANGES IN EQUITY, STATEMENT OF CASH FLOWS AND THE NOTES THERETO), AS WELL AS OF THE CONSOLIDATED ANNUAL FINANCIAL STATEMENTS OF ENDESA, S.A. AND SUBSIDIARIES (CONSOLIDATED STATEMENT OF FINANCIAL POSITION, CONSOLIDATED INCOME STATEMENT, CONSOLIDATED STATEMENT OF OTHER COMPREHENSIVE INCOME, CONSOLIDATED STATEMENT OF CHANGES IN EQUITY, CONSOLIDATED STATEMENT OF CASH FLOWS AND THE NOTES THERETO), FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For |
| 2 | APPROVAL OF THE INDIVIDUAL
MANAGEMENT REPORT OF ENDESA, S.A. AND OF THE CONSOLIDATED MANAGEMENT REPORT OF ENDESA, S.A. AND SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For |
| 3 | APPROVAL OF THE NON-FINANCIAL
INFORMATION STATEMENT OF ITS CONSOLIDATED GROUP FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For |
| 4 | APPROVAL OF THE CORPORATE
MANAGEMENT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For |
| 5 | APPROVAL OF THE PROPOSED
DISTRIBUTION OF PROFIT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For |
| 6 | DELEGATION
TO THE BOARD OF DIRECTORS FOR A PERIOD OF FIVE YEARS, OF THE POWER TO ISSUE OBLIGATIONS, BONDS, PROMISSORY NOTES OR OTHER SECURITIES, BOTH SIMPLE AND EXCHANGEABLE AND/OR CONVERTIBLE INTO SHARES OF THE COMPANY, AS WELL AS WARRANTS, WITH THE POWER TO EXCLUDE THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF THE SHAREHOLDERS, LIMITED TO 10% OF THE SHARE CAPITAL | Management | For | For |
| 7 | AUTHORISATION FOR THE
COMPANY, DIRECTLY OR THROUGH ITS SUBSIDIARIES, TO ACQUIRE TREASURY SHARES | Management | For | For |
| 8 | DELETION
OF ARTICLE 17 OF THE CORPORATE BYLAWS, INSERTION OF TWO NEW ARTICLES, NUMBERS 50 AND 53, MODIFICATION OF THE CURRENT ARTICLES 37, 49, 52 AND 53, GROUPING OF ARTICLES FROM TITLE V INTO THREE NEW CHAPTERS, AND MODIFICATION OF THE NUMBERING OF ARTICLES 18 TO 53 AND CROSS REFERENCES TO OTHER BYLAW PROVISIONS, TO REFORM THE REGULATION OF THE COMMITTEES OF THE BOARD OF DIRECTORS | Management | For | For |
| 9 | MODIFICATION
OF ARTICLES 27, 28 AND 31 OF THE CORPORATE BYLAWS (WHICH AFTER THE NUMBERING CHANGE PROPOSED IN THE PREVIOUS ITEM, WOULD BECOME ARTICLES 26, 27 AND 30), AND ADDITION OF A NEW ARTICLE 26-BIS TO SET A NUMBER MINIMUM NUMBER OF SHARES TO ATTEND THE GENERAL SHAREHOLDERS' MEETING AND ALLOW REMOTE AND ELECTRONIC PARTICIPATION OF ALL THE COMPANY'S SHAREHOLDERS | Management | For | For |
| 10 | MODIFICATION OF ARTICLE
56 OF THE CORPORATE BYLAWS TO INCLUDE A REFERENCE TO THE NON- FINANCIAL INFORMATION STATEMENT IN THE REGULATION OF THE MANAGEMENT REPORT | Management | For | For |
| 11 | MODIFICATION OF ARTICLE
6 OF THE GENERAL MEETING REGULATIONS TO ATTRIBUTE TO THE GENERAL SHAREHOLDERS' MEETING THE PURVIEW RELATING TO THE APPROVAL OF THE NON-FINANCIAL INFORMATION STATEMENT | Management | For | For |
| 12 | MODIFICATION
OF ARTICLES 10, 11 AND 21 OF THE GENERAL MEETING REGULATIONS AND ADDITION OF A NEW ARTICLE 10-BIS TO REFLECT THE AMENDMENTS TO THE CORPORATE BYLAWS REGARDING THE SETTING OF A MINIMUM NUMBER OF SHARES TO ATTEND THE GENERAL SHAREHOLDERS' MEETING AND TO ALLOW THE REMOTE AND ELECTRONIC PARTICIPATION OF ALL THE COMPANY'S SHAREHOLDERS | Management | For | For |
| 13 | RATIFICATION OF THE
APPOINTMENT BY CO- OPTATION AND RE-ELECTION OF MR. ANTONIO CAMMISECRA AS PROPRIETARY DIRECTOR OF THE COMPANY | Management | For | For |
| 14 | APPOINTMENT OF MS. PILAR
GONZALEZ DE FRUTOS AS INDEPENDENT DIRECTOR OF THE COMPANY | Management | For | For |
| 15 | APPOINTMENT OF MS. EUGENIA
BIETO CAUBET AS INDEPENDENT DIRECTOR OF THE COMPANY | Management | For | For |
| 16 | APPOINTMENT OF MS. ALICIA
KOPLOWITZ Y ROMERO DE JUSEU AS INDEPENDENT DIRECTOR OF THE COMPANY | Management | For | For |
| 17 | SETTING OF THE NUMBER
OF MEMBERS OF THE BOARD OF DIRECTORS AT THIRTEEN | Management | For | For |
| 18 | BINDING VOTE ON THE
ANNUAL REPORT ON DIRECTOR REMUNERATION | Management | For | For |
| 19 | APPROVAL OF THE DIRECTOR
REMUNERATION POLICY FOR 2020-2022 | Management | For | For |
| 20 | APPROVAL OF THE STRATEGIC
INCENTIVE 2020- 2022 (WHICH INCLUDES PAYMENT IN COMPANY SHARES) | Management | For | For |
| 21 | DELEGATION
TO THE BOARD OF DIRECTORS TO EXECUTE AND IMPLEMENT RESOLUTIONS ADOPTED BY THE GENERAL MEETING, AS WELL AS TO SUBSTITUTE THE POWERS ENTRUSTED THERETO BY THE GENERAL MEETING, AND GRANTING OF POWERS TO THE BOARD OF DIRECTORS TO RECORD SUCH RESOLUTIONS IN A PUBLIC INSTRUMENT AND REGISTER AND, AS THE CASE MAY BE, CORRECT SUCH RESOLUTIONS | Management | For | For |
| PENTAIR
PLC | | | | |
| Security | | G7S00T104 | Meeting Type | Annual |
| Ticker Symbol | | PNR | Meeting Date | 05-May-2020 |
| ISIN | | IE00BLS09M33 | Agenda | 935145525 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Re-election of Director:
Mona Abutaleb Stephenson | Management | For | For |
| 1B. | Re-election of Director:
Glynis A. Bryan | Management | For | For |
| 1C. | Re-election of Director:
T. Michael Glenn | Management | For | For |
| 1D. | Re-election of Director:
Theodore L. Harris | Management | For | For |
| 1E. | Re-election of Director:
David A. Jones | Management | For | For |
| 1F. | Re-election of Director:
Michael T. Speetzen | Management | For | For |
| 1G. | Re-election of Director:
John L. Stauch | Management | For | For |
| 1H. | Re-election of Director:
Billie I. Williamson | Management | For | For |
| 2. | To approve, by nonbinding,
advisory vote, the compensation of the named executive officers. | Management | For | For |
| 3. | To ratify, by nonbinding,
advisory vote, the appointment of Deloitte & Touche LLP as the independent auditor of Pentair plc and to authorize, by binding vote, the Audit and Finance Committee of the Board of Directors to set the auditor's remuneration. | Management | For | For |
| 4. | To approve the Pentair
plc 2020 Share and Incentive Plan. | Management | For | For |
| 5. | To authorize the Board
of Directors to allot new shares under Irish law. | Management | For | For |
| 6. | To authorize the Board
of Directors to opt-out of statutory preemption rights under Irish law (Special Resolution). | Management | Against | Against |
| 7. | To authorize the price
range at which Pentair plc can re- allot shares it holds as treasury shares under Irish law (Special Resolution). | Management | For | For |
| ENBRIDGE
INC. | | | | |
| Security | | 29250N105 | Meeting Type | Annual |
| Ticker Symbol | | ENB | Meeting Date | 05-May-2020 |
| ISIN | | CA29250N1050 | Agenda | 935147365 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 01 | DIRECTOR | Management | | |
| | 1 | PAMELA L. CARTER | For | For |
| | 2 | MARCEL R. COUTU | For | For |
| | 3 | SUSAN M. CUNNINGHAM | For | For |
| | 4 | GREGORY L. EBEL | For | For |
| | 5 | J. HERB ENGLAND | For | For |
| | 6 | CHARLES W. FISCHER | For | For |
| | 7 | GREGORY J. GOFF | For | For |
| | 8 | V.M. KEMPSTON DARKES | For | For |
| | 9 | TERESA S. MADDEN | For | For |
| | 10 | AL MONACO | For | For |
| | 11 | DAN C. TUTCHER | For | For |
| 02 | APPOINT THE AUDITORS
APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF ENBRIDGE AT REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS | Management | For | For |
| 03 | AMEND, RECONFIRM AND
APPROVE THE SHAREHOLDER RIGHTS PLAN OF ENBRIDGE | Management | Against | Against |
| 04 | RATIFY, CONFIRM AND
APPROVE THE AMENDMENTS TO GENERAL BY-LAW NO. 1 OF ENBRIDGE | Management | For | For |
| 05 | ADVISORY VOTE TO APPROVE
ENBRIDGE'S APPROACH TO EXECUTIVE COMPENSATION | Management | For | For |
| GENERAL
ELECTRIC COMPANY | | | | |
| Security | | 369604103 | Meeting Type | Annual |
| Ticker Symbol | | GE | Meeting Date | 05-May-2020 |
| ISIN | | US3696041033 | Agenda | 935149369 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | Election of Director:
Sébastien Bazin | Management | For | For |
| 2. | Election of Director:
Ashton Carter | Management | For | For |
| 3. | Election of Director:
H. Lawrence Culp, Jr. | Management | For | For |
| 4. | Election of Director:
Francisco D'Souza | Management | For | For |
| 5. | Election of Director:
Edward Garden | Management | For | For |
| 6. | Election of Director:
Thomas Horton | Management | For | For |
| 7. | Election of Director:
Risa Lavizzo-Mourey | Management | For | For |
| 8. | Election of Director:
Catherine Lesjak | Management | For | For |
| 9. | Election of Director:
Paula Rosput Reynolds | Management | For | For |
| 10. | Election of Director:
Leslie Seidman | Management | For | For |
| 11. | Election of Director:
James Tisch | Management | For | For |
| 12. | Advisory Approval of
Our Named Executives' Compensation | Management | For | For |
| 13. | Ratification of KPMG
as Independent Auditor for 2020 | Management | For | For |
| 14. | Require the Chairman
of the Board to be Independent | Shareholder | Against | For |
| EVERGY,
INC. | | | | |
| Security | | 30034W106 | Meeting Type | Annual |
| Ticker Symbol | | EVRG | Meeting Date | 05-May-2020 |
| ISIN | | US30034W1062 | Agenda | 935150235 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Kirkland B. Andrews | Management | For | For |
| 1B. | Election of Director:
Terry Bassham | Management | For | For |
| 1C. | Election of Director:
Mollie Hale Carter | Management | For | For |
| 1D. | Election of Director:
Richard L. Hawley | Management | For | For |
| 1E. | Election of Director:
Thomas D. Hyde | Management | For | For |
| 1F. | Election of Director:
B. Anthony Isaac | Management | For | For |
| 1G. | Election of Director:
Paul M. Keglevic | Management | For | For |
| 1H. | Election of Director:
Sandra A.J. Lawrence | Management | For | For |
| 1I. | Election of Director:
Ann D. Murtlow | Management | For | For |
| 1J. | Election of Director:
Sandra J. Price | Management | For | For |
| 1K. | Election of Director:
Mark A. Ruelle | Management | For | For |
| 1L. | Election of Director:
S. Carl Soderstrom Jr. | Management | For | For |
| 1M. | Election of Director:
John Arthur Stall | Management | For | For |
| 2. | Approval, on a non-binding
advisory basis, the 2019 compensation of the Company's named executive officers. | Management | For | For |
| 3. | Ratification of the
appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For |
| DANAHER
CORPORATION | | | | |
| Security | | 235851102 | Meeting Type | Annual |
| Ticker Symbol | | DHR | Meeting Date | 05-May-2020 |
| ISIN | | US2358511028 | Agenda | 935150615 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Linda Hefner Filler | Management | For | For |
| 1B. | Election of Director:
Thomas P. Joyce, Jr. | Management | For | For |
| 1C. | Election of Director:
Teri List-Stoll | Management | For | For |
| 1D. | Election of Director:
Walter G. Lohr, Jr. | Management | For | For |
| 1E. | Election of Director:
Jessica L. Mega, MD, MPH | Management | For | For |
| 1F. | Election of Director:
Pardis C. Sabeti, MD, D. Phil. | Management | For | For |
| 1G. | Election of Director:
Mitchell P. Rales | Management | For | For |
| 1H. | Election of Director:
Steven M. Rales | Management | For | For |
| 1I. | Election of Director:
John T. Schwieters | Management | For | For |
| 1J. | Election of Director:
Alan G. Spoon | Management | For | For |
| 1K. | Election of Director:
Raymond C. Stevens, Ph.D. | Management | For | For |
| 1L. | Election of Director:
Elias A. Zerhouni, MD | Management | For | For |
| 2. | To ratify the selection
of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2020 | Management | For | For |
| 3. | To approve on an advisory
basis the Company's named executive officer compensation | Management | For | For |
| 4. | To act upon a shareholder
proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10% | Shareholder | Against | For |
| SEMPRA
ENERGY | | | | |
| Security | | 816851109 | Meeting Type | Annual |
| Ticker Symbol | | SRE | Meeting Date | 05-May-2020 |
| ISIN | | US8168511090 | Agenda | 935152429 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Alan L. Boeckmann | Management | For | For |
| 1B. | Election of Director:
Kathleen L. Brown | Management | For | For |
| 1C. | Election of Director:
Andrés Conesa | Management | For | For |
| 1D. | Election of Director:
Maria Contreras-Sweet | Management | For | For |
| 1E. | Election of Director:
Pablo A. Ferrero | Management | For | For |
| 1F. | Election of Director:
William D. Jones | Management | For | For |
| 1G. | Election of Director:
Jeffrey W. Martin | Management | For | For |
| 1H. | Election of Director:
Bethany J. Mayer | Management | For | For |
| 1I. | Election of Director:
Michael N. Mears | Management | For | For |
| 1J. | Election of Director:
Jack T. Taylor | Management | For | For |
| 1K. | Election of Director:
Cynthia L. Walker | Management | For | For |
| 1L. | Election of Director:
Cynthia J. Warner | Management | For | For |
| 1M. | Election of Director:
James C. Yardley | Management | For | For |
| 2. | Ratification of Independent
Registered Public Accounting Firm. | Management | For | For |
| 3. | Advisory Approval of
Our Executive Compensation. | Management | For | For |
| 4. | Shareholder Proposal
Requiring an Independent Board Chairman. | Shareholder | Against | For |
| HUBBELL
INCORPORATED | | | | |
| Security | | 443510607 | Meeting Type | Annual |
| Ticker Symbol | | HUBB | Meeting Date | 05-May-2020 |
| ISIN | | US4435106079 | Agenda | 935154790 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Carlos M. Cardoso | For | For |
| | 2 | Anthony J. Guzzi | For | For |
| | 3 | Neal J. Keating | For | For |
| | 4 | Bonnie C. Lind | For | For |
| | 5 | John F. Malloy | For | For |
| | 6 | David G. Nord | For | For |
| | 7 | John G. Russell | For | For |
| | 8 | Steven R. Shawley | For | For |
| 2. | To approve, by non-binding
vote, the compensation of our named executive officers as presented in the 2020 Proxy Statement. | Management | For | For |
| 3. | To ratify the selection
of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year 2020. | Management | For | For |
| HAWAIIAN
ELECTRIC INDUSTRIES, INC. | | | | |
| Security | | 419870100 | Meeting Type | Annual |
| Ticker Symbol | | HE | Meeting Date | 05-May-2020 |
| ISIN | | US4198701009 | Agenda | 935154865 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Peggy Y. Fowler# | For | For |
| | 2 | Keith P. Russell# | For | For |
| | 3 | Eva T. Zlotnicka# | For | For |
| | 4 | Micah A. Kane* | For | For |
| 2. | Advisory vote to approve
the compensation of HEI's named executive officers. | Management | For | For |
| 3. | Amendment of the HEI
Amended and Restated Articles of Incorporation to declassify the Board of Directors. | Management | For | For |
| 4. | Amendment of the HEI
Amended and Restated Articles of Incorporation to adopt a majority voting standard in uncontested director elections. | Management | For | For |
| 5. | Ratification of the
appointment of Deloitte & Touche LLP as HEI's independent registered public accountant for 2020. | Management | For | For |
| ATLANTICA
YIELD PLC | | | | |
| Security | | G0751N103 | Meeting Type | Annual |
| Ticker Symbol | | AY | Meeting Date | 05-May-2020 |
| ISIN | | GB00BLP5YB54 | Agenda | 935159601 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1 | To receive the accounts
and reports of the directors and the auditors for the year ended 31 December 2019 | Management | For | For |
| 2 | To approve the directors'
remuneration report, excluding the directors' remuneration policy, for the year ended 31 December 2019 | Management | For | For |
| 3 | To approve the directors'
remuneration policy | Management | For | For |
| 4 | Re-election of Jackson
Robinson as director of the Company | Management | For | For |
| 5 | Re-election of Andrea
Brentan as director of the Company | Management | For | For |
| 6 | Re-election of Robert
Dove as director of the Company | Management | For | For |
| 7 | Re-election of Francisco
J. Martinez as director of the Company | Management | For | For |
| 8 | Allotment of Share Capital | Management | For | For |
| 9 | Disapplication of Pre-emption
rights | Management | Against | Against |
| 10 | Change in the Company
name | Management | For | For |
| 11 | Appropriation of Distributable
Profits and Deeds of Release | Management | No Action | |
| ATLANTICA
YIELD PLC | | | | |
| Security | | G0751N103 | Meeting Type | Annual |
| Ticker Symbol | | AY | Meeting Date | 05-May-2020 |
| ISIN | | GB00BLP5YB54 | Agenda | 935211108 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1 | To receive the accounts
and reports of the directors and the auditors for the year ended 31 December 2019 | Management | For | For |
| 2 | To approve the directors'
remuneration report, excluding the directors' remuneration policy, for the year ended 31 December 2019 | Management | For | For |
| 3 | To approve the directors'
remuneration policy | Management | Against | Against |
| 4 | Re-election of Jackson
Robinson as director of the Company | Management | For | For |
| 5 | Re-election of Andrea
Brentan as director of the Company | Management | For | For |
| 6 | Re-election of Robert
Dove as director of the Company | Management | Against | Against |
| 7 | Re-election of Francisco
J. Martinez as director of the Company | Management | For | For |
| 8 | Allotment of Share Capital | Management | For | For |
| 9 | Disapplication of Pre-emption
rights | Management | For | For |
| 10 | Change in the Company
name | Management | For | For |
| 11 | Appropriation of Distributable
Profits and Deeds of Release | Management | For | |
| ORANGE
BELGIUM S.A. | | | | |
| Security | | B60667100 | Meeting Type | MIX |
| Ticker Symbol | | | Meeting Date | 06-May-2020 |
| ISIN | | BE0003735496 | Agenda | 712378733 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | MARKET
RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | | |
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | |
| CMMT | PLEASE NOTE THAT THIS
IS AN AMENDMENT TO MEETING ID 384197 DUE TO RECEIPT OF- ADDITIONAL RESOLUTIONS 12.1 AND 12.2. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU | Non-Voting | | |
| 1 | PRESENTATION OF THE
DIRECTOR'S MANAGEMENT REPORT | Non-Voting | | |
| 2 | PRESENTATION OF THE
STATUTORY AUDITOR'S REPORT | Non-Voting | | |
| 3 | PROPOSAL TO APPROVE
THE REMUNERATION REPORT | Management | No Action | |
| 4 | PROPOSAL TO APPROVE
ANNUAL ACCOUNTS | Management | No Action | |
| 5 | PROPOSAL TO GRANT A
DISCHARGE TO THE DIRECTORS | Management | No Action | |
| 6 | PROPOSAL TO GRANT A
DISCHARGE TO THE STATUTORY AUDITOR | Management | No Action | |
| 7 | PROPOSAL TO REAPPOINT
THE STATUTORY AUDITOR, KPMG REVISEURS D'ENTREPRISES | Management | No Action | |
| 8 | PROPOSAL TO APPROVE
THE RESIGNATION OF MR FRANCIS GELIBTER AS DIRECTOR | Management | No Action | |
| 9 | PROPOSAL TO RATIFY THE
ARTICLE 13 .1 | Management | No Action | |
| 10 | PROPOSAL TO REPLACE
ARTICLE 48 BY THE NEW ARTICLE 43 | Management | No Action | |
| 11 | PROPOSAL TO ADOPT A
NEW TEXT OF THE ARTICLES | Management | No Action | |
| 12.1 | PROPOSAL TO GRANT FULL
POWERS TO JOHAN VAN DEN CRUIJCE IN ACCORDANCE WITH THE RESOLUTION ADOPTED | Management | No Action | |
| 12.2 | PROPOSAL TO GRANT FULL
POWERS TO B-DOCS SPRL TO APPLY THE MODIFICATIONS | Management | No Action | |
| WEC
ENERGY GROUP, INC. | | | | |
| Security | | 92939U106 | Meeting Type | Annual |
| Ticker Symbol | | WEC | Meeting Date | 06-May-2020 |
| ISIN | | US92939U1060 | Agenda | 935145501 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Patricia W. Chadwick | Management | For | For |
| 1B. | Election of Director:
Curt S. Culver | Management | For | For |
| 1C. | Election of Director:
Danny L. Cunningham | Management | For | For |
| 1D. | Election of Director:
William M. Farrow III | Management | For | For |
| 1E. | Election of Director:
Thomas J. Fischer | Management | For | For |
| 1F. | Election of Director:
J. Kevin Fletcher | Management | For | For |
| 1G. | Election of Director:
Maria C. Green | Management | For | For |
| 1H. | Election of Director:
Gale E. Klappa | Management | For | For |
| 1I. | Election of Director:
Henry W. Knueppel | Management | For | For |
| 1J. | Election of Director:
Thomas K. Lane | Management | For | For |
| 1K. | Election of Director:
Ulice Payne, Jr. | Management | For | For |
| 1L. | Election of Director:
Mary Ellen Stanek | Management | For | For |
| 2. | Advisory Vote to Approve
Compensation of the Named Executive Officers. | Management | For | For |
| 3. | Ratification of Deloitte
& Touche LLP as Independent Auditors for 2020 | Management | For | For |
| CALIFORNIA
RESOURCES CORPORATION | | | | |
| Security | | 13057Q206 | Meeting Type | Annual |
| Ticker Symbol | | CRC | Meeting Date | 06-May-2020 |
| ISIN | | US13057Q2066 | Agenda | 935150665 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
William E. Albrecht | Management | For | For |
| 1B. | Election of Director:
Justin A. Gannon | Management | For | For |
| 1C. | Election of Director:
Harry T. McMahon | Management | For | For |
| 1D. | Election of Director:
Richard W. Moncrief | Management | For | For |
| 1E. | Election of Director:
Avedick B. Poladian | Management | For | For |
| 1F. | Election of Director:
Anita M. Powers | Management | For | For |
| 1G. | Election of Director:
Laurie A. Siegel | Management | For | For |
| 1H. | Election of Director:
Robert V. Sinnott | Management | For | For |
| 1I. | Election of Director:
Todd A. Stevens | Management | For | For |
| 2. | Ratification of the
appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | Management | For | For |
| 3. | Advisory vote to approve
named executive officer compensation. | Management | For | For |
| DOMINION
ENERGY, INC. | | | | |
| Security | | 25746U109 | Meeting Type | Annual |
| Ticker Symbol | | D | Meeting Date | 06-May-2020 |
| ISIN | | US25746U1097 | Agenda | 935152316 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
James A. Bennett | Management | For | For |
| 1B. | Election of Director:
Helen E. Dragas | Management | For | For |
| 1C. | Election of Director:
James O. Ellis, Jr. | Management | For | For |
| 1D. | Election of Director:
Thomas F. Farrell, II | Management | For | For |
| 1E. | Election of Director:
D. Maybank Hagood | Management | For | For |
| 1F. | Election of Director:
John W. Harris | Management | For | For |
| 1G. | Election of Director:
Ronald W. Jibson | Management | For | For |
| 1H. | Election of Director:
Mark J. Kington | Management | For | For |
| 1I. | Election of Director:
Joseph M. Rigby | Management | For | For |
| 1J. | Election of Director:
Pamela J. Royal, M.D. | Management | For | For |
| 1K. | Election of Director:
Robert H. Spilman, Jr. | Management | For | For |
| 1L. | Election of Director:
Susan N. Story | Management | For | For |
| 1M. | Election of Director:
Michael E. Szymanczyk | Management | For | For |
| 2. | Ratification of Appointment
of Independent Auditor. | Management | For | For |
| 3. | Advisory Vote on Approval
of Executive Compensation (Say on Pay). | Management | For | For |
| 4. | Shareholder Proposal
Regarding a Policy to Require an Independent Chair | Shareholder | Against | For |
| 5. | Shareholder Proposal
Regarding the Right of Shareholders to Act by Written Consent | Shareholder | Against | For |
| ESSENTIAL
UTILITIES INC | | | | |
| Security | | 29670G102 | Meeting Type | Annual |
| Ticker Symbol | | WTRG | Meeting Date | 06-May-2020 |
| ISIN | | US29670G1022 | Agenda | 935153104 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Elizabeth B. Amato | For | For |
| | 2 | Nicholas DeBenedictis | For | For |
| | 3 | Christopher H. Franklin | For | For |
| | 4 | Wendy A. Franks | For | For |
| | 5 | Daniel J. Hilferty | For | For |
| | 6 | Francis O. Idehen | For | For |
| | 7 | Ellen T. Ruff | For | For |
| | 8 | Lee C. Stewart | For | For |
| | 9 | Christopher C. Womack | For | For |
| 2. | To ratify the appointment
of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the 2020 fiscal year. | Management | For | For |
| 3. | To approve an advisory
vote on the compensation paid to the Company's named executive officers for 2019 | Management | For | For |
| 4. | To approve an amendment
to the Articles of Incorporation to establish a majority voting standard in uncontested director elections. | Management | For | For |
| 5. | To approve an amendment
to the Articles of Incorporation to increase the number of authorized shares of common stock from 300 million to 600 million. | Management | For | For |
| CNX
RESOURCES CORPORATION | | | | |
| Security | | 12653C108 | Meeting Type | Annual |
| Ticker Symbol | | CNX | Meeting Date | 06-May-2020 |
| ISIN | | US12653C1080 | Agenda | 935154067 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
J. Palmer Clarkson | Management | For | For |
| 1B. | Election of Director:
Nicholas J. DeIuliis | Management | For | For |
| 1C. | Election of Director:
Maureen E. Lally-Green | Management | For | For |
| 1D. | Election of Director:
Bernard Lanigan, Jr. | Management | For | For |
| 1E. | Election of Director:
William N. Thorndike, Jr. | Management | For | For |
| 1F. | Election of Director:
Ian McGuire | Management | For | For |
| 2. | Ratification of Anticipated
Appointment of Ernst & Young LLP as Independent Auditor. | Management | For | For |
| 3. | Advisory Approval of
2019 Named Executive Compensation. | Management | For | For |
| 4. | Adoption of the CNX
Resources Corporation Amended and Restated Equity and Incentive Compensation Plan. | Management | Against | Against |
| EVERSOURCE
ENERGY | | | | |
| Security | | 30040W108 | Meeting Type | Annual |
| Ticker Symbol | | ES | Meeting Date | 06-May-2020 |
| ISIN | | US30040W1080 | Agenda | 935155386 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Trustee:
Cotton M. Cleveland | Management | For | For |
| 1B. | Election of Trustee:
James S. DiStasio | Management | For | For |
| 1C. | Election of Trustee:
Francis A. Doyle | Management | For | For |
| 1D. | Election of Trustee:
Linda Dorcena Forry | Management | For | For |
| 1E. | Election of Trustee:
James J. Judge | Management | For | For |
| 1F. | Election of Trustee:
John Y. Kim | Management | For | For |
| 1G. | Election of Trustee:
Kenneth R. Leibler | Management | For | For |
| 1H. | Election of Trustee:
David H. Long | Management | For | For |
| 1I. | Election of Trustee:
William C. Van Faasen | Management | For | For |
| 1J. | Election of Trustee:
Frederica M. Williams | Management | For | For |
| 2. | Consider an advisory
proposal approving the compensation of our Named Executive Officers. | Management | For | For |
| 3. | Ratify the selection
of Deloitte & Touche LLP as our independent registered public accounting firm for 2020. | Management | For | For |
| ROLLS-ROYCE
HOLDINGS PLC | | | | |
| Security | | G76225104 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 07-May-2020 |
| ISIN | | GB00B63H8491 | Agenda | 712301376 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1 | TO RECEIVE THE COMPANY'S
ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For |
| 2 | TO APPROVE THE DIRECTORS'
REMUNERATION POLICY TO TAKE EFFECT FROM THE CONCLUSION OF THE AGM | Management | For | For |
| 3 | TO APPROVE THE DIRECTORS'
REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For |
| 4 | TO RE-ELECT SIR IAN
DAVIS AS A DIRECTOR OF THE COMPANY | Management | For | For |
| 5 | TO RE-ELECT WARREN EAST
CBE AS A DIRECTOR OF THE COMPANY | Management | For | For |
| 6 | TO RE-ELECT STEPHEN
DAINTITH AS A DIRECTOR OF THE COMPANY | Management | For | For |
| 7 | TO RE-ELECT LEWIS BOOTH
CBE AS A DIRECTOR OF THE COMPANY | Management | For | For |
| 8 | TO RE-ELECT SIR FRANK
CHAPMAN AS A DIRECTOR OF THE COMPANY | Management | For | For |
| 9 | TO ELECT GEORGE CULMER
AS A DIRECTOR OF THE COMPANY | Management | For | For |
| 10 | TO RE-ELECT IRENE DORNER
AS A DIRECTOR OF THE COMPANY | Management | For | For |
| 11 | TO RE-ELECT BEVERLY
GOULET AS A DIRECTOR OF THE COMPANY | Management | For | For |
| 12 | TO RE-ELECT LEE HSIEN
YANG AS A DIRECTOR OF THE COMPANY | Management | For | For |
| 13 | TO RE-ELECT NICK LUFF
AS A DIRECTOR OF THE COMPANY | Management | For | For |
| 14 | TO RE-ELECT SIR KEVIN
SMITH CBE AS A DIRECTOR OF THE COMPANY | Management | For | For |
| 15 | TO RE-ELECT JASMIN STAIBLIN
AS A DIRECTOR OF THE COMPANY | Management | For | For |
| 16 | TO ELECT DAME ANGELA
STRANK AS A DIRECTOR OF THE COMPANY | Management | For | For |
| 17 | TO RE-APPOINT PRICEWATERHOUSECOOPERS
LLP (PWC) AS THE COMPANY'S AUDITOR | Management | For | For |
| 18 | TO AUTHORISE THE AUDIT
COMMITTEE, ON BEHALF OF THE BOARD, TO DETERMINE THE AUDITOR'S REMUNERATION | Management | For | For |
| 19 | TO AUTHORISE PAYMENTS
TO SHAREHOLDERS | Management | Abstain | Against |
| 20 | TO AUTHORISE POLITICAL
DONATIONS AND POLITICAL EXPENDITURE | Management | For | For |
| 21 | TO AUTHORISE THE DIRECTORS
TO ALLOT SHARES | Management | For | For |
| 22 | TO DISAPPLY PRE-EMPTION
RIGHTS | Management | For | For |
| 23 | TO AUTHORISE THE COMPANY
TO PURCHASE ITS OWN SHARES | Management | For | For |
| BCE
INC | | | | |
| Security | | 05534B760 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 07-May-2020 |
| ISIN | | CA05534B7604 | Agenda | 712341445 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.15 AND 2. THANK YOU | Non-Voting | | |
| 1.1 | ELECTION OF DIRECTOR:
BARRY K. ALLEN | Management | For | For |
| 1.2 | ELECTION OF DIRECTOR:
MIRKO BIBIC | Management | For | For |
| 1.3 | ELECTION OF DIRECTOR:
SOPHIE BROCHU | Management | Abstain | Against |
| 1.4 | ELECTION OF DIRECTOR:
ROBERT E. BROWN | Management | For | For |
| 1.5 | ELECTION OF DIRECTOR:
DAVID F. DENISON | Management | For | For |
| 1.6 | ELECTION OF DIRECTOR:
ROBERT P. DEXTER | Management | For | For |
| 1.7 | ELECTION OF DIRECTOR:
IAN GREENBERG | Management | For | For |
| 1.8 | ELECTION OF DIRECTOR:
KATHERINE LEE | Management | For | For |
| 1.9 | ELECTION OF DIRECTOR:
MONIQUE F. LEROUX | Management | For | For |
| 1.10 | ELECTION OF DIRECTOR:
GORDON M. NIXON | Management | For | For |
| 1.11 | ELECTION OF DIRECTOR:
THOMAS E. RICHARDS | Management | For | For |
| 1.12 | ELECTION OF DIRECTOR:
CALIN ROVINESCU | Management | For | For |
| 1.13 | ELECTION OF DIRECTOR:
KAREN SHERIFF | Management | For | For |
| 1.14 | ELECTION OF DIRECTOR:
ROBERT C. SIMMONDS | Management | For | For |
| 1.15 | ELECTION OF DIRECTOR:
PAUL R. WEISS | Management | For | For |
| 2 | APPOINTMENT OF AUDITORS:
DELOITTE LLP AS AUDITORS | Management | For | For |
| 3 | ADVISORY VOTE ON EXECUTIVE
COMPENSATION: ADVISORY RESOLUTION AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR | Management | For | For |
| 4 | PLEASE NOTE THAT THIS
RESOLUTION IS A SHAREHOLDER PROPOSAL: INCREASE OF GENDER DIVERSITY TARGET | Shareholder | Abstain | Against |
| ROLLS-ROYCE
HOLDINGS PLC | | | | |
| Security | | G76225104 | Meeting Type | Special General Meeting |
| Ticker Symbol | | | Meeting Date | 07-May-2020 |
| ISIN | | GB00B63H8491 | Agenda | 712400643 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1 | APPROVE INCREASE IN
BORROWING LIMIT | Management | For | For |
| VERIZON
COMMUNICATIONS INC. | | | | |
| Security | | 92343V104 | Meeting Type | Annual |
| Ticker Symbol | | VZ | Meeting Date | 07-May-2020 |
| ISIN | | US92343V1044 | Agenda | 935148406 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1a. | Election of Director:
Shellye L. Archambeau | Management | For | For |
| 1b. | Election of Director:
Mark T. Bertolini | Management | For | For |
| 1c. | Election of Director:
Vittorio Colao | Management | For | For |
| 1d. | Election of Director:
Melanie L. Healey | Management | For | For |
| 1e. | Election of Director:
Clarence Otis, Jr. | Management | For | For |
| 1f. | Election of Director:
Daniel H. Schulman | Management | For | For |
| 1g. | Election of Director:
Rodney E. Slater | Management | For | For |
| 1h. | Election of Director:
Hans E. Vestberg | Management | For | For |
| 1i. | Election of Director:
Gregory G. Weaver | Management | For | For |
| 2. | Advisory Vote to Approve
Executive Compensation | Management | For | For |
| 3. | Ratification of Appointment
of Independent Registered Public Accounting Firm | Management | For | For |
| 4. | Nonqualified Savings
Plan Earnings | Shareholder | Against | For |
| 5. | Special Shareholder
Meetings | Shareholder | Against | For |
| 6. | Lobbying Activities
Report | Shareholder | Abstain | Against |
| 7. | User Privacy Metric | Shareholder | Against | For |
| 8. | Amend Severance Approval
Policy | Shareholder | Against | For |
| DUKE
ENERGY CORPORATION | | | | |
| Security | | 26441C204 | Meeting Type | Annual |
| Ticker Symbol | | DUK | Meeting Date | 07-May-2020 |
| ISIN | | US26441C2044 | Agenda | 935148975 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Michael G. Browning | For | For |
| | 2 | Annette K. Clayton | For | For |
| | 3 | Theodore F. Craver,
Jr. | For | For |
| | 4 | Robert M. Davis | For | For |
| | 5 | Daniel R. DiMicco | For | For |
| | 6 | Nicholas C. Fanandakis | For | For |
| | 7 | Lynn J. Good | For | For |
| | 8 | John T. Herron | For | For |
| | 9 | William E. Kennard | For | For |
| | 10 | E. Marie McKee | For | For |
| | 11 | Marya M. Rose | For | For |
| | 12 | Thomas E. Skains | For | For |
| | 13 | William E. Webster,
Jr. | For | For |
| 2. | Ratification of Deloitte
& Touche LLP as Duke Energy's independent registered public accounting firm for 2020 | Management | For | For |
| 3. | Advisory vote to approve
Duke Energy's named executive officer compensation | Management | For | For |
| 4. | Shareholder proposal
regarding independent board chair | Shareholder | Against | For |
| 5. | Shareholder proposal
regarding elimination of supermajority voting provisions in Duke Energy's Certificate of Incorporation | Shareholder | For | |
| 6. | Shareholder proposal
regarding providing a semiannual report on Duke Energy's political contributions and expenditures | Shareholder | Abstain | Against |
| 7. | Shareholder proposal
regarding providing an annual report on Duke Energy's lobbying payments | Shareholder | Abstain | Against |
| DTE
ENERGY COMPANY | | | | |
| Security | | 233331107 | Meeting Type | Annual |
| Ticker Symbol | | DTE | Meeting Date | 07-May-2020 |
| ISIN | | US2333311072 | Agenda | 935150184 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Gerard M. Anderson | For | For |
| | 2 | David A. Brandon | For | For |
| | 3 | Charles G. McClure,
Jr. | For | For |
| | 4 | Gail J. McGovern | For | For |
| | 5 | Mark A. Murray | For | For |
| | 6 | Gerardo Norcia | For | For |
| | 7 | Ruth G. Shaw | For | For |
| | 8 | Robert C. Skaggs, Jr. | For | For |
| | 9 | David A. Thomas | For | For |
| | 10 | Gary H. Torgow | For | For |
| | 11 | James H. Vandenberghe | For | For |
| | 12 | Valerie M. Williams | For | For |
| 2. | Ratify the appointment
of PricewaterhouseCoopers LLP as our independent auditors | Management | For | For |
| 3. | Provide a nonbinding
vote to approve the Company's executive compensation | Management | For | For |
| 4. | Vote on a shareholder
proposal relating to additional disclosure of political contributions | Shareholder | Abstain | Against |
| SOUTHWEST
GAS HOLDINGS, INC. | | | | |
| Security | | 844895102 | Meeting Type | Annual |
| Ticker Symbol | | SWX | Meeting Date | 07-May-2020 |
| ISIN | | US8448951025 | Agenda | 935152570 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Robert L. Boughner | For | For |
| | 2 | José A. Cárdenas | For | For |
| | 3 | Stephen C. Comer | For | For |
| | 4 | John P. Hester | For | For |
| | 5 | Jane Lewis-Raymond | For | For |
| | 6 | Anne L. Mariucci | For | For |
| | 7 | Michael J. Melarkey | For | For |
| | 8 | A. Randall Thoman | For | For |
| | 9 | Thomas A. Thomas | For | For |
| | 10 | Leslie T. Thornton | For | For |
| 2. | To APPROVE, on a non-binding,
advisory basis, the Company's Executive Compensation. | Management | For | For |
| 3. | To RATIFY the selection
of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for fiscal year 2020. | Management | For | For |
| AMEREN
CORPORATION | | | | |
| Security | | 023608102 | Meeting Type | Annual |
| Ticker Symbol | | AEE | Meeting Date | 07-May-2020 |
| ISIN | | US0236081024 | Agenda | 935153685 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | ELECTION OF DIRECTOR:
WARNER L. BAXTER | Management | For | For |
| 1B. | ELECTION OF DIRECTOR:
CYNTHIA J. BRINKLEY | Management | For | For |
| 1C. | ELECTION OF DIRECTOR:
CATHERINE S. BRUNE | Management | For | For |
| 1D. | ELECTION OF DIRECTOR:
J. EDWARD COLEMAN | Management | For | For |
| 1E. | ELECTION OF DIRECTOR:
WARD H. DICKSON | Management | For | For |
| 1F. | ELECTION OF DIRECTOR:
NOELLE K. EDER | Management | For | For |
| 1G. | ELECTION OF DIRECTOR:
ELLEN M. FITZSIMMONS | Management | For | For |
| 1H. | ELECTION OF DIRECTOR:
RAFAEL FLORES | Management | For | For |
| 1I. | ELECTION OF DIRECTOR:
RICHARD J. HARSHMAN | Management | For | For |
| 1J. | ELECTION OF DIRECTOR:
CRAIG S. IVEY | Management | For | For |
| 1K. | ELECTION OF DIRECTOR:
JAMES C. JOHNSON | Management | For | For |
| 1L. | ELECTION OF DIRECTOR:
STEVEN H. LIPSTEIN | Management | For | For |
| 1M. | ELECTION OF DIRECTOR:
STEPHEN R. WILSON | Management | For | For |
| 2. | COMPANY PROPOSAL - ADVISORY
APPROVAL OF COMPENSATION OF THE NAMED EXECUTIVE OFFICERS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For |
| 3. | COMPANY PROPOSAL - RATIFICATION
OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. | Management | For | For |
| 4. | SHAREHOLDER PROPOSAL
REQUESTING AN INDEPENDENT BOARD CHAIR. | Shareholder | Against | For |
| BCE
INC. | | | | |
| Security | | 05534B760 | Meeting Type | Annual |
| Ticker Symbol | | BCE | Meeting Date | 07-May-2020 |
| ISIN | | CA05534B7604 | Agenda | 935159182 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 01 | DIRECTOR | Management | | |
| | 1 | BARRY K. ALLEN | For | For |
| | 2 | MIRKO BIBIC | For | For |
| | 3 | SOPHIE BROCHU | Withheld | Against |
| | 4 | ROBERT E. BROWN | For | For |
| | 5 | DAVID F. DENISON | For | For |
| | 6 | ROBERT P. DEXTER | For | For |
| | 7 | IAN GREENBERG | For | For |
| | 8 | KATHERINE LEE | For | For |
| | 9 | MONIQUE F. LEROUX | For | For |
| | 10 | GORDON M. NIXON | For | For |
| | 11 | THOMAS E. RICHARDS | For | For |
| | 12 | CALIN ROVINESCU | For | For |
| | 13 | KAREN SHERIFF | For | For |
| | 14 | ROBERT C. SIMMONDS | For | For |
| | 15 | PAUL R. WEISS | For | For |
| 02 | APPOINTMENT OF DELOITTE
LLP AS AUDITORS. | Management | For | For |
| 03 | ADVISORY RESOLUTION
ON EXECUTIVE COMPENSATION AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR. | Management | For | For |
| 04 | SHAREHOLDER PROPOSAL:
INCREASE OF GENDER DIVERSITY TARGET. | Shareholder | Against | For |
| CINCINNATI
BELL INC. | | | | |
| Security | | 171871502 | Meeting Type | Special |
| Ticker Symbol | | CBB | Meeting Date | 07-May-2020 |
| ISIN | | US1718715022 | Agenda | 935166226 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | To
adopt the Agreement and Plan of Merger, dated as of March 13, 2020 (the "merger agreement"), by and among Red Fiber Parent LLC, a Delaware limited liability company ("Parent"), Cincinnati Bell Inc., an Ohio corporation (the "Company"), and RF Merger Sub Inc., an Ohio corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving the merger as a subsidiary of Parent. | Management | For | For |
| 2. | To approve, on an advisory
(non-binding) basis, the compensation that may be paid or become payable to the Company's named executive officers in connection with, or following, the consummation of the merger. | Management | For | For |
| 3. | To
adjourn the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies in the event there are insufficient votes at the time of the special meeting or any adjournment or postponement thereof to adopt the merger agreement. | Management | For | For |
| MUELLER
INDUSTRIES, INC. | | | | |
| Security | | 624756102 | Meeting Type | Annual |
| Ticker Symbol | | MLI | Meeting Date | 07-May-2020 |
| ISIN | | US6247561029 | Agenda | 935166593 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Gregory L. Christopher | For | For |
| | 2 | Elizabeth Donovan | For | For |
| | 3 | Gennaro J. Fulvio | For | For |
| | 4 | Gary S. Gladstein | For | For |
| | 5 | Scott J. Goldman | For | For |
| | 6 | John B. Hansen | For | For |
| | 7 | Terry Hermanson | For | For |
| | 8 | Charles P. Herzog, Jr. | For | For |
| 2. | Approve the appointment
of Ernst & Young LLP as the Company's independent registered public accounting firm. | Management | For | For |
| 3. | To approve, on an advisory
basis by non-binding vote, executive compensation. | Management | For | For |
| CHESAPEAKE
UTILITIES CORPORATION | | | | |
| Security | | 165303108 | Meeting Type | Annual |
| Ticker Symbol | | CPK | Meeting Date | 07-May-2020 |
| ISIN | | US1653031088 | Agenda | 935182155 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Lila A. Jaber | Management | For | For |
| 1B. | Election of Director:
Thomas J. Bresnan | Management | For | For |
| 1C. | Election of Director:
Ronald G. Forsythe, Jr. | Management | For | For |
| 1D. | Election of Director:
Dianna F. Morgan | Management | For | For |
| 1E. | Election of Director:
John R. Schimkaitis | Management | For | For |
| 2. | Cast a non-binding advisory
vote to approve the compensation of the Company's Named Executive Officers. | Management | For | For |
| 3. | Cast a non-binding advisory
vote to ratify the appointment of the Company's independent registered public accounting firm, Baker Tilly Virchow Krause, LLP. | Management | For | For |
| ENTERGY
CORPORATION | | | | |
| Security | | 29364G103 | Meeting Type | Annual |
| Ticker Symbol | | ETR | Meeting Date | 08-May-2020 |
| ISIN | | US29364G1031 | Agenda | 935155576 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
J. R. Burbank | Management | For | For |
| 1B. | Election of Director:
P. J. Condon | Management | For | For |
| 1C. | Election of Director:
L. P. Denault | Management | For | For |
| 1D. | Election of Director:
K. H. Donald | Management | For | For |
| 1E. | Election of Director:
P. L. Frederickson | Management | For | For |
| 1F. | Election of Director:
A. M. Herman | Management | For | For |
| 1G. | Election of Director:
M. E. Hyland | Management | For | For |
| 1H. | Election of Director:
S. L. Levenick | Management | For | For |
| 1I. | Election of Director:
B. L. Lincoln | Management | For | For |
| 1J. | Election of Director:
K. A. Puckett | Management | For | For |
| 2. | Ratification of the
Appointment of Deloitte & Touche LLP as Independent Registered Public Accountants for 2020. | Management | For | For |
| 3. | Advisory Vote to Approve
Named Executive Officer Compensation. | Management | For | For |
| CONSOL
ENERGY INC. | | | | |
| Security | | 20854L108 | Meeting Type | Annual |
| Ticker Symbol | | CEIX | Meeting Date | 08-May-2020 |
| ISIN | | US20854L1089 | Agenda | 935157203 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | William P. Powell | For | For |
| | 2 | John T. Mills | For | For |
| 2. | Ratification of Appointment
of Ernst & Young LLP as CONSOL Energy Inc.'s Independent Registered Public Accounting Firm for the Year Ending December 31, 2020. | Management | For | For |
| 3. | Approval, on an Advisory
Basis, of Compensation Paid to CONSOL Energy Inc.'s Named Executive Officers in 2019. | Management | For | For |
| 4. | Approval of CONSOL Energy
Inc.'s 2020 Omnibus Performance Incentive Plan. | Management | Against | Against |
| 5. | Approval of Amendments
to CONSOL Energy Inc.'s Amended and Restated Certificate of Incorporation to Eliminate Supermajority Vote Requirements After CONSOL Energy Inc.'s Board is Declassified. | Management | For | For |
| KINNEVIK
AB (PUBL) | | | | |
| Security | | ADPV44736 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 11-May-2020 |
| ISIN | | SE0013256674 | Agenda | 712391919 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | AN ABSTAIN VOTE CAN
HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | | |
| CMMT | MARKET
RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | | |
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | |
| 1 | OPENING OF THE ANNUAL
GENERAL MEETING | Non-Voting | | |
| 2 | ELECTION OF CHAIRMAN
OF THE ANNUAL GENERAL MEETING | Non-Voting | | |
| 3 | PREPARATION AND APPROVAL
OF THE VOTING LIST | Non-Voting | | |
| 4 | APPROVAL OF THE AGENDA | Non-Voting | | |
| 5 | ELECTION OF ONE OR TWO
PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | | |
| 6 | DETERMINATION OF WHETHER
THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | | |
| 7 | PRESENTATION OF THE
PARENT COMPANY'S ANNUAL REPORT AND THE AUDITOR'S REPORT-AS WELL AS OF THE GROUP ANNUAL REPORT AND THE GROUP AUDITOR'S REPORT | Non-Voting | | |
| 8 | RESOLUTION ON THE ADOPTION
OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AS WELL AS OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET | Management | No Action | |
| 9 | RESOLUTION ON THE PROPOSED
TREATMENT OF KINNEVIK'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET | Management | No Action | |
| 10 | RESOLUTION ON THE DISCHARGE
FROM LIABILITY OF THE MEMBERS OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER | Management | No Action | |
| CMMT | PLEASE NOTE THAT RESOLUTIONS
11, 12, 13 AND 14 ARE PROPOSED BY NOMINATION-COMMITTEE AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE- STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | | |
| 11 | DETERMINATION OF THE
NUMBER OF MEMBERS OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT THE BOARD SHALL CONSIST OF SEVEN (7) MEMBERS | Management | No Action | |
| 12 | DETERMINATION OF THE
REMUNERATION TO THE MEMBERS OF THE BOARD AND THE AUDITOR | Management | No Action | |
| 13.A | RE-ELECTION OF BOARD
MEMBER: SUSANNA CAMPBELL | Management | No Action | |
| 13.B | RE-ELECTION OF BOARD
MEMBER: DAME AMELIA FAWCETT | Management | No Action | |
| 13.C | RE-ELECTION OF BOARD
MEMBER: WILHELM KLINGSPOR | Management | No Action | |
| 13.D | RE-ELECTION OF BOARD
MEMBER: BRIAN MCBRIDE | Management | No Action | |
| 13.E | RE-ELECTION OF BOARD
MEMBER: HENRIK POULSEN | Management | No Action | |
| 13.F | RE-ELECTION OF BOARD
MEMBER: CHARLOTTE STROMBERG | Management | No Action | |
| 13.G | ELECTION OF BOARD MEMBER:
CECILIA QVIST | Management | No Action | |
| 14 | ELECTION OF THE CHAIRMAN
OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT DAME AMELIA FAWCETT SHALL BE RE-ELECTED AS THE CHAIRMAN OF THE BOARD | Management | No Action | |
| 15 | RESOLUTION REGARDING
GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES | Management | No Action | |
| 16.A | RESOLUTION REGARDING
A LONG-TERM SHARE INCENTIVE PLAN FOR 2020, INCLUDING RESOLUTIONS REGARDING: ADOPTION OF THE PLAN | Management | No Action | |
| 16.B | RESOLUTION REGARDING
A LONG-TERM SHARE INCENTIVE PLAN FOR 2020, INCLUDING RESOLUTIONS REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | No Action | |
| 16.C | RESOLUTION REGARDING
A LONG-TERM SHARE INCENTIVE PLAN FOR 2020, INCLUDING RESOLUTIONS REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE ON A NEW ISSUE OF INCENTIVE SHARES | Management | No Action | |
| 16.D | RESOLUTION REGARDING
A LONG-TERM SHARE INCENTIVE PLAN FOR 2020, INCLUDING RESOLUTIONS REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE TO REPURCHASE INCENTIVE SHARES | Management | No Action | |
| 16.E | RESOLUTION REGARDING
A LONG-TERM SHARE INCENTIVE PLAN FOR 2020, INCLUDING RESOLUTIONS REGARDING: TRANSFER OF OWN INCENTIVE SHARES TO THE PARTICIPANTS IN THE PLAN | Management | No Action | |
| 17 | RESOLUTION REGARDING
AUTHORISATION FOR THE BOARD TO RESOLVE ON TRANSFERS OF OWN CLASS B SHARES TO COVER COSTS FOR PREVIOUSLY RESOLVED LONG-TERM INCENTIVE PLANS | Management | No Action | |
| 18 | RESOLUTION REGARDING
AUTHORISATION FOR THE BOARD TO RESOLVE ON REPURCHASES OF OWN ORDINARY SHARES | Management | No Action | |
| 19 | RESOLUTION REGARDING
AMENDMENTS OF THE ARTICLES OF ASSOCIATION | Management | No Action | |
| 20.A | PLEASE NOTE THAT THIS
RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: AMEND THE ARTICLES OF ASSOCIATION (SECTION 4) IN THE FOLLOWING WAY: "ALL SHARES ENTITLE TO ONE (1) VOTE" | Shareholder | No Action | |
| 20.B | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: INSTRUCT THE BOARD TO WORK TOWARDS THAT THE SWEDISH COMPANIES ACT (2005:551) IS AMENDED SO THAT THE POSSIBILITY TO HAVE DIFFERENTIATED VOTING POWERS IS ABOLISHED, FIRSTLY BY APPROACHING THE SWEDISH GOVERNMENT | Shareholder | No Action | |
| 20.C | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: INSTRUCT THE BOARD TO PREPARE A PROPOSAL REGARDING REPRESENTATION ON THE BOARD AND THE NOMINATION COMMITTEE FOR THE SMALL AND MEDIUM SIZED SHAREHOLDERS TO BE RESOLVED UPON AT THE 2021 ANNUAL GENERAL MEETING, OR AT AN EARLIER EXTRAORDINARY GENERAL MEETING | Shareholder | No Action | |
| 20.D | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: INSTRUCT THE BOARD TO WORK TOWARDS THAT A CORRESPONDING CHANGE IS EFFECTUATED IN THE SWEDISH NATIONAL RULEBOOK, FIRSTLY BY APPROACHING THE SWEDISH GOVERNMENT | Shareholder | No Action | |
| 20.E | PLEASE NOTE THAT THIS
RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE MEETING RESOLVES TO: INSTRUCT THE BOARD TO PREPARE A PROPOSAL FOR AN ETHICAL CODE, TO BE RESOLVED UPON BY THE ANNUAL GENERAL MEETING 2021 | Shareholder | No Action | |
| 21 | CLOSING OF THE ANNUAL
GENERAL MEETING | Non-Voting | | |
| TELE2
AB | | | | |
| Security | | W95878166 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 11-May-2020 |
| ISIN | | SE0005190238 | Agenda | 712391933 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | AN ABSTAIN VOTE CAN
HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | | |
| CMMT | MARKET
RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | | |
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | |
| 1 | OPENING OF THE ANNUAL
GENERAL MEETING | Non-Voting | | |
| 2 | ELECTION OF CHAIRMAN
OF THE ANNUAL GENERAL MEETING: THE NOMINATION COMMITTEE- PROPOSES THAT WILHELM LUNING, MEMBER OF THE SWEDISH BAR ASSOCIATION, IS-ELECTED TO BE THE CHAIRMAN OF THE ANNUAL GENERAL MEETING | Non-Voting | | |
| 3 | PREPARATION AND APPROVAL
OF THE VOTING LIST | Non-Voting | | |
| 4 | APPROVAL OF THE AGENDA | Non-Voting | | |
| 5 | ELECTION OF ONE OR TWO
PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | | |
| 6 | DETERMINATION OF WHETHER
THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | | |
| 7 | PRESENTATION OF THE
ANNUAL REPORT, THE AUDITOR'S REPORT AND THE CONSOLIDATED- FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT ON THE CONSOLIDATED FINANCIAL- STATEMENTS | Non-Voting | | |
| 8 | RESOLUTION ON THE ADOPTION
OF THE INCOME STATEMENT AND THE BALANCE SHEET AND OF THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | No Action | |
| 9 | RESOLUTION ON THE PROPOSED
TREATMENT OF THE COMPANY'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET | Management | No Action | |
| 10 | RESOLUTION ON THE DISCHARGE
OF LIABILITY FOR THE MEMBERS OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER | Management | No Action | |
| CMMT | PLEASE NOTE THAT RESOLUTIONS
11 TO 15 ARE PROPOSED BY NOMINATION COMMITTEE-AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | | |
| 11 | DETERMINATION OF THE
NUMBER OF MEMBERS OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT THE BOARD SHALL CONSIST OF SEVEN MEMBERS | Management | No Action | |
| 12 | DETERMINATION OF THE
REMUNERATION TO THE MEMBERS OF THE BOARD AND THE AUDITOR | Management | No Action | |
| 13.A | ELECTION OF BOARD MEMBER:
ANDREW BARRON (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |
| 13.B | ELECTION OF BOARD MEMBER:
ANDERS BJORKMAN (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |
| 13.C | ELECTION OF BOARD MEMBER:
GEORGI GANEV (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |
| 13.D | ELECTION OF BOARD MEMBER:
CYNTHIA GORDON (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |
| 13.E | ELECTION OF BOARD MEMBER:
EVA LINDQVIST (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |
| 13.F | ELECTION OF BOARD MEMBER:
LARS-AKE NORLING (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |
| 13.G | ELECTION OF BOARD MEMBER:
CARLA SMITS- NUSTELING (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |
| 14 | ELECTION OF THE CHAIRMAN
OF THE BOARD: CARLA SMITS-NUSTELING | Management | No Action | |
| 15 | DETERMINATION
OF THE NUMBER OF AUDITORS AND ELECTION OF AUDITOR: IN ACCORDANCE WITH THE AUDIT COMMITTEE'S RECOMMENDATION, THE NOMINATION COMMITTEE PROPOSES THAT THE COMPANY SHALL HAVE ONE REGISTERED ACCOUNTING FIRM AS AUDITOR, AND THAT THE REGISTERED ACCOUNTING FIRM DELOITTE AB | Management | No Action | |
| | SHALL BE RE-ELECTED
AS AUDITOR UNTIL THE CLOSE OF THE 2021 ANNUAL GENERAL MEETING. DELOITTE AB HAS INFORMED TELE2 THAT THE AUTHORISED PUBLIC ACCOUNTANT DIDRIK ROOS WILL BE APPOINTED AUDITOR-IN-CHARGE IF DELOITTE AB IS RE-ELECTED AS AUDITOR | | | |
| 16 | RESOLUTION REGARDING
GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES | Management | No Action | |
| 17.A | RESOLUTION REGARDING
ADOPTION OF AN INCENTIVE PROGRAMME | Management | No Action | |
| 17.B | RESOLUTION REGARDING
AUTHORISATION TO ISSUE CLASS C SHARES | Management | No Action | |
| 17.C | RESOLUTION REGARDING
AUTHORISATION TO RESOLVE TO REPURCHASE OWN CLASS C SHARES | Management | No Action | |
| 17.D | RESOLUTION REGARDING
RESOLUTION ON THE TRANSFER OF OWN CLASS B SHARES | Management | No Action | |
| 17.E | RESOLUTION REGARDING
RESOLUTION ON THE SALE OF OWN CLASS B SHARES | Management | No Action | |
| 18 | RESOLUTION TO AUTHORISE
THE BOARD TO RESOLVE ON REPURCHASE OF OWN SHARES | Management | No Action | |
| 19 | RESOLUTION REGARDING
AMENDMENTS OF THE ARTICLES OF ASSOCIATION | Management | No Action | |
| 20.A | PLEASE
NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: RESOLUTION REGARDING SHAREHOLDER MARTIN GREEN'S PROPOSAL: THAT AN INVESTIGATION IS CARRIED OUT REGARDING THE COMPANY'S PROCEDURES TO ENSURE THAT THE CURRENT MEMBERS OF THE BOARD AND LEADERSHIP TEAM FULFIL THE RELEVANT LEGISLATIVE AND REGULATORY REQUIREMENTS, AS WELL AS THE DEMANDS THAT THE PUBLIC OPINIONS ETHICAL VALUES PLACES ON PERSONS IN LEADING POSITIONS. IN ADDITION, THE INVESTIGATION SHALL INCLUDE THE CURRENT ATTITUDE AND PRACTICAL HANDLING PERFORMED BY THE COMPANY'S ADMINISTRATORS AND EXECUTIVES | Shareholder | No Action | |
| 20.B | PLEASE
NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: RESOLUTION REGARDING SHAREHOLDER MARTIN GREEN'S PROPOSAL: IN THE EVENT THAT THE INVESTIGATION CLARIFIES THAT THERE IS NEED, SWIFT, RELEVANT MEASURES SHALL BE TAKEN TO ENSURE THAT THE REQUIREMENTS ARE FULFILLED | Shareholder | No Action | |
| 20.C | PLEASE
NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: RESOLUTION REGARDING SHAREHOLDER MARTIN GREEN'S PROPOSAL: TAKING INTO CONSIDERATION THE NATURE AND SCOPE OF ANY NEEDS, THE INVESTIGATION AND ANY MEASURES SHOULD BE PRESENTED AS SOON AS POSSIBLE, HOWEVER NOT LATER THAN DURING THE ANNUAL GENERAL MEETING 2021 | Shareholder | No Action | |
| 21.A | PLEASE
NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: THAT SECTION 5 FIRST PARAGRAPH ITEM 3 IN THE ARTICLES OF ASSOCIATION SHALL HAVE THE FOLLOWING WORDING: IN CONNECTION WITH VOTING AT GENERAL MEETINGS, SHARES OF SERIES A AS WELL AS SERIES B AND C, SHALL ENTITLE TO ONE VOTE | Shareholder | No Action | |
| 21.B | PLEASE
NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: THAT THAT SECTION 9 IN THE ARTICLES OF ASSOCIATION SHALL BE SUPPLEMENTED BY A SECOND PARAGRAPH WITH THE FOLLOWING WORDING: NOTICE TO ATTEND ANNUAL GENERAL MEETING OR EXTRAORDINARY GENERAL MEETING AT WHICH AMENDMENT TO THE ARTICLES OF ASSOCIATION IS TO BE ADDRESSED SHALL BE ISSUED NOT EARLIER THAN SIX WEEKS AND NOT LATER THAN FOUR WEEK PRIOR TO THE MEETING. NOTICE OF OTHER EXTRAORDINARY GENERAL MEETING SHALL BE ISSUED NOT EARLIER THAN SIX WEEKS AND NOT LATER THAN THREE WEEKS PRIOR TO THE MEETING | Shareholder | No Action | |
| 21.C | PLEASE
NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: THAT TO INSTRUCT THE BOARD TO, AHEAD OF THE 2021 ANNUAL GENERAL MEETING OR AN EXTRAORDINARY GENERAL MEETING PRIOR TO SUCH MEETING, PREPARE A PROPOSAL OF FURTHER AMENDMENTS TO THE ARTICLES OF ASSOCIATION APPLICABLE AS A RESULT OF THE PROPOSED AMENDMENT OF SECTION 5 | Shareholder | No Action | |
| 21.D | PLEASE
NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: THAT ALSO TO INSTRUCT THE BOARD TO PROMOTE THE ABOLITION OF THE POSSIBILITY TO HAVE DIFFERENTIATED VOTING POWERS IN THE SWEDISH COMPANIES ACT, PRIMARILY BY APPROACHING THE SWEDISH GOVERNMENT | Shareholder | No Action | |
| 2.1E | PLEASE
NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: THAT TO INSTRUCT THE BOARD TO PREPARE A PROPOSAL REGARDING REPRESENTATION ON THE BOARD AND NOMINATION COMMITTEES FOR SMALL AND MEDIUM-SIZED SHAREHOLDERS TO BE RESOLVED UPON AT THE 2021 ANNUAL GENERAL MEETING, OR AN EXTRAORDINARY GENERAL MEETING PRIOR TO SUCH MEETING | Shareholder | No Action | |
| 21.F | PLEASE
NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: THAT TO INSTRUCT THE BOARD TO PROMOTE A CORRESPONDING CHANGE IN THE NATIONAL SWEDISH REGULATORY FRAMEWORK, PRIMARILY BY APPROACHING THE GOVERNMENT | Shareholder | No Action | |
| 22 | CLOSING OF THE ANNUAL
GENERAL MEETING | Non-Voting | | |
| CMMT | 16 APR 2020: PLEASE
NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 08 MAY 2020 TO 05 MAY 2020. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | | |
| KINNEVIK
AB | | | | |
| Security | | W5139V265 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 11-May-2020 |
| ISIN | | SE0013256682 | Agenda | 712411735 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | AN ABSTAIN VOTE CAN
HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | | |
| CMMT | MARKET
RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | | |
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | |
| 1 | OPENING OF THE ANNUAL
GENERAL MEETING | Non-Voting | | |
| 2 | ELECTION OF CHAIRMAN
OF THE ANNUAL GENERAL MEETING: WILHELM LUNING | Non-Voting | | |
| 3 | PREPARATION AND APPROVAL
OF THE VOTING LIST | Non-Voting | | |
| 4 | APPROVAL OF THE AGENDA | Non-Voting | | |
| 5 | ELECTION OF ONE OR TWO
PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | | |
| 6 | DETERMINATION OF WHETHER
THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | | |
| 7 | PRESENTATION OF THE
PARENT COMPANY'S ANNUAL REPORT AND THE AUDITOR'S REPORT-AS WELL AS OF THE GROUP ANNUAL REPORT AND THE GROUP AUDITOR'S REPORT | Non-Voting | | |
| 8 | RESOLUTION ON THE ADOPTION
OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AS WELL AS OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET | Management | No Action | |
| 9 | RESOLUTION ON THE PROPOSED
TREATMENT OF KINNEVIK'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET | Management | No Action | |
| 10 | RESOLUTION ON THE DISCHARGE
FROM LIABILITY OF THE MEMBERS OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER | Management | No Action | |
| CMMT | PLEASE NOTE THAT RESOLUTIONS
11 TO 14 ARE PROPOSED BY NOMINATION COMMITTEE-AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | | |
| 11 | DETERMINATION OF THE
NUMBER OF MEMBERS OF THE BOARD: SEVEN (7) | Management | No Action | |
| 12 | DETERMINATION OF THE
REMUNERATION TO THE MEMBERS OF THE BOARD AND THE AUDITOR | Management | No Action | |
| 13.A | RE-ELECTION OF SUSANNA
CAMPBELL AS BOARD MEMBER PROPOSED BY THE NOMINATION COMMITTEE | Management | No Action | |
| 13.B | RE-ELECTION OF DAME
AMELIA FAWCETT AS BOARD MEMBER PROPOSED BY THE NOMINATION COMMITTEE | Management | No Action | |
| 13.C | RE-ELECTION OF WILHELM
KLINGSPOR AS BOARD MEMBER PROPOSED BY THE NOMINATION COMMITTEE | Management | No Action | |
| 13.D | RE-ELECTION OF BRIAN
MCBRIDE AS BOARD MEMBER PROPOSED BY THE NOMINATION COMMITTEE | Management | No Action | |
| 13.E | RE-ELECTION OF HENRIK
POULSEN AS BOARD MEMBER PROPOSED BY THE NOMINATION COMMITTEE | Management | No Action | |
| 13.F | RE-ELECTION OF CHARLOTTE
STROMBERG AS BOARD MEMBER PROPOSED BY THE NOMINATION COMMITTEE | Management | No Action | |
| 13.G | ELECTION OF CECILIA
QVIST AS BOARD MEMBER PROPOSED BY THE NOMINATION COMMITTEE | Management | No Action | |
| 14 | ELECTION OF THE CHAIRMAN
OF THE BOARD: DAME AMELIA FAWCETT | Management | No Action | |
| 15 | RESOLUTION REGARDING
GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES | Management | No Action | |
| 16.A | RESOLUTION REGARDING
A LONG-TERM SHARE INCENTIVE PLAN FOR 2020, INCLUDING RESOLUTION REGARDING: ADOPTION OF THE PLAN | Management | No Action | |
| 16.B | RESOLUTION REGARDING
A LONG-TERM SHARE INCENTIVE PLAN FOR 2020, INCLUDING RESOLUTION REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | No Action | |
| 16.C | RESOLUTION REGARDING
A LONG-TERM SHARE INCENTIVE PLAN FOR 2020, INCLUDING RESOLUTION REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE ON A NEW ISSUE OF INCENTIVE SHARES | Management | No Action | |
| 16.D | RESOLUTION REGARDING
A LONG-TERM SHARE INCENTIVE PLAN FOR 2020, INCLUDING RESOLUTION REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE TO REPURCHASE INCENTIVE SHARES | Management | No Action | |
| 16.E | RESOLUTION REGARDING
A LONG-TERM SHARE INCENTIVE PLAN FOR 2020, INCLUDING RESOLUTION REGARDING: TRANSFER OF OWN INCENTIVE SHARES TO THE PARTICIPANTS IN THE PLAN | Management | No Action | |
| 17 | RESOLUTION REGARDING
AUTHORISATION FOR THE BOARD TO RESOLVE ON TRANSFERS OF OWN CLASS B SHARES TO COVER COSTS FOR PREVIOUSLY RESOLVED LONG-TERM INCENTIVE PLANS | Management | No Action | |
| 18 | RESOLUTION REGARDING
AUTHORISATION FOR THE BOARD TO RESOLVE ON REPURCHASES OF OWN ORDINARY SHARES | Management | No Action | |
| 19 | RESOLUTION REGARDING
AMENDMENTS OF THE ARTICLES OF ASSOCIATION | Management | No Action | |
| 20.A | PLEASE NOTE THAT THIS
RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTIONS REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: AMEND THE ARTICLES OF ASSOCIATION (SECTION 4) IN THE FOLLOWING WAY: "ALL SHARES ENTITLE TO ONE (1) VOTE" | Shareholder | No Action | |
| 20.B | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTIONS REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: INSTRUCT THE BOARD TO WORK TOWARDS THAT THE SWEDISH COMPANIES ACT (2005:551) IS AMENDED SO THAT THE POSSIBILITY TO HAVE DIFFERENTIATED VOTING POWERS IS ABOLISHED, FIRSTLY BY APPROACHING THE SWEDISH GOVERNMENT | Shareholder | No Action | |
| 20.C | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTIONS REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: INSTRUCT THE BOARD TO PREPARE A PROPOSAL REGARDING REPRESENTATION ON THE BOARD AND THE NOMINATION COMMITTEE FOR THE SMALL AND MEDIUM SIZED SHAREHOLDERS TO BE RESOLVED UPON AT THE 2021 ANNUAL GENERAL MEETING, OR AT AN EARLIER EXTRAORDINARY GENERAL MEETING | Shareholder | No Action | |
| 20.D | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTIONS REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: INSTRUCT THE BOARD TO WORK TOWARDS THAT A CORRESPONDING CHANGE IS EFFECTUATED IN THE SWEDISH NATIONAL RULEBOOK, FIRSTLY BY APPROACHING THE SWEDISH GOVERNMENT | Shareholder | No Action | |
| 20.E | PLEASE NOTE THAT THIS
RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTIONS REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: INSTRUCT THE BOARD TO PREPARE A PROPOSAL FOR AN ETHICAL CODE, TO BE RESOLVED UPON BY THE ANNUAL GENERAL MEETING 2021 | Shareholder | No Action | |
| 21 | CLOSING OF THE ANNUAL
GENERAL MEETING | Non-Voting | | |
| AVISTA
CORP. | | | | |
| Security | | 05379B107 | Meeting Type | Annual |
| Ticker Symbol | | AVA | Meeting Date | 11-May-2020 |
| ISIN | | US05379B1070 | Agenda | 935163395 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Kristianne Blake | Management | For | For |
| 1B. | Election of Director:
Donald C. Burke | Management | For | For |
| 1C. | Election of Director:
Rebecca A. Klein | Management | For | For |
| 1D. | Election of Director:
Scott H. Maw | Management | For | For |
| 1E. | Election of Director:
Scott L. Morris | Management | For | For |
| 1F. | Election of Director:
Jeffry L. Phillips | Management | For | For |
| 1G. | Election of Director:
Marc F. Racicot | Management | For | For |
| 1H. | Election of Director:
Heidi B. Stanley | Management | For | For |
| 1I. | Election of Director:
R. John Taylor | Management | For | For |
| 1J. | Election of Director:
Dennis P. Vermillion | Management | For | For |
| 1K. | Election of Director:
Janet D. Widmann | Management | For | For |
| 2. | Ratification of the
appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For |
| 3. | Advisory (non-binding)
vote on executive compensation. | Management | For | For |
| SUEZ
SA | | | | |
| Security | | F6327G101 | Meeting Type | MIX |
| Ticker Symbol | | | Meeting Date | 12-May-2020 |
| ISIN | | FR0010613471 | Agenda | 712226631 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | 05 MAR 2020: DELETION
OF COMMENT | Non-Voting | | |
| CMMT | THE
FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | | |
| CMMT | IN
CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | | |
| CMMT | 13
APR 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202003022000376-27 AND-https://www.journal- officiel.gouv.fr/balo/document/202004102000871-44; PLEASE-NOTE THAT THIS IS A REVISION DUE TO DELETION OF COMMENT AND RECEIPT OF- ADDITIONAL URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | |
| O.1 | APPROVAL OF THE CORPORATE
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For |
| O.2 | APPROVAL OF THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For |
| O.3 | ALLOCATION OF INCOME
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND SETTING OF THE DIVIDEND | Management | For | For |
| O.4 | RENEWAL OF THE TERM
OF OFFICE OF MRS. MIRIEM BENSALAH-CHAQROUN AS DIRECTOR | Management | For | For |
| O.5 | RENEWAL OF THE TERM
OF OFFICE OF MRS. DELPHINE ERNOTTE CUNCI AS DIRECTOR | Management | For | For |
| O.6 | RENEWAL OF THE TERM
OF OFFICE OF MR. ISIDRO FAINE CASAS AS DIRECTOR | Management | Against | Against |
| O.7 | RENEWAL OF THE TERM
OF OFFICE OF MR. GUILLAUME THIVOLLE AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Management | For | For |
| O.8 | APPOINTMENT OF MR. PHILIPPE
VARIN AS DIRECTOR | Management | For | For |
| O.9 | RENEWAL OF THE TERM
OF OFFICE OF CABINET MAZARS AS PRINCIPAL STATUTORY AUDITOR | Management | For | For |
| O.10 | APPROVAL OF A NEW REGULATED
AGREEMENT AND OF THE STATUTORY AUDITORS' SPECIAL REPORT ON REGULATED AGREEMENTS REFERRED TO IN ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | For | For |
| O.11 | APPROVAL OF THE INFORMATION
RELATING TO THE COMPENSATION FOR 2019 OF THE CORPORATE OFFICERS MENTIONED IN ARTICLE L. 225-37-3, SECTION I OF THE FRENCH COMMERCIAL CODE | Management | For | For |
| O.12 | APPROVAL OF THE COMPENSATION
PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. GERARD MESTRALLET, CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE PERIOD FROM 1ST JANUARY TO 14TH MAY 2019 | Management | For | For |
| O.13 | APPROVAL OF THE COMPENSATION
PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. JEAN-LOUIS CHAUSSADE, CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE PERIOD FROM 14 MAY TO 31 DECEMBER 2019 | Management | For | For |
| O.14 | APPROVAL OF THE COMPENSATION
PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. JEAN-LOUIS CHAUSSADE, CHIEF EXECUTIVE OFFICER, FOR THE PERIOD FROM 1ST JANUARY TO 14 MAY 2019 | Management | For | For |
| O.15 | APPROVAL OF THE COMPENSATION
PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. BERTRAND CAMUS, CHIEF EXECUTIVE OFFICER, FOR THE PERIOD FROM 14 MAY TO 31 DECEMBER 2019 | Management | For | For |
| O.16 | APPROVAL OF THE COMPENSATION
POLICY OF THE CHAIRMAN OF THE BOARD OF DIRECTORS, MR. JEAN-LOUIS CHAUSSADE, FOR THE FINANCIAL YEAR 2020, FOR THE PERIOD FROM 1ST JANUARY TO 12 MAY 2020 | Management | For | For |
| O.17 | APPROVAL OF THE COMPENSATION
POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS, MR. PHILIPPE VARIN, FOR THE FINANCIAL YEAR 2020, FOR THE PERIOD FROM 12 MAY TO 31 DECEMBER 2020 | Management | For | For |
| O.18 | APPROVAL OF THE COMPENSATION
POLICY FOR THE CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR 2020 | Management | For | For |
| O.19 | APPROVAL OF THE COMPENSATION
POLICY APPLICABLE TO DIRECTORS FOR THE FINANCIAL YEAR 2020 | Management | For | For |
| O.20 | AUTHORIZATION TO BE
GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE SHARES OF THE COMPANY | Management | For | For |
| E.21 | AUTHORIZATION TO BE
GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES HELD BY THE COMPANY | Management | For | For |
| E.22 | DELEGATION
OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S SHARE CAPITAL BY ISSUING, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES | Management | For | For |
| E.23 | DELEGATION
OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S SHARE CAPITAL BY ISSUING, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF A PUBLIC OFFERING, WITH THE EXCEPTION OF AN OFFERING INTENDED EXCLUSIVELY FOR QUALIFIED INVESTORS AND/OR A RESTRICTED CIRCLE OF INVESTORS, COMMON SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES | Management | For | For |
| E.24 | DELEGATION
OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE, BY WAY OF A PUBLIC OFFERING INTENDED EXCLUSIVELY FOR QUALIFIED INVESTORS AND/OR A RESTRICTED CIRCLE OF INVESTORS, COMMON SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT | Management | For | For |
| E.25 | DELEGATION
OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH RETENTION OR CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, WITHIN THE LIMIT OF 15% OF THE INITIAL ISSUE | Management | For | For |
| E.26 | DELEGATION OF POWERS
TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S SHARE CAPITAL AS COMPENSATION FOR CONTRIBUTIONS IN KIND CONSISTING OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL | Management | For | For |
| E.27 | DELEGATION
OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH A SHARE CAPITAL INCREASE IN CONSIDERATION FOR THE CONTRIBUTION OF SECURITIES MADE IN THE CONTEXT OF A PUBLIC EXCHANGE OFFERING INITIATED BY THE COMPANY, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For |
| E.28 | DELEGATION
OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL RESERVED FOR MEMBERS OF SAVINGS PLANS WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER | Management | For | For |
| E.29 | AUTHORIZATION TO BE
GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH THE FREE ALLOCATION OF PERFORMANCE SHARES | Management | For | For |
| E.30 | OVERALL LIMITATION OF
CAPITAL INCREASES | Management | For | For |
| E.31 | AMENDMENT TO ARTICLE
10.2 OF THE COMPANY'S BY-LAWS TO COMPLY WITH THE NEW LEGAL PROVISIONS APPLICABLE TO THE APPOINTMENT OF DIRECTORS REPRESENTING EMPLOYEES | Management | For | For |
| E.32 | AMENDMENT TO ARTICLE
11 OF THE COMPANY'S BY-LAWS IN ORDER TO CHANGE THE AGE LIMIT FOR HOLDING OFFICE AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For |
| E.33 | POWERS TO CARRY OUT
FORMALITIES | Management | For | For |
| HUTCHISON
TELECOMMUNICATIONS HONG KONG HOLDINGS LT | | | | |
| Security | | G4672G106 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 12-May-2020 |
| ISIN | | KYG4672G1064 | Agenda | 712341736 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PLEASE
NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0401/2020040102650.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0401/2020040102674.pdf | Non-Voting | | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | |
| 1 | TO CONSIDER AND ADOPT
THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND THE REPORT OF THE INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For |
| 2 | TO DECLARE A FINAL DIVIDEND | Management | For | For |
| 3.A | TO RE-ELECT MR WOO CHIU
MAN, CLIFF AS A DIRECTOR | Management | Against | Against |
| 3.B | TO RE-ELECT MR LAI KAI
MING, DOMINIC AS A DIRECTOR | Management | Against | Against |
| 3.C | TO RE-ELECT MR IP YUK
KEUNG AS A DIRECTOR | Management | Against | Against |
| 3.D | TO RE-ELECT DR LAN HONG
TSUNG, DAVID AS A DIRECTOR | Management | For | For |
| 3.E | TO AUTHORISE THE BOARD
OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | For | For |
| 4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS
AS THE AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management | For | For |
| 5 | TO GRANT A GENERAL MANDATE
TO THE DIRECTORS TO ISSUE NEW SHARES OF THE COMPANY | Management | For | For |
| 6 | TO GRANT A GENERAL MANDATE
TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY | Management | For | For |
| 7 | TO APPROVE THE AMENDMENTS
TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For |
| ALLETE,
INC. | | | | |
| Security | | 018522300 | Meeting Type | Annual |
| Ticker Symbol | | ALE | Meeting Date | 12-May-2020 |
| ISIN | | US0185223007 | Agenda | 935157051 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Kathryn W. Dindo | Management | For | For |
| 1B. | Election of Director:
George G. Goldfarb | Management | For | For |
| 1C. | Election of Director:
Alan R. Hodnik | Management | For | For |
| 1D. | Election of Director:
James J. Hoolihan | Management | For | For |
| 1E. | Election of Director:
Heidi E. Jimmerson | Management | For | For |
| 1F. | Election of Director:
Madeleine W. Ludlow | Management | For | For |
| 1G. | Election of Director:
Susan K. Nestegard | Management | For | For |
| 1H. | Election of Director:
Douglas C. Neve | Management | For | For |
| 1I. | Election of Director:
Bethany M. Owen | Management | For | For |
| 1J. | Election of Director:
Robert P. Powers | Management | For | For |
| 2. | Advisory vote to approve
executive compensation. | Management | For | For |
| 3. | Ratification of the
selection of PricewaterhouseCoopers LLP as ALLETE's independent registered public accounting firm for 2020. | Management | For | For |
| PNM
RESOURCES, INC. | | | | |
| Security | | 69349H107 | Meeting Type | Annual |
| Ticker Symbol | | PNM | Meeting Date | 12-May-2020 |
| ISIN | | US69349H1077 | Agenda | 935160680 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1a. | Election of Director:
Vicky A. Bailey | Management | For | For |
| 1b. | Election of Director:
Norman P. Becker | Management | For | For |
| 1c. | Election of Director:
Patricia K. Collawn | Management | For | For |
| 1d. | Election of Director:
E. Renae Conley | Management | For | For |
| 1e. | Election of Director:
Alan J. Fohrer | Management | For | For |
| 1f. | Election of Director:
Sidney M. Gutierrez | Management | For | For |
| 1g. | Election of Director:
James A. Hughes | Management | For | For |
| 1h. | Election of Director:
Maureen T. Mullarkey | Management | For | For |
| 1i. | Election of Director:
Donald K. Schwanz | Management | For | For |
| 1j. | Election of Director:
Bruce W. Wilkinson | Management | For | For |
| 2. | Ratify the appointment
of KPMG LLP as our independent registered public accounting firm for 2020. | Management | For | For |
| 3. | Approve, on an advisory
basis, the compensation of the named executive officers as disclosed in the 2020 proxy statement. | Management | For | For |
| 4. | Publish a report on
coal combustion residual matters at San Juan Generating Station. | Shareholder | Abstain | Against |
| KINDER
MORGAN, INC. | | | | |
| Security | | 49456B101 | Meeting Type | Annual |
| Ticker Symbol | | KMI | Meeting Date | 13-May-2020 |
| ISIN | | US49456B1017 | Agenda | 935159043 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Richard D. Kinder | Management | For | For |
| 1B. | Election of Director:
Steven J. Kean | Management | For | For |
| 1C. | Election of Director:
Kimberly A. Dang | Management | For | For |
| 1D. | Election of Director:
Ted A. Gardner | Management | For | For |
| 1E. | Election of Director:
Anthony W. Hall, Jr. | Management | For | For |
| 1F. | Election of Director:
Gary L. Hultquist | Management | For | For |
| 1G. | Election of Director:
Ronald L. Kuehn, Jr. | Management | For | For |
| 1H. | Election of Director:
Deborah A. Macdonald | Management | For | For |
| 1I. | Election of Director:
Michael C. Morgan | Management | For | For |
| 1J. | Election of Director:
Arthur C. Reichstetter | Management | For | For |
| 1K. | Election of Director:
Fayez Sarofim | Management | For | For |
| 1L. | Election of Director:
C. Park Shaper | Management | For | For |
| 1M. | Election of Director:
William A. Smith | Management | For | For |
| 1N. | Election of Director:
Joel V. Staff | Management | For | For |
| 1O. | Election of Director:
Robert F. Vagt | Management | For | For |
| 1P. | Election of Director:
Perry M. Waughtal | Management | For | For |
| 2. | Ratification of the
selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020 | Management | For | For |
| 3. | Approval, on an advisory
basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement. | Management | For | For |
| AMERICAN
WATER WORKS COMPANY, INC. | | | | |
| Security | | 030420103 | Meeting Type | Annual |
| Ticker Symbol | | AWK | Meeting Date | 13-May-2020 |
| ISIN | | US0304201033 | Agenda | 935160248 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Jeffrey N. Edwards | Management | For | For |
| 1B. | Election of Director:
Martha Clark Goss | Management | For | For |
| 1C. | Election of Director:
Veronica M. Hagen | Management | For | For |
| 1D. | Election of Director:
Kimberly J. Harris | Management | For | For |
| 1E. | Election of Director:
Julia L. Johnson | Management | For | For |
| 1F. | Election of Director:
Patricia L. Kampling | Management | For | For |
| 1G. | Election of Director:
Karl F. Kurz | Management | For | For |
| 1H. | Election of Director:
Walter J. Lynch | Management | For | For |
| 1I. | Election of Director:
George MacKenzie | Management | For | For |
| 1J. | Election of Director:
James G. Stavridis | Management | For | For |
| 1K. | Election of Director:
Lloyd M. Yates | Management | For | For |
| 2. | Approval, on an advisory
basis, of the compensation of the Company's named executive officers. | Management | For | For |
| 3. | Ratification of the
appointment, by the Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For |
| XYLEM
INC. | | | | |
| Security | | 98419M100 | Meeting Type | Annual |
| Ticker Symbol | | XYL | Meeting Date | 13-May-2020 |
| ISIN | | US98419M1009 | Agenda | 935165123 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Jeanne Beliveau-Dunn | Management | For | For |
| 1B. | Election of Director:
Patrick K. Decker | Management | For | For |
| 1C. | Election of Director:
Robert F. Friel | Management | For | For |
| 1D. | Election of Director:
Jorge M. Gomez | Management | For | For |
| 1E. | Election of Director:
Victoria D. Harker | Management | For | For |
| 1F. | Election of Director:
Sten E. Jakobsson | Management | For | For |
| 1G. | Election of Director:
Steven R. Loranger | Management | For | For |
| 1H. | Election of Director:
Surya N. Mohapatra, Ph.D. | Management | For | For |
| 1I. | Election of Director:
Jerome A. Peribere | Management | For | For |
| 1J. | Election of Director:
Markos I. Tambakeras | Management | For | For |
| 2. | Ratification of the
appointment of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm for 2020. | Management | For | For |
| 3. | Advisory vote to approve
the compensation of our named executive officers. | Management | For | For |
| 4. | Shareholder proposal
to lower threshold for shareholders to call special meetings from 25% to 15% of Company stock, if properly presented at the meeting. | Shareholder | Against | For |
| ENEL
S.P.A. | | | | |
| Security | | T3679P115 | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | | | Meeting Date | 14-May-2020 |
| ISIN | | IT0003128367 | Agenda | 712492331 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PLEASE NOTE THAT THIS
IS AN AMENDMENT TO MEETING ID 385003 DUE TO DUE TO-RECEIPT OF SLATES UNDER RESOLUTION 6. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU. | Non-Voting | | |
| CMMT | PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU | Non-Voting | | |
| CMMT | PLEASE NOTE THAT AS
PER ART. 106, ITEM 4, OF THE LEGISLATIVE DECREE COVID19-THE PHYSICAL PARTICIPATION TO THE MEETING IS NOT FORESEEN. THANK YOU | Non-Voting | | |
| 1 | BALANCE
SHEET AS OF 31 DECEMBER 2019. BOARD OF DIRECTORS', INTERNAL AND EXTERNAL AUDITORS' REPORTS. RESOLUTIONS RELATED THERETO. TO PRESENT CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2019 AND CONSOLIDATED NON-FINANCIAL DECLARATION FOR FINANCIAL YEAR 2019 | Management | No Action | |
| 2 | PROFIT ALLOCATION | Management | No Action | |
| 3 | TO AUTHORIZE THE PURCHASE
AND DISPOSAL OF OWN SHARES, UPON REVOKING THE EMPOWERMENT GRANTED BY THE ORDINARY SHAREHOLDERS' MEETING HELD ON 16 MAY 2019. RESOLUTIONS RELATED THERETO | Management | No Action | |
| 4 | TO STATE THE BOARD OF
DIRECTORS' MEMBERS NUMBER | Management | No Action | |
| 5 | TO STATE THE BOARD OF
DIRECTORS' TERM OF OFFICE | Management | No Action | |
| CMMT | PLEASE
NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS BOARD OF- DIRECTORS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE-STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF BOARD-OF DIRECTORS | Non-Voting | | |
| 6.1 | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS: LIST PRESENTED BY MINISTERO DELL'ECONOMIA E DELLE FINANZE, REPRESENTING 23.585PCT OF THE STOCK CAPITAL: MICHELE ALBERTO FABIANO CRISOSTOMO, COSTANZA ESCLAPON, FRANCESCO STARACE, ALBERTO MARCHI, MIRELLA PELLEGRINI, MARIANA MAZZUCATO | Shareholder | No Action | |
| 6.2 | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS: LIST PRESENTED BY ABERDEEN STANDARD INVESTMENTS MANAGING FUNDS: STANDARD LIFE ASSURANCE LIMITED, SLTM LIMITED, ABERDEEN STANDARD FUND MANAGERS LIMITED, REASSURE LIMITED; ALLIANZ GLOBAL INVESTORS FUND MANAGING FUNDS: ALLIANZ EUROPEAN EQUITY DIVIDEND, SDV ALLIANZ VGL FONDS - AGI INSUR DEDICA LARGE CAP, SDV ALLIANZ VGL FONDS - AGI SYSPRO VALUE EUROPE; AMUNDI ASSET MANAGEMENT SGR S.P.A. MANAGING FUNDS: AMUNDI DIVIDENDO ITALIA, AMUNDI RISPARMIO ITALIA, AMUNDI SVILUPPO ITALIA, AMUNDI OBIETTIVO RISPARMIO 2022 QUATTRO, AMUNDI OBIETTIVO RISPARMIO 2022 TRE, AMUNDI OBIETTIVO RISPARMIO 2022 DUE, AMUNDI OBIETTIVO RISPARMIO 2022, SECONDA PENSIONE GARANTITA ESG, AMUNDI OBIETTIVO CRESCITA 2022, AMUNDI OBIETTIVO CRESCITA 2022 DUE, AMUNDI BILANCIATO EURO, AMUNDI ESG SELECTION TOP, AMUNDI ESG SELECTION CLASSIC, AMUNDI CEDOLA 2021, AMUNDI DISTRIBUZIONE ATTIVA, AMUNDI ESG SELECTION PLUS, SECONDA PENSIONE PRUDENTE ESG, AMUNDI OBBLIGAZIONARIO PIU A DISTRIBUZIONE, SECONDA PENSIONE BILANCIATA ESG, AMUNDI AZIONARIO VALORE EUROPA A DISTRIBUZIONE, SECONDA PENSIONE SVILUPPO ESG, SECONDA PENSIONE ESPANSIONE ESG; AMUNDI LUXEMBOURG S.A. AMUNDI FUNDS GLOBAL EQUITY SUSTAINABLE INCOME AMUNDI FUNDS EUROPEAN EQUITY SUSTAINABLE INCOME; ANIMA SGR S.P.A. MANAGING FUNDS: ANIMA VISCONTEO, ANIMA ITALIA, ANIMA GEO ITALIA, ANIMA CRESCITA ITALIA, ANIMA SFORZESCO, ANIMA ALTO POTENZIALE ITALIA, ANIMA SELEZIONE EUROPA, ANIMA EUROPA; APG ASSET MANAGEMENT N.V. MANAGING THE FUND: STICHTING DEPOSITARY APG DEVELOPED MARKETS EQUITY POOL; ARCA FONDI SGR S.P.A. MANAGING FUNDS: FONDO ARCA AZIONI ITALIA, FONDO ARCA ECONOMIA REALE BILANCIATO ITALIA 55; BANCOPOSTA FONDI S.P.A. SGR MANAGING FUNDS BANCOPOSTA AZIONARIO INTERNAZIONALE, MIX 1, MIX 2, MIX 3, POSTE INVESTO SOSTENIBILE, BANCOPOSTA AZIONARIO EURO, BANCOPOSTA GLOBAL EQUITY LTE; | Shareholder | No Action | |
| | EPSILON
SGR S.P.A. MANAGING FUNDS: EPSILON FLESSIBILE AZIONI EURO FEBBRAIO 2021, EPSILON MULTIASSET 3 ANNI LUGLIO 2020, EPSILON MULTIASSET VALORE GLOBALE LUGLIO 2022, EPSILON FLESSIBILE AZIONI EURO NOVEMBRE 2020, EPSILON FLESSIBILE AZIONI EURO SETTEMBRE 2020, EPSILON FLESSIBILE AZIONI EURO GIUGNO 2021, EPSILON MULTIASSET VALORE GLOBALE GIUGNO 2021, EPSILON FLESSIBILE AZIONI EURO APRILE 2021, EPSILON ALLOCAZIONE TATTICA APRILE 2020, EPSILON MULTIASSET VALORE GLOBALE SETTEMBRE 2021, EPSILON MULTIASSET VALORE GLOBALE MARZO 2022, EPSILON QVALUE, EPSILON QRETURN, EPSILON QEQUITY, EPSILON DLONGRUN, EPSILON MULTIASSET VALORE GLOBALE DICEMBRE 2021, EPSILON MULTIASSET 3 ANNI MAGGIO 2020, EPSILON MULTIASSET VALORE GLOBALE MAGGIO 2022, EPSILON ALLOCAZIONE TATTICA GIUGNO 2020; EURIZON CAPITAL S.A. MANAGING THE FUND EURIZON FUND COMPARTI: TOP EUROPEAN RESEARCH; ITALIAN EQUITY OPPORTUNITIES, EQUITY EUROPE LTE, EQUITY EURO LTE, EQUITY ITALY SMART VOLATILITY, ACTIVE ALLOCATION, EQUITY INNOVATION; EURIZON INVESTMENT SICAV - EURO EQUITY INSURANCE CAPITAL LIGHT; FIDELITY FUNDS SICAV; FIDEURAM ASSET MANAGEMENT IRELAND MANAGING THE FUND FONDITALIA EQUITY ITALY; FIDEURAM INVESTIMENTI SGR S.P.A. MANAGING FUNDS: FIDEURAM ITALIA, PIANO AZIONI ITALIA, PIANO BILANCIATO ITALIA 30, PIANO BILANCIATO ITALIA 50; INTERFUND SICAV - INTERFUND EQUITY ITALY; GENERALI INVESTMENTS PARTNERS S.P.A. SGR MANAGING FUNDS: GENERALI EURO ACTIONS, GIE FONDO ALTO INTERNAZIONALE AZIONARIO; GENERALI IVESTMENTS LUXEMBOURG S.A. MANAGING FUNDS: GENERALI INVESTMENTS SICAV, GSMART PIR EVOLUZ ITALIA, GSMART PIR VALORE ITALIA, GENERALI MULTIPORTFOLIO SOLUTIONS SICAV; KAIROS PARTNERS SGR S.P.A. AS KAIRO'S INTERNATIONAL SICAVS MANAGEMENT COMPANY SECTIONS: ITALIA, TARGET ITALY ALPHA, EUROPA ESG, KEY; LEGAL E GENERAL INVESTMENT MANAGEMENT MANAGING THE FUND LEGAL E GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED; NN INVESTMENT PARTNERS MANAGING FUNDS: NN (L) EURO HIGH DIVIDEND, NN (L) EURO EQUITY, NN (L) EUROPEAN EQUITY, NN (L) EURO INCOME, NN EUROPE FUND, NN PREMIUM DIVIDEND FUND; MEDIOLANUM INTERNATIONAL FUNDS LIMITED CHALLENGE FUNDS ITALIAN EQUITY; MEDIOLANUM GESTIONE FONDI SGR S.P.A. MANAGING FUNDS: MEDIOLANUM FLESSIBILE FUTURO ITALIA, MEDIOLANUM FLESSIBILE SVILUPPO ITALIA; PRAMERICA SICAV SECTIONS: ITALIAN EQUITY, EURO EQUITY; | | | |
| | ROBECO
UMBRELLA FUND I N.V. ROBECO QI GLOBAL DEVELOPED ENHANCED INDEX EQUITIES FUND; LYXOR ASSET MANAGEMENT MANAGING FUNDS: LYXOR MSCI EUROPE CLIMATE CHANGE (DR) UICTS ETF, LYXOR MSCI WORLD CLIMATE CHANGE (DR) UCITS ETF, LYXOR FTSE EUROPE MINIMUM VARIANCE (DR) UCITS ETF, LYXOR FTSE ITALIA ALL CAP PIR 2020 (DR) UCITS ETF, LYXOR ETF CORE MSCI EMU (DR) MASTER TH, LYXOR CORE MSCI WORLD (DR) UCITS ETF, LYXOR CORE EURO STOXX 300 (DR), LYXOR CORE STOXX EUROPE 600 (DR) - MASTER, LYXOR MSCI EMU VALUE (DR) UCITS ETF, LYXOR GLOBAL GENDER EQUALITY (DR) UCITS ETF, LYXOR CORE EURO STOXX 50 (DR), LYXOR MSCI EUROPE (DR) UCITS ETF, LYXOR EUROSTOXX 50 (DR) UCITS ETF MASTER, LYXOR INDEX FUND EURO; CANDRIAM MANAGING FUNDS: CLEOME INDEX EUROPE EQUITIES, CLEOME INDEX EMU EQUITIES, FRR CANDRIAM LOT101-FRR05X; EURIZON CAPITAL SGR S.P.A MANAGING FUNDS: EURIZON PIR ITALIA 30, EURIZON GLOBAL MULTIASSET SELECTION SETTEMBRE 2022, EURIZON RENDITA, EURIZON AZIONI INTERNAZIONALI, EURIZON AZIONI AREA EURO, EURIZON MULTIASSET TREND DICEMBRE 2022, EURIZON AZIONI EUROPA, EURIZON PROGETTO ITALIA 70, - EURIZON AZIONI ITALIA, EURIZON PIR ITALIA AZIONI, EURIZON PROGETTO ITALIA 40, - EURIZON TOP SELECTION CRESCITA DICEMBRE 2023, EURIZON TOP SELECTION EQUILIBRIO MARZO 2024, EURIZON TOP SELECTION CRESCITA MARZO 2024, EURIZON TOP SELECTION EQUILIBRIO MAGGIO 2024, EURIZON TOP SELECTION CRESCITA MAGGIO 2024, EURIZON TOP SELECTION EQUILIBRIO GIUGNO 2024, EURIZON TOP SELECTION CRESCITA GIUGNO 2024, EURIZON TOP SELECTION CRESCITA SETTEMBRE 2024, EURIZON TOP SELECTION EQUILIBRIO SETTEMBRE 2024, EURIZON TOP SELECTION EQUILIBRIO DICEMBRE 2024, EURIZON TOP SELECTION CRESCITA DICEMBRE 2024, EURIZON TOP SELECTION EQUILIBRIO MARZO 2025, EURIZON TOP SELECTION CRESCITA MARZO 2025, REPRESENTING 2.22728PCT OF THE STOCK CAPITAL: ANNA CHIARA SVELTO, CESARE CALARI, SAMUEL GEORG FRIEDRICH LEUPOLD | | | |
| 7 | TO APPOINT THE BOARD
OF DIRECTORS' CHAIRMAN: MICHELE ALBERTO FABIANO CRISOSTOMO | Management | No Action | |
| 8 | TO STATE THE BOARD OF
DIRECTORS' EMOLUMENT | Management | No Action | |
| 9 | 2020 LONG-TERM INCENTIVE
PLAN ADDRESSED TO ENEL S.P.A. MANAGEMENT AND/OR ITS SUBSIDIARIES AS PER ART. 2359 OF THE ITALIAN CIVIL CODE | Management | No Action | |
| 10.1 | REWARDING POLICY AND
EMOLUMENT PAID REPORT: REWARDING REPORT: FIRST SECTION (BINDING RESOLUTION) | Management | No Action | |
| 10.2 | REWARDING POLICY AND
EMOLUMENT PAID REPORT: EMOLUMENTS PAID REPORT: SECOND SECTION (NON-BINDING RESOLUTION) | Management | No Action | |
| CMMT | 13 MAY 2020: PLEASE
NOTE THAT THIS IS A REVISION DUE TO ADDITION OF DIRECTOR-NAME IN RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | |
| ENGIE
SA | | | | |
| Security | | F7629A107 | Meeting Type | MIX |
| Ticker Symbol | | | Meeting Date | 14-May-2020 |
| ISIN | | FR0010208488 | Agenda | 712503982 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | THE
FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | | |
| CMMT | FOLLOWING
CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | | |
| CMMT | PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202004272001039-51 | Non-Voting | | |
| CMMT | PLEASE
NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 369795 DUE TO CHANGE IN-TEXT OF RESOLUTION 3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | Non-Voting | | |
| O.1 | APPROVAL OF THE CORPORATE
FINANCIAL STATEMENTS AND OPERATIONS FOR THE FINANCIAL YEAR 2019 | Management | For | For |
| O.2 | APPROVAL OF THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019 | Management | For | For |
| O.3 | ALLOCATION OF INCOME
AND DECISION NOT DISTRIBUTE ANY DIVIDEND FOR THE FINANCIAL YEAR 2019 | Management | For | For |
| O.4 | APPROVAL, PURSUANT TO
ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE, OF THE TRANSACTIONAL PROTOCOL AGREEMENT BETWEEN THE COMPANY AND MRS. ISABELLE KOCHER, DIRECTOR AND CHIEF EXECUTIVE OFFICER UNTIL 24 FEBRUARY 2020 | Management | For | For |
| O.5 | APPROVAL OF THE REGULATED
AGREEMENTS REFERRED TO IN ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE THAT WERE PREVIOUSLY APPROVED AND WHICH CONTINUED DURING THE PAST FINANCIAL YEAR | Management | For | For |
| O.6 | AUTHORISATION TO BE
GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO TRADE IN THE SHARES OF THE COMPANY | Management | For | For |
| O.7 | RENEWAL OF THE TERM
OF OFFICE OF MR. FABRICE BREGIER AS DIRECTOR | Management | For | For |
| O.8 | RENEWAL OF THE TERM
OF OFFICE OF LORD PETER RICKETTS OF SHORTLANDS AS DIRECTOR | Management | For | For |
| O.9 | RENEWAL OF THE TERM
OF OFFICE OF ERNST & YOUNG ET AUTRES AS PRINCIPAL STATUTORY AUDITOR | Management | For | For |
| O.10 | RENEWAL OF THE TERM
OF OFFICE OF DELOITTE &ASSOCIES AS PRINCIPAL STATUTORY AUDITOR | Management | For | For |
| O.11 | APPROVAL OF THE INFORMATION
RELATING TO THE COMPENSATION OF CORPORATE OFFICERS PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED IN RESPECT OF THE SAME FINANCIAL YEAR AND REFERRED TO IN ARTICLE L.225-37-3 I OF THE FRENCH COMMERCIAL CODE | Management | For | For |
| O.12 | APPROVAL
OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. JEAN-PIERRE CLAMADIEU, CHAIRMAN OF THE BOARD OF DIRECTORS, MENTIONED IN ARTICLE L.225-37-3 OF THE FRENCH COMMERCIAL CODE | Management | For | For |
| O.13 | APPROVAL OF THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MRS. ISABELLE KOCHER, CHIEF EXECUTIVE OFFICER, MENTIONED IN ARTICLE L.225-37-3 OF THE FRENCH COMMERCIAL CODE | Management | For | For |
| O.14 | APPROVAL OF THE COMPENSATION
POLICY OF DIRECTORS, IN ACCORDANCE WITH ARTICLE L.225- 37-2 II OF THE FRENCH COMMERCIAL CODE | Management | For | For |
| O.15 | APPROVAL OF THE COMPENSATION
POLICY OF THE CHAIRMAN OF THE BOARD OF DIRECTORS, IN ACCORDANCE WITH ARTICLE L.225-37-2 II OF THE FRENCH COMMERCIAL CODE | Management | For | For |
| O.16 | APPROVAL OF THE COMPENSATION
POLICY OF THE CHIEF EXECUTIVE OFFICER FOR THE PERIOD FROM 01 JANUARY TO 24 FEBRUARY 2020, IN ACCORDANCE WITH ARTICLE L.225-37-2 II OF THE FRENCH COMMERCIAL CODE | Management | For | For |
| O.17 | APPROVAL
OF THE COMPENSATION POLICY OF THE CHIEF EXECUTIVE OFFICER APPOINTED ON 24 FEBRUARY 2020 FOR A TRANSITIONAL PERIOD UNTIL THE PROCESS OF APPOINTING A NEW CHIEF EXECUTIVE OFFICER IS COMPLETED, IN ACCORDANCE WITH ARTICLE L.225-37-2 II OF THE FRENCH COMMERCIAL CODE | Management | For | For |
| O.18 | APPROVAL OF THE COMPENSATION
POLICY OF THE CHIEF EXECUTIVE OFFICER WHO WILL BE APPOINTED AT THE END OF THE CURRENT APPOINTMENT PROCESS, IN ACCORDANCE WITH ARTICLE L.225-37-2 II OF THE FRENCH COMMERCIAL CODE | Management | For | For |
| E.19 | DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, (I) TO ISSUE COMMON SHARES AND/OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY AND/OR OF SUBSIDIARIES OF THE COMPANY, AND/OR (II) TO ISSUE TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES (USABLE ONLY OUTSIDE OF PUBLIC OFFER PERIODS | Management | For | For |
| E.20 | DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, (I) TO ISSUE COMMON SHARES AND/OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY AND/OR OF SUBSIDIARIES OF THE COMPANY, AND/OR (II) TO ISSUE TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES (USABLE ONLY OUTSIDE OF PUBLIC OFFER PERIODS | Management | For | For |
| E.21 | DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE OF ORDINARY SHARES OR OTHER TRANSFERABLE SECURITIES WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHTS, IN THE CONTEXT OF AN OFFER REFERRED TO IN ARTICLE L.411- 2 OF THE FRENCH MONETARY AND FINANCIAL CODE (USABLE ONLY OUTSIDE OF PUBLIC OFFER PERIODS | Management | For | For |
| E.22 | DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF AN ISSUE OF SECURITIES WITH OR WITHOUT THE PRE- EMPTIVE SUBSCRIPTION RIGHT, CARRIED OUT PURSUANT TO THE 19TH, 20TH AND 21ST RESOLUTIONS, WITHIN THE LIMIT OF 15% OF THE INITIAL ISSUE (USABLE ONLY OUTSIDE OF THE PERIODS OF PUBLIC OFFERING | Management | For | For |
| E.23 | DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR OTHER TRANSFERABLE SECURITIES IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND OF SECURITIES GRANTED TO THE COMPANY UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL (USABLE ONLY OUTSIDE OF THE PERIODS OF PUBLIC OFFERING | Management | For | For |
| E.24 | LIMITATION OF THE OVERALL
CEILING OF DELEGATIONS TO INCREASE THE CAPITAL IMMEDIATELY AND/OR IN THE FUTURE | Management | For | For |
| E.25 | DELEGATION OF AUTHORITY
TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS | Management | For | For |
| E.26 | AUTHORISATION TO BE
GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES | Management | For | For |
| E.27 | DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, TO EMPLOYEES WHO ARE MEMBERS OF COMPANY SAVINGS PLANS OF THE ENGIE GROUP | Management | For | For |
| E.28 | DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS, IN FAVOUR OF ANY ENTITY HAVING THE EXCLUSIVE EFFECT OF SUBSCRIBING FOR, HOLDING AND TRANSFERRING SHARES OR OTHER FINANCIAL INSTRUMENTS, AS PART OF THE IMPLEMENTATION OF THE ENGIE GROUP'S INTERNATIONAL EMPLOYEE SHAREHOLDING PLAN | Management | For | For |
| E.29 | AMENDMENT TO ARTICLE
2 OF THE BY-LAWS IN ORDER TO UPDATE THE COMPANY'S PURPOSE | Management | For | For |
| E.30 | INTRODUCING OF THE PURPOSE
OF THE COMPANY IN ARTICLE 2 OF THE BY-LAWS AND AMENDMENT OF THE WORDING AND CORRELATIVE RENUMBERING OF THE SAME ARTICLE | Management | For | For |
| E.31 | MISCELLANEOUS STATUTORY
AMENDMENTS IN ORDER TO ALIGN THE BY-LAWS WITH THE LEGAL AND REGULATORY PROVISIONS IN FORCE | Management | For | For |
| E.32 | POWERS FOR THE EXECUTION
OF THE DECISIONS OF THE GENERAL MEETING AND FOR FORMALITIES | Management | For | For |
| APACHE
CORPORATION | | | | |
| Security | | 037411105 | Meeting Type | Annual |
| Ticker Symbol | | APA | Meeting Date | 14-May-2020 |
| ISIN | | US0374111054 | Agenda | 935152885 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A | Election of Director:
Annell R. Bay | Management | For | For |
| 1B | Election of Director:
John J. Christmann IV | Management | For | For |
| 1C | Election of Director:
Juliet S. Ellis | Management | For | For |
| 1D | Election of Director:
Chansoo Joung | Management | For | For |
| 1E | Election of Director:
Rene R. Joyce | Management | For | For |
| 1F | Election of Director:
John E. Lowe | Management | For | For |
| 1G | Election of Director:
William C. Montgomery | Management | For | For |
| 1H | Election of Director:
Amy H. Nelson | Management | For | For |
| 1I | Election of Director:
Daniel W. Rabun | Management | For | For |
| 1J | Election of Director:
Peter A. Ragauss | Management | For | For |
| 2. | Ratification of Ernst
& Young LLP as Apache's Independent Auditors. | Management | For | For |
| 3. | Advisory Vote to Approve
Compensation of Apache's Named Executive Officers. | Management | For | For |
| CONSOLIDATED
EDISON, INC. | | | | |
| Security | | 209115104 | Meeting Type | Annual |
| Ticker Symbol | | ED | Meeting Date | 18-May-2020 |
| ISIN | | US2091151041 | Agenda | 935163282 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
George Campbell, Jr. | Management | For | For |
| 1B. | Election of Director:
Ellen V. Futter | Management | For | For |
| 1C. | Election of Director:
John F. Killian | Management | For | For |
| 1D. | Election of Director:
John McAvoy | Management | For | For |
| 1E. | Election of Director:
William J. Mulrow | Management | For | For |
| 1F. | Election of Director:
Armando J. Olivera | Management | For | For |
| 1G. | Election of Director:
Michael W. Ranger | Management | For | For |
| 1H. | Election of Director:
Linda S. Sanford | Management | For | For |
| 1I. | Election of Director:
Deirdre Stanley | Management | For | For |
| 1J. | Election of Director:
L.Frederick Sutherland | Management | For | For |
| 2. | Ratification of appointment
of independent accountants. | Management | For | For |
| 3. | Advisory vote to approve
named executive officer compensation. | Management | For | For |
| SOLAREDGE
TECHNOLOGIES, INC. | | | | |
| Security | | 83417M104 | Meeting Type | Annual |
| Ticker Symbol | | SEDG | Meeting Date | 18-May-2020 |
| ISIN | | US83417M1045 | Agenda | 935173170 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Tal Payne | Management | For | For |
| 1B. | Election of Director:
Marcel Gani | Management | For | For |
| 2. | Ratification of appointment
of EY as independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For |
| 3. | Approval of, on an advisory
and non-binding basis, the compensation of our named executive officers (the "Say- on-Pay Proposal"). | Management | For | For |
| FLUIDRA,
SA | | | | |
| Security | | E52619108 | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | | | Meeting Date | 19-May-2020 |
| ISIN | | ES0137650018 | Agenda | 712416901 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1 | APPROVAL OF INDIVIDUAL
AND CONSOLIDATED ANNUAL ACCOUNTS AND MANAGEMENT REPORTS | Management | For | For |
| 2 | APPROVAL OF THE NON
FINANCIAL INFORMATION REPORT | Management | For | For |
| 3 | ALLOCATION OF RESULTS | Management | For | For |
| 4 | APPROVAL OF THE MANAGEMENT
OF THE BOARD OF DIRECTORS | Management | For | For |
| 5 | APPOINTMENT OF MS ESTHER
BERROZPE GALINDO AS DIRECTOR | Management | For | For |
| 6 | APPOINTMENT OF MR BRIAN
MCDONALD AS DIRECTOR | Management | For | For |
| 7 | CONSULTIVE VOTE REGARDING
THE ANNUAL REMUNERATION REPORT OF THE BOARD OF DIRECTORS | Management | For | For |
| 8 | DELEGATION OF POWERS
TO THE BOARD OF DIRECTORS TO IMPLEMENT AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE GENERAL MEETING | Management | For | For |
| FIRSTENERGY
CORP. | | | | |
| Security | | 337932107 | Meeting Type | Annual |
| Ticker Symbol | | FE | Meeting Date | 19-May-2020 |
| ISIN | | US3379321074 | Agenda | 935157342 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Michael J. Anderson | Management | For | For |
| 1B. | Election of Director:
Steven J. Demetriou | Management | For | For |
| 1C. | Election of Director:
Julia L. Johnson | Management | For | For |
| 1D. | Election of Director:
Charles E. Jones | Management | For | For |
| 1E. | Election of Director:
Donald T. Misheff | Management | For | For |
| 1F. | Election of Director:
Thomas N. Mitchell | Management | For | For |
| 1G. | Election of Director:
James F. O'Neil III | Management | For | For |
| 1H. | Election of Director:
Christopher D. Pappas | Management | For | For |
| 1I. | Election of Director:
Sandra Pianalto | Management | For | For |
| 1J. | Election of Director:
Luis A. Reyes | Management | For | For |
| 1K. | Election of Director:
Leslie M. Turner | Management | For | For |
| 2. | Ratify the Appointment
of the Independent Registered Public Accounting Firm for 2020. | Management | For | For |
| 3. | Approve, on an Advisory
Basis, Named Executive Officer Compensation. | Management | For | For |
| 4. | Approve the FirstEnergy
Corp. 2020 Incentive Compensation Plan. | Management | For | For |
| 5. | Approve a Management
Proposal to Amend the Company's Amended and Restated Code of Regulations to authorize the Board of Directors to make certain future amendments to the Company's Amended and Restated Code of Regulations. | Management | Against | Against |
| 6. | Shareholder Proposal
Requesting Removal of Aggregation Limit for Proxy Access Groups. | Shareholder | Against | For |
| UNITED
STATES CELLULAR CORPORATION | | | | |
| Security | | 911684108 | Meeting Type | Annual |
| Ticker Symbol | | USM | Meeting Date | 19-May-2020 |
| ISIN | | US9116841084 | Agenda | 935166567 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | J. S. Crowley | For | For |
| | 2 | G. P. Josefowicz | For | For |
| | 3 | C. D. Stewart | For | For |
| 2. | Ratify accountants for
2020 | Management | For | For |
| 3. | Advisory vote to approve
executive compensation | Management | For | For |
| MGE
ENERGY, INC. | | | | |
| Security | | 55277P104 | Meeting Type | Annual |
| Ticker Symbol | | MGEE | Meeting Date | 19-May-2020 |
| ISIN | | US55277P1049 | Agenda | 935166618 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | James G. Berbee | For | For |
| | 2 | Londa J. Dewey | For | For |
| | 3 | Thomas R. Stolper | For | For |
| 2. | Approve the MGE Energy
2021 long-term incentive plan. | Management | For | For |
| 3. | Ratification of the
appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year 2020. | Management | For | For |
| 4. | Advisory Vote: Approval
of the compensation of the named executive officers as disclosed in the proxy statement under the heading "Executive Compensation". | Management | For | For |
| 5. | Advisory Vote: Shareholder
Proposal - Nominate Environmental Expert to the MGE Energy Board of Directors. | Shareholder | Against | For |
| MIDDLESEX
WATER COMPANY | | | | |
| Security | | 596680108 | Meeting Type | Annual |
| Ticker Symbol | | MSEX | Meeting Date | 19-May-2020 |
| ISIN | | US5966801087 | Agenda | 935171835 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | James F. Cosgrove Jr. | For | For |
| 2. | To provide a non-binding
advisory vote to approve named executive officer compensation. | Management | For | For |
| 3. | To ratify the appointment
of Baker Tilly Virchow Krause, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For |
| AMERICAN
STATES WATER COMPANY | | | | |
| Security | | 029899101 | Meeting Type | Annual |
| Ticker Symbol | | AWR | Meeting Date | 19-May-2020 |
| ISIN | | US0298991011 | Agenda | 935176330 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Mr. John R. Fielder | For | For |
| | 2 | Mr. C. James Levin | For | For |
| | 3 | Ms. Janice F. Wilkins | For | For |
| 2. | Advisory vote to approve
the compensation of our named executive officers. | Management | For | For |
| 3. | To ratify the appointment
of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For |
| NISOURCE
INC. | | | | |
| Security | | 65473P105 | Meeting Type | Annual |
| Ticker Symbol | | NI | Meeting Date | 19-May-2020 |
| ISIN | | US65473P1057 | Agenda | 935187573 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Peter A. Altabef | Management | For | For |
| 1B. | Election of Director:
Theodore H. Bunting, Jr. | Management | For | For |
| 1C. | Election of Director:
Eric L. Butler | Management | For | For |
| 1D. | Election of Director:
Aristides S. Candris | Management | For | For |
| 1E. | Election of Director:
Wayne S. DeVeydt | Management | For | For |
| 1F. | Election of Director:
Joseph Hamrock | Management | For | For |
| 1G. | Election of Director:
Deborah A. Henretta | Management | For | For |
| 1H. | Election of Director:
Deborah A. P. Hersman | Management | For | For |
| 1I. | Election of Director:
Michael E. Jesanis | Management | For | For |
| 1J. | Election of Director:
Kevin T. Kabat | Management | For | For |
| 1K. | Election of Director:
Carolyn Y. Woo | Management | For | For |
| 1L. | Election of Director:
Lloyd M. Yates | Management | For | For |
| 2. | To approve named executive
officer compensation on an advisory basis. | Management | For | For |
| 3. | To ratify the appointment
of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For |
| 4. | To approve the NiSource
Inc. 2020 Omnibus Incentive Plan. | Management | For | For |
| 5. | To consider a stockholder
proposal regarding stockholder right to act by written consent. | Shareholder | Against | For |
| ROYAL
DUTCH SHELL PLC | | | | |
| Security | | 780259206 | Meeting Type | Annual |
| Ticker Symbol | | RDSA | Meeting Date | 19-May-2020 |
| ISIN | | US7802592060 | Agenda | 935198627 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | Receipt of Annual Report
& Accounts | Management | For | For |
| 2. | Approval of Directors'
Remuneration Policy | Management | For | For |
| 3. | Approval of Directors'
Remuneration Report | Management | For | For |
| 4. | Appointment of Dick
Boer as a Director of the Company | Management | For | For |
| 5. | Appointment of Andrew
Mackenzie as a Director of the Company | Management | For | For |
| 6. | Appointment of Martina
Hund-Mejean as a Director of the Company | Management | For | For |
| 7. | Reappointment of Director:
Ben van Beurden | Management | For | For |
| 8. | Reappointment of Director:
Neil Carson | Management | For | For |
| 9. | Reappointment of Director:
Ann Godbehere | Management | For | For |
| 10. | Reappointment of Director:
Euleen Goh | Management | For | For |
| 11. | Reappointment of Director:
Charles O. Holliday | Management | For | For |
| 12. | Reappointment of Director:
Catherine Hughes | Management | For | For |
| 13. | Reappointment of Director:
Sir Nigel Sheinwald | Management | For | For |
| 14. | Reappointment of Director:
Jessica Uhl | Management | For | For |
| 15. | Reappointment of Director:
Gerrit Zalm | Management | For | For |
| 16. | Reappointment of Auditors | Management | For | For |
| 17. | Remuneration of Auditors | Management | For | For |
| 18. | Authority to allot shares | Management | For | For |
| 19. | Disapplication of pre-emption
rights | Management | Against | Against |
| 20. | Authority to purchase
own shares | Management | For | For |
| 21. | Shareholder Resolution | Shareholder | Abstain | Against |
| ORANGE | | | | |
| Security | | 684060106 | Meeting Type | Annual |
| Ticker Symbol | | ORAN | Meeting Date | 19-May-2020 |
| ISIN | | US6840601065 | Agenda | 935199340 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| O1 | Approval of the statutory
financial statements for the fiscal year ended December 31, 2019 | Management | For | For |
| O2 | Approval of the consolidated
financial statements for the fiscal year ended December 31, 2019 | Management | For | For |
| O3 | Allocation of income
for the fiscal year ended December 31, 2019 as stated in the Company's annual financial statements | Management | For | For |
| O4 | Agreements provided
for in Article L. 225-38 of the French Commercial Code | Management | For | For |
| O5 | Appointment of Mr. Frédéric
Sanchez as a new director | Management | For | For |
| O6 | Renewal of the term
of office of Mrs. Christel Heydemann as director | Management | For | For |
| O7 | Renewal of the term
of office of Mr. Bernard Ramanantsoa as director | Management | For | For |
| O8 | Appointment of Mrs.
Laurence Dalboussière as director representing the employee shareholders | Management | For | For |
| O9 | Approval of the information
referred to in Article L. 225- 37-3 I. of the French Commercial Code, pursuant to Article L. 225-100 II. of the French Commercial Code | Management | For | For |
| O10 | Approval
of the elements of compensation paid during the fiscal year ended December 31, 2019 or allocated for the same fiscal year to Mr. Stéphane Richard, Chairman and Chief Executive Officer, pursuant to article L. 225- 100 III of the French Commercial Code | Management | For | For |
| O11 | Approval
of the elements of compensation paid during the fiscal year ended December 31, 2019 or allocated for the same fiscal year to Mr. Ramon Fernandez, Deputy Chief Executive Officer Delegate, pursuant to article L. 225-100 III of the French Commercial Code | Management | For | For |
| O12 | Approval
of the elements of compensation paid during the fiscal year ended December 31, 2019 or allocated for the same fiscal year to Mr. Gervais Pellissier, Deputy Chief Executive Officer Delegate, pursuant to article L. 225-100 III of the French Commercial Code | Management | For | For |
| O13 | Approval of the compensation
policy for the Chairman and Chief Executive Officer, pursuant to Article L. 225- 37-2 of the French Commercial Code | Management | For | For |
| O14 | Approval of the compensation
policy for the Deputy Chief Executive Officer Delegates, pursuant to Article L. 225- 37-2 of the French Commercial Code | Management | For | For |
| O15 | Approval of the compensation
policy for non-executive directors, pursuant to Article L. 225-37-2 of the French Commercial Code | Management | For | For |
| O16 | Authorization to be
granted to the Board of Directors to purchase or transfer shares of the Company | Management | For | For |
| E17 | Amendment of Article
2 of the By-laws to insert the Company's purpose | Management | For | For |
| E18 | Amendments to Article
13.1 and Article 13.2 of the By- laws regarding the election of directors elected by the employees | Management | For | For |
| E19 | Authorization given
to the Board of Directors to allocate Company's shares for free to Corporate Officers and certain Orange group employees without shareholder preferential subscription rights | Management | For | For |
| E20 | Delegation of authority
to the Board of Directors to issue shares or complex securities reserved for members of savings plans without shareholder preferential subscription rights | Management | For | For |
| E21 | Authorization to the
Board of Directors to reduce the share capital through the cancellation of shares | Management | For | For |
| E22 | Amendment
to Article 13 of the Bylaws to take into account registered shares directly held by employees whose free allocation has been allowed by the Extraordinary Shareholders' Meeting of the Company prior to the publication of French Law No 2015-990 of August 6, 2015 | Management | For | For |
| O23 | Payment in shares of
the interim dividend - Delegation of powers to the Board of Directors whether or not to offer an option between payment of the interim dividend in cash or in shares | Management | For | For |
| O24 | Powers for formalities | Management | For | For |
| A | Amendment to the sixteenth
resolution - Authorization to be granted to the Board of Directors to purchase or transfer shares in the Company - ordinary | Shareholder | Against | For |
| B | Amendment to Article
13 of the Bylaws - Plurality of directorships-extraordinary | Shareholder | Against | For |
| C | Amendment to the nineteenth
resolution - Authorization given to the Board of Directors to allocate Company's shares for free to Corporate Officers and certain Orange group employees without shareholder subscription rights - extraordinary | Shareholder | Against | For |
| D | Share capital increase
in cash reserved for members of savings plans without shareholder subscription rights- extraordinary | Shareholder | Against | For |
| TELEFONICA
DEUTSCHLAND HOLDING AG | | | | |
| Security | | D8T9CK101 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 20-May-2020 |
| ISIN | | DE000A1J5RX9 | Agenda | 712471426 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | FROM
10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | |
| CMMT | PLEASE
NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | | |
| CMMT | THE
VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | | |
| CMMT | ACCORDING
TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | | |
| | PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | | | |
| CMMT | FURTHER
INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | | |
| 1 | RECEIVE FINANCIAL STATEMENTS
AND STATUTORY REPORTS FOR FISCAL 2019 | Non-Voting | | |
| 2 | APPROVE ALLOCATION OF
INCOME AND DIVIDENDS OF EUR 0.17 PER SHARE | Management | No Action | |
| 3 | APPROVE DISCHARGE OF
MANAGEMENT BOARD FOR FISCAL 2019 | Management | No Action | |
| 4 | APPROVE DISCHARGE OF
SUPERVISORY BOARD FOR FISCAL 2019 | Management | No Action | |
| 5.1 | RATIFY PRICEWATERHOUSECOOPERS
GMBH AS AUDITORS FOR FISCAL 2020 | Management | No Action | |
| 5.2 | RATIFY PRICEWATERHOUSECOOPERS
GMBH AS AUDITORS FOR THE 2021 INTERIM FINANCIAL STATEMENTS UNTIL THE 2021 AGM | Management | No Action | |
| 6 | ELECT PETER LOESCHER
TO THE SUPERVISORY BOARD | Management | No Action | |
| 7 | APPROVE REMUNERATION
OF SUPERVISORY BOARD | Management | No Action | |
| 8.1 | AMEND ARTICLES OF ASSOCIATION | Management | No Action | |
| 8.2 | AMEND ARTICLES RE: AGM
LOCATION | Management | No Action | |
| 8.3 | AMEND ARTICLES RE: EDITORIAL
CHANGES | Management | No Action | |
| CENTURYLINK,
INC. | | | | |
| Security | | 156700106 | Meeting Type | Annual |
| Ticker Symbol | | CTL | Meeting Date | 20-May-2020 |
| ISIN | | US1567001060 | Agenda | 935174487 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Martha H. Bejar | Management | For | For |
| 1B. | Election of Director:
Virginia Boulet | Management | For | For |
| 1C. | Election of Director:
Peter C. Brown | Management | For | For |
| 1D. | Election of Director:
Kevin P. Chilton | Management | For | For |
| 1E. | Election of Director:
Steven T. Clontz | Management | For | For |
| 1F. | Election of Director:
T. Michael Glenn | Management | For | For |
| 1G. | Election of Director:
W. Bruce Hanks | Management | For | For |
| 1H. | Election of Director:
Hal S. Jones | Management | For | For |
| 1I. | Election of Director:
Michael J. Roberts | Management | For | For |
| 1J. | Election of Director:
Laurie A. Siegel | Management | For | For |
| 1K. | Election of Director:
Jeffrey K. Storey | Management | For | For |
| 2. | Ratify the appointment
of KPMG LLP as our independent auditor for 2020. | Management | For | For |
| 3. | Amend our 2018 Equity
Incentive Plan. | Management | For | For |
| 4. | Advisory vote to approve
our executive compensation. | Management | For | For |
| ONEOK,
INC. | | | | |
| Security | | 682680103 | Meeting Type | Annual |
| Ticker Symbol | | OKE | Meeting Date | 20-May-2020 |
| ISIN | | US6826801036 | Agenda | 935176289 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Brian L. Derksen | Management | For | For |
| 1B. | Election of Director:
Julie H. Edwards | Management | For | For |
| 1C. | Election of Director:
John W. Gibson | Management | For | For |
| 1D. | Election of Director:
Mark W. Helderman | Management | For | For |
| 1E. | Election of Director:
Randall J. Larson | Management | For | For |
| 1F. | Election of Director:
Steven J. Malcolm | Management | For | For |
| 1G. | Election of Director:
Jim W. Mogg | Management | For | For |
| 1H. | Election of Director:
Pattye L. Moore | Management | For | For |
| 1I. | Election of Director:
Gary D. Parker | Management | For | For |
| 1J. | Election of Director:
Eduardo A. Rodriguez | Management | For | For |
| 1K. | Election of Director:
Terry K. Spencer | Management | For | For |
| 2. | Ratification of the
selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2020. | Management | For | For |
| 3. | An advisory vote to
approve ONEOK, Inc.'s executive compensation. | Management | For | For |
| CHINA
MOBILE LIMITED | | | | |
| Security | | 16941M109 | Meeting Type | Annual |
| Ticker Symbol | | CHL | Meeting Date | 20-May-2020 |
| ISIN | | US16941M1099 | Agenda | 935200066 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | To receive and consider
the audited financial statements and the Reports of the Directors and Auditors of the Company and its subsidiaries for the year ended 31 December 2019. | Management | For | For |
| 2. | To declare a final dividend
for the year ended 31 December 2019. | Management | For | For |
| 3. | To re-elect Mr. Wang
Yuhang as an executive director of the Company. | Management | For | For |
| 4A. | Re-election of independent
non-executive director of the Company: Mr. Paul Chow Man Yiu | Management | For | For |
| 4B. | Re-election of independent
non-executive director of the Company: Mr. Stephen Yiu Kin Wah | Management | For | For |
| 5. | To re-appoint PricewaterhouseCoopers
and PricewaterhouseCoopers Zhong Tian LLP as the auditors of the Group for Hong Kong financial reporting and U.S. financial reporting purposes, respectively, and to authorize the directors to fix their remuneration. | Management | For | For |
| 6. | To give a general mandate
to the directors of the Company to buy back shares in the Company not exceeding 10% of the number of issued shares in accordance with ordinary resolution number 6 as set out in the AGM Notice. | Management | For | For |
| 7. | To give a general mandate
to the directors of the Company to issue, allot and deal with additional shares in the Company not exceeding 20% of the number of issued shares in accordance with ordinary resolution number 7 as set out in the AGM Notice. | Management | Against | Against |
| 8. | To extend the general
mandate granted to the directors of the Company to issue, allot and deal with shares by the number of shares bought back in accordance with ordinary resolution number 8 as set out in the AGM Notice. | Management | Against | Against |
| 9. | To approve and adopt
the Share Option Scheme and related matters in accordance with ordinary resolution number 9 as set out in the AGM Notice. | Management | For | For |
| ONE
GAS, INC | | | | |
| Security | | 68235P108 | Meeting Type | Annual |
| Ticker Symbol | | OGS | Meeting Date | 21-May-2020 |
| ISIN | | US68235P1084 | Agenda | 935164309 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director:
Robert B. Evans | Management | For | For |
| 1.2 | Election of Director:
John W. Gibson | Management | For | For |
| 1.3 | Election of Director:
Tracy E. Hart | Management | For | For |
| 1.4 | Election of Director:
Michael G. Hutchinson | Management | For | For |
| 1.5 | Election of Director:
Pattye L. Moore | Management | For | For |
| 1.6 | Election of Director:
Pierce H. Norton II | Management | For | For |
| 1.7 | Election of Director:
Eduardo A. Rodriguez | Management | For | For |
| 1.8 | Election of Director:
Douglas H. Yaeger | Management | For | For |
| 2. | Ratification of the
selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONE Gas, Inc. for the year ending December 31, 2020. | Management | For | For |
| 3. | Advisory vote to approve
the Company's executive compensation. | Management | For | For |
| IDACORP,
INC. | | | | |
| Security | | 451107106 | Meeting Type | Annual |
| Ticker Symbol | | IDA | Meeting Date | 21-May-2020 |
| ISIN | | US4511071064 | Agenda | 935171669 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Darrel T. Anderson | For | For |
| | 2 | Thomas Carlile | For | For |
| | 3 | Richard J. Dahl | For | For |
| | 4 | Annette G. Elg | For | For |
| | 5 | Lisa A. Grow | For | For |
| | 6 | Ronald W. Jibson | For | For |
| | 7 | Judith A. Johansen | For | For |
| | 8 | Dennis L. Johnson | For | For |
| | 9 | Christine King | For | For |
| | 10 | Richard J. Navarro | For | For |
| 2. | Advisory resolution
to approve executive compensation. | Management | For | For |
| 3. | Ratify the appointment
of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For |
| NEXTERA
ENERGY, INC. | | | | |
| Security | | 65339F101 | Meeting Type | Annual |
| Ticker Symbol | | NEE | Meeting Date | 21-May-2020 |
| ISIN | | US65339F1012 | Agenda | 935172661 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Sherry S. Barrat | Management | For | For |
| 1B. | Election of Director:
James L. Camaren | Management | For | For |
| 1C. | Election of Director:
Kenneth B. Dunn | Management | For | For |
| 1D. | Election of Director:
Naren K. Gursahaney | Management | For | For |
| 1E. | Election of Director:
Kirk S. Hachigian | Management | For | For |
| 1F. | Election of Director:
Toni Jennings | Management | For | For |
| 1G. | Election of Director:
Amy B. Lane | Management | For | For |
| 1H. | Election of Director:
David L. Porges | Management | For | For |
| 1I. | Election of Director:
James L. Robo | Management | For | For |
| 1J. | Election of Director:
Rudy E. Schupp | Management | For | For |
| 1K. | Election of Director:
John L. Skolds | Management | For | For |
| 1L. | Election of Director:
William H. Swanson | Management | For | For |
| 1M. | Election of Director:
Darryl L. Wilson | Management | For | For |
| 2. | Ratification of appointment
of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2020 | Management | For | For |
| 3. | Approval, by non-binding
advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement | Management | For | For |
| 4. | A proposal entitled
"Political Contributions Disclosure" to request semiannual reports disclosing political contribution policies and expenditures | Shareholder | Against | For |
| 5. | A proposal entitled
"Right to Act by Written Consent" to request action by written consent of shareholders | Shareholder | Against | For |
| OGE
ENERGY CORP. | | | | |
| Security | | 670837103 | Meeting Type | Annual |
| Ticker Symbol | | OGE | Meeting Date | 21-May-2020 |
| ISIN | | US6708371033 | Agenda | 935176304 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Frank A. Bozich | Management | For | For |
| 1B. | Election of Director:
James H. Brandi | Management | For | For |
| 1C. | Election of Director:
Peter D. Clarke | Management | For | For |
| 1D. | Election of Director:
Luke R. Corbett | Management | For | For |
| 1E. | Election of Director:
David L. Hauser | Management | For | For |
| 1F. | Election of Director:
Judy R. McReynolds | Management | For | For |
| 1G. | Election of Director:
David E. Rainbolt | Management | For | For |
| 1H. | Election of Director:
J. Michael Sanner | Management | For | For |
| 1I. | Election of Director:
Sheila G. Talton | Management | For | For |
| 1J. | Election of Director:
Sean Trauschke | Management | For | For |
| 2. | Ratification of the
appointment of Ernst & Young LLP as the Company's principal independent accountants for 2020. | Management | For | For |
| 3. | Advisory Vote to Approve
Named Executive Officer Compensation. | Management | For | For |
| 4. | Amendment of the Restated
Certificate of Incorporation to Eliminate Supermajority Voting Provisions. | Management | For | For |
| 5. | Shareholder Proposal
Regarding Allowing Shareholders to Act by Written Consent. | Shareholder | Against | For |
| ALLIANT
ENERGY CORPORATION | | | | |
| Security | | 018802108 | Meeting Type | Annual |
| Ticker Symbol | | LNT | Meeting Date | 21-May-2020 |
| ISIN | | US0188021085 | Agenda | 935178257 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Patrick E. Allen | For | For |
| | 2 | Michael D. Garcia | For | For |
| | 3 | Singleton B. McAllister | For | For |
| | 4 | Susan D. Whiting | For | For |
| 2. | Advisory vote to approve
the compensation of our named executive officers. | Management | For | For |
| 3. | Approve the Alliant
Energy Corporation 2020 Omnibus Incentive Plan. | Management | For | For |
| 4. | Ratification of the
appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For |
| XCEL
ENERGY INC. | | | | |
| Security | | 98389B100 | Meeting Type | Annual |
| Ticker Symbol | | XEL | Meeting Date | 22-May-2020 |
| ISIN | | US98389B1008 | Agenda | 935174021 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Lynn Casey | Management | For | For |
| 1B. | Election of Director:
Ben Fowke | Management | For | For |
| 1C. | Election of Director:
Netha N. Johnson | Management | For | For |
| 1D. | Election of Director:
George J. Kehl | Management | For | For |
| 1E. | Election of Director:
Richard T. O'Brien | Management | For | For |
| 1F. | Election of Director:
David K. Owens | Management | For | For |
| 1G. | Election of Director:
Christopher J. Policinski | Management | For | For |
| 1H. | Election of Director:
James T. Prokopanko | Management | For | For |
| 1I. | Election of Director:
A. Patricia Sampson | Management | For | For |
| 1J. | Election of Director:
James J. Sheppard | Management | For | For |
| 1K. | Election of Director:
David A. Westerlund | Management | For | For |
| 1L. | Election of Director:
Kim Williams | Management | For | For |
| 1M. | Election of Director:
Timothy V. Wolf | Management | For | For |
| 1N. | Election of Director:
Daniel Yohannes | Management | For | For |
| 2. | Company proposal to
approve, on an advisory basis, executive compensation. | Management | For | For |
| 3. | Company proposal to
ratify the appointment of Deloitte & Touche LLP as Xcel Energy Inc.'s independent registered public accounting firm for 2020 | Management | For | For |
| 4. | Shareholder proposal
regarding a report on the costs and benefits of Xcel Energy's voluntary climate-related activities. | Shareholder | Abstain | Against |
| FLOWSERVE
CORPORATION | | | | |
| Security | | 34354P105 | Meeting Type | Annual |
| Ticker Symbol | | FLS | Meeting Date | 22-May-2020 |
| ISIN | | US34354P1057 | Agenda | 935176378 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
R. Scott Rowe | Management | For | For |
| 1B. | Election of Director:
Sujeet Chand | Management | For | For |
| 1C. | Election of Director:
Ruby R. Chandy | Management | For | For |
| 1D. | Election of Director:
Gayla J. Delly | Management | For | For |
| 1E. | Election of Director:
Roger L. Fix | Management | For | For |
| 1F. | Election of Director:
John R. Friedery | Management | For | For |
| 1G. | Election of Director:
John L. Garrison | Management | For | For |
| 1H. | Election of Director:
Michael C. McMurray | Management | For | For |
| 1I. | Election of Director:
David E. Roberts | Management | For | For |
| 2. | Advisory vote to approve
named executive officer compensation. | Management | For | For |
| 3. | Ratification of the
appointment of PricewaterhouseCoopers LLP to serve as the Company's independent auditor for 2020. | Management | For | For |
| 4. | Amendments to the Company's
Certificate of Incorporation to allow shareholder action by less than unanimous written consent. | Management | For | For |
| 5. | A shareholder proposal
on advisory vote for amendments to organizational documents. | Shareholder | Against | For |
| CHINA
UNICOM LIMITED | | | | |
| Security | | 16945R104 | Meeting Type | Annual |
| Ticker Symbol | | CHU | Meeting Date | 25-May-2020 |
| ISIN | | US16945R1041 | Agenda | 935208199 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1 | To receive and consider
the financial statements and the Reports of the Directors and of the Independent Auditor for the year ended 31 December 2019. | Management | For | For |
| 2 | To declare a final dividend
for the year ended 31 December 2019. | Management | For | For |
| 3A1 | To re-elect Mr. Li Fushen
as a Director | Management | For | For |
| 3A2 | To re-elect Mr. Fan
Yunjun as a Director | Management | For | For |
| 3A3 | To re-elect Mrs. Law
Fan Chiu Fun Fanny as a Director | Management | For | For |
| 3B | To authorise the Board
of Directors to fix the remuneration of the Directors. | Management | For | For |
| 4 | To re-appoint Auditor,
and to authorise the Board of Directors to fix their remuneration for the year ending 31 December 2020. | Management | For | For |
| 5 | To grant a general mandate
to the Directors to buy back shares in the Company not exceeding 10% of the total number of the existing shares in the Company in issue. | Management | For | For |
| 6 | To grant a general mandate
to the Directors to issue, allot and deal with additional shares in the Company not exceeding 20% of the total number of the existing shares in the Company in issue. | Management | Against | Against |
| 7 | To extend the general
mandate granted to the Directors to issue, allot and deal with shares by the number of shares bought back. | Management | Against | Against |
| EXXON
MOBIL CORPORATION | | | | |
| Security | | 30231G102 | Meeting Type | Annual |
| Ticker Symbol | | XOM | Meeting Date | 27-May-2020 |
| ISIN | | US30231G1022 | Agenda | 935176443 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Susan K. Avery | Management | For | For |
| 1B. | Election of Director:
Angela F. Braly | Management | For | For |
| 1C. | Election of Director:
Ursula M. Burns | Management | For | For |
| 1D. | Election of Director:
Kenneth C. Frazier | Management | For | For |
| 1E. | Election of Director:
Joseph L. Hooley | Management | For | For |
| 1F. | Election of Director:
Steven A. Kandarian | Management | For | For |
| 1G. | Election of Director:
Douglas R. Oberhelman | Management | For | For |
| 1H. | Election of Director:
Samuel J. Palmisano | Management | For | For |
| 1I. | Election of Director:
William C. Weldon | Management | For | For |
| 1J. | Election of Director:
Darren W. Woods | Management | For | For |
| 2. | Ratification of Independent
Auditors (page 29) | Management | For | For |
| 3. | Advisory Vote to Approve
Executive Compensation (page 30) | Management | For | For |
| 4. | Independent Chairman
(page 59) | Shareholder | Against | For |
| 5. | Special Shareholder
Meetings (page 61) | Shareholder | Against | For |
| 6. | Report on Environmental
Expenditures (page 62) | Shareholder | Abstain | Against |
| 7. | Report on Risks of Petrochemical
Investments (page 64) | Shareholder | Abstain | Against |
| 8. | Report on Political
Contributions (page 66) | Shareholder | Abstain | Against |
| 9. | Report on Lobbying (page
67) | Shareholder | Abstain | Against |
| THE
SOUTHERN COMPANY | | | | |
| Security | | 842587107 | Meeting Type | Annual |
| Ticker Symbol | | SO | Meeting Date | 27-May-2020 |
| ISIN | | US8425871071 | Agenda | 935182371 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Janaki Akella | Management | For | For |
| 1B. | Election of Director:
Juanita Powell Baranco | Management | For | For |
| 1C. | Election of Director:
Jon A. Boscia | Management | For | For |
| 1D. | Election of Director:
Henry A. Clark III | Management | For | For |
| 1E. | Election of Director:
Anthony F. Earley, Jr. | Management | For | For |
| 1F. | Election of Director:
Thomas A. Fanning | Management | For | For |
| 1G. | Election of Director:
David J. Grain | Management | For | For |
| 1H. | Election of Director:
Donald M. James | Management | For | For |
| 1I. | Election of Director:
John D. Johns | Management | For | For |
| 1J. | Election of Director:
Dale E. Klein | Management | For | For |
| 1K. | Election of Director:
Ernest J. Moniz | Management | For | For |
| 1L. | Election of Director:
William G. Smith, Jr. | Management | For | For |
| 1M. | Election of Director:
Steven R. Specker | Management | For | For |
| 1N. | Election of Director:
E. Jenner Wood III | Management | For | For |
| 2. | Advisory vote to approve
executive compensation | Management | For | For |
| 3. | Ratify the appointment
of Deloitte & Touche LLP as the independent registered public accounting firm for 2020 | Management | For | For |
| 4. | Stockholder proposal
regarding an independent board chair | Shareholder | Against | For |
| 5. | Stockholder proposal
regarding a report on lobbying | Shareholder | Abstain | Against |
| CALIFORNIA
WATER SERVICE GROUP | | | | |
| Security | | 130788102 | Meeting Type | Annual |
| Ticker Symbol | | CWT | Meeting Date | 27-May-2020 |
| ISIN | | US1307881029 | Agenda | 935195126 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Gregory E. Aliff | Management | For | For |
| 1B. | Election of Director:
Terry P. Bayer | Management | For | For |
| 1C. | Election of Director:
Shelly M. Esque | Management | For | For |
| 1D. | Election of Director:
Martin A. Kropelnicki | Management | For | For |
| 1E. | Election of Director:
Thomas M. Krummel, M.D. | Management | For | For |
| 1F. | Election of Director:
Richard P. Magnuson | Management | For | For |
| 1G. | Election of Director:
Scott L. Morris | Management | For | For |
| 1H. | Election of Director:
Peter C. Nelson | Management | For | For |
| 1I. | Election of Director:
Carol M. Pottenger | Management | For | For |
| 1J. | Election of Director:
Lester A. Snow | Management | For | For |
| 1K. | Election of Director:
Patricia K. Wagner | Management | For | For |
| 2. | ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION. | Management | For | For |
| 3. | RATIFICATION OF THE
SELECTION OF DELOITTE & TOUCHE LLP AS THE GROUP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2020. | Management | For | For |
| OCCIDENTAL
PETROLEUM CORPORATION | | | | |
| Security | | 674599105 | Meeting Type | Annual |
| Ticker Symbol | | OXY | Meeting Date | 29-May-2020 |
| ISIN | | US6745991058 | Agenda | 935186177 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Stephen I. Chazen | Management | For | For |
| 1B. | Election of Director:
Andrew Gould | Management | For | For |
| 1C. | Election of Director:
Nicholas Graziano | Management | For | For |
| 1D. | Election of Director:
Carlos M. Gutierrez | Management | For | For |
| 1E. | Election of Director:
Vicki Hollub | Management | For | For |
| 1F. | Election of Director:
William R. Klesse | Management | For | For |
| 1G. | Election of Director:
Andrew N. Langham | Management | For | For |
| 1H. | Election of Director:
Jack B. Moore | Management | For | For |
| 1I. | Election of Director:
Margarita Paláu-Hernández | Management | For | For |
| 1J. | Election of Director:
Avedick B. Poladian | Management | For | For |
| 1K. | Election of Director:
Robert M. Shearer | Management | For | For |
| 2. | Advisory Vote to Approve
Named Executive Officer Compensation | Management | For | For |
| 3. | Ratification of Selection
of KPMG as Occidental's Independent Auditor | Management | For | For |
| 4. | Approve Occidental's
Amended and Restated 2015 Long- Term Incentive Plan | Management | Against | Against |
| 5. | Approve the Issuance
of Common Stock Underlying the Berkshire Hathaway Warrant | Management | For | For |
| 6. | Approve an Increase
in Authorized Shares of Common Stock | Management | For | For |
| 7. | Adopt Amendments to
the Charter to Enhance Shareholders' Ability to Act by Written Consent | Management | For | For |
| 8. | Adopt Amendments to
the Charter to Lower the Ownership Threshold for Shareholders to Call Special Meetings to 15% and Make Other Clarifying Amendments | Management | For | For |
| 9. | Approve the Rights Agreement | Management | Against | Against |
| ORASCOM
INVESTMENT HOLDING (S.A.E.) | | | | |
| Security | | 68555D206 | Meeting Type | MIX |
| Ticker Symbol | | | Meeting Date | 01-Jun-2020 |
| ISIN | | US68555D2062 | Agenda | 712638064 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| O.1 | RATIFICATION OF THE
BOARD OF DIRECTORS' REPORT ON THE COMPANY'S ACTIVITIES DURING THE FISCAL YEAR ENDED ON 31/12/2019 | Management | For | For |
| O.2 | RATIFICATION OF THE
AUDITOR'S REPORT ON THE COMPANY'S ACTIVITIES FOR THE FISCAL YEAR ENDED ON 31/12/2019 | Management | For | For |
| O.3 | RATIFICATION OF THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON 31/12/2019 | Management | For | For |
| O.4 | DISCHARGE THE CHAIRMAN
AND MEMBERS OF THE BOARD OF DIRECTORS FOR THEIR LIABILITIES FOR THE FISCAL YEAR ENDED ON 31/12/2019 | Management | For | For |
| O.5 | RATIFICATION OF THE
CHANGES IN THE STRUCTURE OF THE BOARD OF DIRECTORS AND DETERMINE ITS AUTHORITIES AND POWERS | Management | For | For |
| O.6 | DETERMINE THE REMUNERATION
AND ALLOWANCES OF THE BOARD OF DIRECTORS AND ITS COMMITTEES | Management | For | For |
| O.7 | RATIFICATION OF THE
CORPORATE GOVERNANCE REPORT FOR THE FISCAL YEAR ENDED ON 31/12/2019 | Management | Abstain | Against |
| O.8 | RENEW THE APPOINTMENT
OF THE AUDITOR OF THE COMPANY FOR THE FISCAL YEAR ENDING ON DECEMBER 31, 2020 AND DETERMINE HIS FEES | Management | Abstain | Against |
| O.9 | AUTHORIZE THE BOARD
OF DIRECTORS TO ENTER INTO RELATED PARTY TRANSACTIONS AND AGREEMENTS IN ACCORDANCE WITH THE PROVISIONS OF LAW NO. 195 OF 1981 AND ITS EXECUTIVE REGULATIONS | Management | Abstain | Against |
| O.10 | RATIFY THE BOARD OF
DIRECTORS' RESOLUTIONS DURING THE FISCAL YEAR ENDED ON 31/12/2019 TO DATE | Management | Abstain | Against |
| O.11 | APPROVE THE DONATIONS
MADE DURING THE FISCAL YEAR ENDED ON 31/12/2019 AND AUTHORIZE THE BOARD OF DIRECTORS TO DONATE DURING THE FISCAL YEAR ENDING ON 31/12/2020 | Management | Abstain | Against |
| E.1 | THE AMENDMENT OF ARTICLE
(4) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | Abstain | Against |
| VEON
LTD | | | | |
| Security | | 91822M106 | Meeting Type | Annual |
| Ticker Symbol | | VEON | Meeting Date | 01-Jun-2020 |
| ISIN | | US91822M1062 | Agenda | 935215663 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | To
re-appoint PricewaterhouseCoopers Accountants N.V. ("PwC") as auditor of the Company for a term expiring at the conclusion of the 2021 Annual General Meeting of Shareholders of the Company and to authorize the board of directors of the Company (the "Board") to determine the remuneration of the auditor. | Management | For | For |
| 2. | DIRECTOR | Management | | |
| | 1 | Osama Bedier | For | For |
| | 2 | Mikhail Fridman | For | For |
| | 3 | Gennady Gazin | For | For |
| | 4 | Andrei Gusev | For | For |
| | 5 | Gunnar Holt | For | For |
| | 6 | R. Jan van de Kraats | For | For |
| | 7 | Alexander Pertsovsky | For | For |
| | 8 | Hans Holger Albrecht | For | For |
| | 9 | Mariano De Beer | For | For |
| | 10 | Peter Derby | For | For |
| | 11 | Amos Genish | For | For |
| | 12 | Stephen Pusey | For | For |
| 3. | As
a shareholder, if you are beneficially holding less than 87,836,557 shares (5% of the company total issued and outstanding shares) of VEON Ltd. (the combined total of the common shares represented by the American Depositary Shares evidenced by the American Depositary Receipts you beneficially hold and any other common shares you beneficially hold), mark the box captioned "Yes"; otherwise mark the box captioned "No". Mark "for" = yes or "against" = no. | Management | For | |
| ORMAT
TECHNOLOGIES, INC. | | | | |
| Security | | 686688102 | Meeting Type | Annual |
| Ticker Symbol | | ORA | Meeting Date | 03-Jun-2020 |
| ISIN | | US6866881021 | Agenda | 935188018 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Isaac Angel | Management | For | For |
| 1B. | Election of Director:
Ravit Barniv | Management | For | For |
| 1C. | Election of Director:
Albertus Bruggink | Management | For | For |
| 1D. | Election of Director:
Dan Falk | Management | For | For |
| 1E. | Election of Director:
David Granot | Management | For | For |
| 1F. | Election of Director:
Stan H. Koyanagi | Management | For | For |
| 1G. | Election of Director:
Dafna Sharir | Management | For | For |
| 1H. | Election of Director:
Stanley B. Stern | Management | For | For |
| 1I. | Election of Director:
Hidetake Takahashi | Management | For | For |
| 1J. | Election of Director:
Byron G. Wong | Management | For | For |
| 2. | To ratify the Kesselman
Kesselman, a member firm of PricewaterhouseCoopers International PricewaterhouseCoopers International Limited as independent registered public accounting firm of the Company for 2020. | Management | For | For |
| 3. | To approve, in a non-binding,
advisory vote, the compensation of our named executive officers. | Management | For | For |
| DEVON
ENERGY CORPORATION | | | | |
| Security | | 25179M103 | Meeting Type | Annual |
| Ticker Symbol | | DVN | Meeting Date | 03-Jun-2020 |
| ISIN | | US25179M1036 | Agenda | 935190366 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Barbara M. Baumann | For | For |
| | 2 | John E. Bethancourt | For | For |
| | 3 | Ann G. Fox | For | For |
| | 4 | David A. Hager | For | For |
| | 5 | Robert H. Henry | For | For |
| | 6 | Michael M. Kanovsky | For | For |
| | 7 | John Krenicki Jr. | For | For |
| | 8 | Robert A. Mosbacher
Jr. | For | For |
| | 9 | Duane C. Radtke | For | For |
| | 10 | Keith O. Rattie | For | For |
| | 11 | Mary P. Ricciardello | For | For |
| 2. | Ratify the appointment
of the Company's Independent Auditors for 2020. | Management | For | For |
| 3. | Advisory Vote to Approve
Executive Compensation. | Management | For | For |
| HESS
CORPORATION | | | | |
| Security | | 42809H107 | Meeting Type | Annual |
| Ticker Symbol | | HES | Meeting Date | 03-Jun-2020 |
| ISIN | | US42809H1077 | Agenda | 935191116 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of director
to serve for a one-year term expiring in 2021: T.J. CHECKI | Management | For | For |
| 1B. | Election of director
to serve for a one-year term expiring in 2021: L.S. COLEMAN, JR. | Management | For | For |
| 1C. | Election of director
to serve for a one-year term expiring in 2021: J. DUATO | Management | For | For |
| 1D. | Election of director
to serve for a one-year term expiring in 2021: J.B. HESS | Management | For | For |
| 1E. | Election of director
to serve for a one-year term expiring in 2021: E.E. HOLIDAY | Management | For | For |
| 1F. | Election of director
to serve for a one-year term expiring in 2021: M.S. LIPSCHULTZ | Management | For | For |
| 1G. | Election of director
to serve for a one-year term expiring in 2021: D. MCMANUS | Management | For | For |
| 1H. | Election of director
to serve for a one-year term expiring in 2021: K.O. MEYERS | Management | For | For |
| 1I. | Election of director
to serve for a one-year term expiring in 2021: J.H. QUIGLEY | Management | For | For |
| 1J. | Election of director
to serve for a one-year term expiring in 2021: W.G. SCHRADER | Management | For | For |
| 2. | Advisory approval of
the compensation of our named executive officers. | Management | For | For |
| 3. | Ratification of the
selection of Ernst & Young LLP as our independent registered public accountants for the year ending December 31, 2020. | Management | For | For |
| T-MOBILE
US, INC. | | | | |
| Security | | 872590104 | Meeting Type | Annual |
| Ticker Symbol | | TMUS | Meeting Date | 04-Jun-2020 |
| ISIN | | US8725901040 | Agenda | 935192524 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Marcelo Claure | For | For |
| | 2 | Srikant M. Datar | For | For |
| | 3 | Ronald D. Fisher | For | For |
| | 4 | Srini Gopalan | For | For |
| | 5 | Lawrence H. Guffey | For | For |
| | 6 | Timotheus Höttges | For | For |
| | 7 | Christian P. Illek | For | For |
| | 8 | Stephen R. Kappes | For | For |
| | 9 | Raphael Kübler | For | For |
| | 10 | Thorsten Langheim | For | For |
| | 11 | G. Michael Sievert | For | For |
| | 12 | Teresa A. Taylor | For | For |
| | 13 | Kelvin R. Westbrook | For | For |
| 2. | Ratification of the
Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2020. | Management | For | For |
| 3. | Advisory Vote to Approve
the Compensation Provided to the Company's Named Executive Officers for 2019. | Management | For | For |
| 4. | Stockholder Proposal
for Limitations on Accelerated Vesting of Equity Awards in the Event of a Change of Control. | Shareholder | Against | For |
| EMERA
INC | | | | |
| Security | | 290876101 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 05-Jun-2020 |
| ISIN | | CA2908761018 | Agenda | 712617476 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3, 4 AND 5 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR-RESOLUTION NUMBERS 1.1 TO 1.11 AND 2. THANK YOU | Non-Voting | | |
| 1.1 | ELECTION OF DIRECTOR:
SCOTT C. BALFOUR | Management | For | For |
| 1.2 | ELECTION OF DIRECTOR:
JAMES V. BERTRAM | Management | For | For |
| 1.3 | ELECTION OF DIRECTOR:
SYLVIA D. CHROMINSKA | Management | For | For |
| 1.4 | ELECTION OF DIRECTOR:
HENRY E. DEMONE | Management | For | For |
| 1.5 | ELECTION OF DIRECTOR:
KENT M. HARVEY | Management | For | For |
| 1.6 | ELECTION OF DIRECTOR:
B. LYNN LOEWEN | Management | For | For |
| 1.7 | ELECTION OF DIRECTOR:
JOHN B. RAMIL | Management | For | For |
| 1.8 | ELECTION OF DIRECTOR:
ANDREA S. ROSEN | Management | For | For |
| 1.9 | ELECTION OF DIRECTOR:
RICHARD P. SERGEL | Management | For | For |
| 1.10 | ELECTION OF DIRECTOR:
M. JACQUELINE SHEPPARD | Management | For | For |
| 1.11 | ELECTION OF DIRECTOR:
JOCHEN E. TILK | Management | For | For |
| 2 | APPOINTMENT OF ERNST
& YOUNG LLP AS AUDITORS | Management | For | For |
| 3 | AUTHORIZE DIRECTORS
TO ESTABLISH THE AUDITORS' FEE AS REQUIRED PURSUANT TO THE NOVA SCOTIA COMPANIES ACT | Management | For | For |
| 4 | CONSIDER AND APPROVE,
ON AN ADVISORY BASIS, A RESOLUTION ON EMERA'S APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE MANAGEMENT INFORMATION CIRCULAR | Management | For | For |
| 5 | CONSIDER AND APPROVE
AN AMENDMENT TO THE COMPANY'S EMPLOYEE COMMON SHARE PURCHASE PLAN (THE "PLAN") TO INCREASE THE MAXIMUM NUMBER OF COMMON SHARES RESERVED FOR ISSUANCE UNDER THE PLAN | Management | For | For |
| ROPER
TECHNOLOGIES, INC. | | | | |
| Security | | 776696106 | Meeting Type | Annual |
| Ticker Symbol | | ROP | Meeting Date | 08-Jun-2020 |
| ISIN | | US7766961061 | Agenda | 935189868 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Shellye L. Archambeau | For | For |
| | 2 | Amy Woods Brinkley | For | For |
| | 3 | John F. Fort, III | For | For |
| | 4 | L. Neil Hunn | For | For |
| | 5 | Robert D. Johnson | For | For |
| | 6 | Robert E. Knowling,
Jr. | For | For |
| | 7 | Wilbur J. Prezzano | For | For |
| | 8 | Laura G. Thatcher | For | For |
| | 9 | Richard F. Wallman | For | For |
| | 10 | Christopher Wright | For | For |
| 2. | To consider, on a non-binding
advisory basis, a resolution approving the compensation of our named executive officers. | Management | For | For |
| 3. | To ratify the appointment
of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For |
| 4. | To approve an amendment
to the Roper Technologies, Inc. Director Compensation Plan. | Management | For | For |
| WEATHERFORD
INTERNATIONAL PLC | | | | |
| Security | | G48833118 | Meeting Type | Annual |
| Ticker Symbol | | WFTLF | Meeting Date | 12-Jun-2020 |
| ISIN | | IE00BLNN3691 | Agenda | 935205345 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director:
Thomas R. Bates, Jr. | Management | Abstain | Against |
| 1B. | Election of Director:
John F. Glick | Management | Abstain | Against |
| 1C. | Election of Director:
Neal P. Goldman | Management | Abstain | Against |
| 1D. | Election of Director:
Gordon T. Hall | Management | Abstain | Against |
| 1E. | Election of Director:
Mark A. McCollum | Management | Abstain | Against |
| 1F. | Election of Director:
Jacqueline C. Mutschler | Management | Abstain | Against |
| 1G. | Election of Director:
Charles M. Sledge | Management | Abstain | Against |
| 2. | To
ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm and auditor for the financial year ending December 31, 2020 and KPMG Chartered Accountants, Dublin, as the Company's statutory auditor under Irish law to hold office until the close of the 2021 AGM, and to authorize the Board of Directors of the Company, acting through the Audit Committee, to determine the auditors remuneration. | Management | For | For |
| 3. | To approve, in an advisory
vote, the compensation of our named executive officers. | Management | Abstain | Against |
| NTT
DOCOMO,INC. | | | | |
| Security | | J59399121 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 16-Jun-2020 |
| ISIN | | JP3165650007 | Agenda | 712712404 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| | Please reference meeting
materials. | Non-Voting | | |
| 1 | Approve Appropriation
of Surplus | Management | For | For |
| 2 | Amend Articles to: Increase
the Board of Directors Size, Transition to a Company with Supervisory Committee | Management | For | For |
| 3.1 | Appoint a Director who
is not Audit and Supervisory Committee Member Yoshizawa, Kazuhiro | Management | For | For |
| 3.2 | Appoint a Director who
is not Audit and Supervisory Committee Member Ii, Motoyuki | Management | For | For |
| 3.3 | Appoint a Director who
is not Audit and Supervisory Committee Member Maruyama, Seiji | Management | For | For |
| 3.4 | Appoint a Director who
is not Audit and Supervisory Committee Member Fujiwara, Michio | Management | For | For |
| 3.5 | Appoint a Director who
is not Audit and Supervisory Committee Member Hiroi, Takashi | Management | For | For |
| 3.6 | Appoint a Director who
is not Audit and Supervisory Committee Member Tateishi, Mayumi | Management | For | For |
| 3.7 | Appoint a Director who
is not Audit and Supervisory Committee Member Shintaku, Masaaki | Management | For | For |
| 3.8 | Appoint a Director who
is not Audit and Supervisory Committee Member Endo, Noriko | Management | For | For |
| 3.9 | Appoint a Director who
is not Audit and Supervisory Committee Member Kikuchi, Shin | Management | For | For |
| 3.10 | Appoint a Director who
is not Audit and Supervisory Committee Member Kuroda, Katsumi | Management | For | For |
| 4.1 | Appoint a Director who
is Audit and Supervisory Committee Member Suto, Shoji | Management | For | For |
| 4.2 | Appoint a Director who
is Audit and Supervisory Committee Member Sagae, Hironobu | Management | For | For |
| 4.3 | Appoint a Director who
is Audit and Supervisory Committee Member Nakata, Katsumi | Management | Against | Against |
| 4.4 | Appoint a Director who
is Audit and Supervisory Committee Member Kajikawa, Mikio | Management | For | For |
| 4.5 | Appoint a Director who
is Audit and Supervisory Committee Member Tsujiyama, Eiko | Management | For | For |
| 5 | Approve Details of the
Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | Management | For | For |
| 6 | Approve Details of the
Compensation to be received by Directors who are Audit and Supervisory Committee Members | Management | For | For |
| HUANENG
POWER INTERNATIONAL, INC. | | | | |
| Security | | 443304100 | Meeting Type | Annual |
| Ticker Symbol | | HNP | Meeting Date | 16-Jun-2020 |
| ISIN | | US4433041005 | Agenda | 935222226 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1 | To consider and approve
the working report from the Board of Directors of the Company for 2019 | Management | For | For |
| 2 | To consider and approve
the working report from the Supervisory Committee of the Company for 2019 | Management | For | For |
| 3 | To consider and approve
the audited financial statements of the Company for 2019 | Management | For | For |
| 4 | To consider and approve
the profit distribution plan of the Company for 2019 | Management | For | For |
| 5 | To consider and approve
the proposal regarding the appointment of the Company's auditors for 2020 | Management | For | For |
| 6A | To consider and approve
the proposal regarding the issue of short-term debentures by the Company | Management | For | For |
| 6B | To consider and approve
the proposal regarding the issue of super short-term debentures by the Company | Management | For | For |
| 6C | To consider and approve
the proposal regarding the issue of debt financing instruments (by way of nonpublic placement) | Management | For | For |
| 6 | To consider and approve
the proposal regarding the granting of the general mandate of issue domestic and/or overseas debt financing instruments | Management | For | For |
| 7 | To consider and approve
the proposal regarding the granting of general mandate to the Board of Directors to issue domestic shares and/or overseas listed foreign shares | Management | For | For |
| 9 | To consider and approve
the proposal regarding the provision of guarantee by Shandong Company to its subsidiary | Management | For | For |
| 10A | To elect Mr. ZHAO Keyu
as the Executive Director | Management | For | For |
| 10B | To elect Mr. ZHAO Ping
as the Executive Director | Management | For | For |
| 10C | To elect Mr. HUANG Jian
as the Non-executive Director | Management | For | For |
| 10D | To elect Mr. WANG Kui
as the Non-executive Director | Management | For | For |
| 10E | To elect Mr. LU Fei
as the Non-executive Director | Management | For | For |
| 10F | To elect Mr. TENG Yu
as the Non-executive Director | Management | For | For |
| 10G | To elect Mr. MI Dabin
as the Non-executive Director | Management | For | For |
| 10H | To elect Mr. CHENG Heng
as the Non-executive Director | Management | For | For |
| 10I | To elect Mr. GUO Hongbo
as the Non-executive Director | Management | Against | Against |
| 10J | To elect Mr. LIN Chong
as the Non-executive Director | Management | For | For |
| 11A | To elect Mr. XU Mengzhou
as the Independent Non- executive Director | Management | For | For |
| 11B | To elect Mr. LIU Jizhen
as the Independent Non- executive Director | Management | Against | Against |
| 11C | To elect Mr. XU Haifeng
as the Independent Non- executive Director | Management | For | For |
| 11D | To elect Mr. ZHANG Xianzhi
as the Independent Nonexecutive Director | Management | For | For |
| 11E | To elect Mr. XIA Qing
as the Independent Non-executive Director | Management | For | For |
| 12A | To elect Mr. LI Shuqing
as the Supervisor | Management | For | For |
| 12B | To elect Mr. MU Xuan
as the Supervisor | Management | Against | Against |
| 12C | To elect Mr. YE Cai
as the Supervisor | Management | For | For |
| 12D | To elect Mr. GU Jianguo
as the Supervisor | Management | For | For |
| CADIZ
INC. | | | | |
| Security | | 127537207 | Meeting Type | Annual |
| Ticker Symbol | | CDZI | Meeting Date | 17-Jun-2020 |
| ISIN | | US1275372076 | Agenda | 935202666 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Keith Brackpool | For | For |
| | 2 | Stephen E. Courter | For | For |
| | 3 | Maria Echaveste | For | For |
| | 4 | Geoffrey Grant | For | For |
| | 5 | Winston Hickox | For | For |
| | 6 | Murray H. Hutchison | For | For |
| | 7 | Richard Nevins | For | For |
| | 8 | Scott S. Slater | For | For |
| | 9 | Carolyn Webb de Macías | For | For |
| 2. | Ratification of PricewaterhouseCoopers
LLP as independent auditor. | Management | For | For |
| 3. | Advisory vote on executive
compensation as disclosed in the proxy materials. | Management | For | For |
| DEUTSCHE
TELEKOM AG | | | | |
| Security | | D2035M136 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 19-Jun-2020 |
| ISIN | | DE0005557508 | Agenda | 712654006 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | FROM
10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | |
| CMMT | PLEASE
NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | | |
| CMMT | THE
VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | | |
| CMMT | ACCORDING
TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | | |
| | PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | | | |
| CMMT | FURTHER
INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | | |
| 1 | SUBMISSIONS TO THE SHAREHOLDERS'
MEETING PURSUANT TO SECTION 176 (1) SENTENCE-1 OF THE GERMAN STOCK CORPORATION ACT (AKTIENGESETZ - AKTG) | Non-Voting | | |
| 2 | RESOLUTION ON THE APPROPRIATION
OF NET INCOME: PAYMENT OF A DIVIDEND OF EUR 0.60 PER NO PAR VALUE SHARE CARRYING DIVIDEND RIGHTS = EUR 2,845,762,593.00 | Management | No Action | |
| 3 | RESOLUTION ON THE APPROVAL
OF THE ACTIONS OF THE MEMBERS OF THE BOARD OF MANAGEMENT FOR THE 2019 FINANCIAL YEAR | Management | No Action | |
| 4 | RESOLUTION ON THE APPROVAL
OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE 2019 FINANCIAL YEAR | Management | No Action | |
| 5 | RESOLUTION
ON THE APPOINTMENT OF THE INDEPENDENT AUDITOR AND THE GROUP AUDITOR FOR THE 2020 FINANCIAL YEAR AS WELL AS THE INDEPENDENT AUDITOR TO REVIEW THE CONDENSED FINANCIAL STATEMENTS AND THE INTERIM MANAGEMENT REPORT IN THE 2020 FINANCIAL YEAR AND PERFORM ANY REVIEW OF ADDITIONAL INTERIM FINANCIAL INFORMATION: PRICEWATERHOUSECOOPERS GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT | Management | No Action | |
| 6 | ELECTION OF A SUPERVISORY
BOARD MEMBER: PROF. DR. MICHAEL KASCHKE | Management | No Action | |
| 7 | RESOLUTION ON THE APPROVAL
OF THE SPIN-OFF AND TAKEOVER AGREEMENT BETWEEN DEUTSCHE TELEKOM AG AND TELEKOM DEUTSCHLAND GMBH WITH HEADQUARTERS IN BONN FROM APRIL 20, 2020 | Management | No Action | |
| 8 | RESOLUTION ON THE APPOINTMENT
OF THE INDEPENDENT AUDITOR TO PERFORM ANY REVIEW OF ADDITIONAL INTERIM FINANCIAL INFORMATION FOR THE FIRST QUARTER OF 2021: ERNST & YOUNG GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, STUTTGART | Management | No Action | |
| CMMT | 18 MAY 2020: PLEASE
NOTE THAT THIS IS A REVISION DUE TO CHANGE OF RECORD DATE- FROM 12 JUN 2020 TO 16 JUN 2020. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | | |
| DEUTSCHE
TELEKOM AG | | | | |
| Security | | 251566105 | Meeting Type | Annual |
| Ticker Symbol | | DTEGY | Meeting Date | 19-Jun-2020 |
| ISIN | | US2515661054 | Agenda | 935223292 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 2. | Resolution on the appropriation
of net income. | Management | For | For |
| 3. | Resolution on the approval
of the actions of the members of the Board of Management for the 2019 financial year. | Management | For | For |
| 4. | Resolution on the approval
of the actions of the members of the Supervisory Board for the 2019 financial year. | Management | For | For |
| 5. | Resolution
on the appointment of the independent auditor and the Group auditor for the 2020 financial year as well as the independent auditor to review the condensed financial statements and the interim management report in the 2020 financial year and perform any review of additional interim financial information. | Management | For | For |
| 6. | Election of a Supervisory
Board member. | Management | For | For |
| 7. | Resolution on the approval
of the Spin-Off and Take- Over Agreement between Deutsche Telekom AG and Telekom Deutschland GmbH with headquarters in Bonn from April 20, 2020. | Management | For | For |
| 8. | Resolution on the appointment
of the independent auditor to perform any review of additional interim financial information for the first quarter of 2021. | Management | For | For |
| DEUTSCHE
TELEKOM AG | | | | |
| Security | | 251566105 | Meeting Type | Annual |
| Ticker Symbol | | DTEGY | Meeting Date | 19-Jun-2020 |
| ISIN | | US2515661054 | Agenda | 935234409 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 2. | Resolution on the appropriation
of net income. | Management | For | For |
| 3. | Resolution on the approval
of the actions of the members of the Board of Management for the 2019 financial year. | Management | For | For |
| 4. | Resolution on the approval
of the actions of the members of the Supervisory Board for the 2019 financial year. | Management | For | For |
| 5. | Resolution
on the appointment of the independent auditor and the Group auditor for the 2020 financial year as well as the independent auditor to review the condensed financial statements and the interim management report in the 2020 financial year and perform any review of additional interim financial information. | Management | For | For |
| 6. | Election of a Supervisory
Board member. | Management | For | For |
| 7. | Resolution on the approval
of the Spin-Off and Take- Over Agreement between Deutsche Telekom AG and Telekom Deutschland GmbH with headquarters in Bonn from April 20, 2020. | Management | For | For |
| 8. | Resolution on the appointment
of the independent auditor to perform any review of additional interim financial information for the first quarter of 2021. | Management | For | For |
| AVANGRID,
INC. | | | | |
| Security | | 05351W103 | Meeting Type | Annual |
| Ticker Symbol | | AGR | Meeting Date | 22-Jun-2020 |
| ISIN | | US05351W1036 | Agenda | 935205220 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Ignacio S. Galán | For | For |
| | 2 | John Baldacci | For | For |
| | 3 | Daniel Alcain López | For | For |
| | 4 | Pedro Azagra Blázquez | For | For |
| | 5 | Robert Duffy | For | For |
| | 6 | Teresa Herbert | For | For |
| | 7 | Patricia Jacobs | For | For |
| | 8 | John Lahey | For | For |
| | 9 | José Ángel
M. Rodríguez | For | For |
| | 10 | Santiago M. Garrido | For | For |
| | 11 | José Sáinz
Armada | For | For |
| | 12 | Alan Solomont | For | For |
| | 13 | Elizabeth Timm | For | For |
| 2. | RATIFICATION OF THE
SELECTION OF KPMG LLP AS AVANGRID, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2020. | Management | For | For |
| 3. | NON-BINDING ADVISORY
VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For |
| NIPPON
TELEGRAPH AND TELEPHONE CORPORATION | | | | |
| Security | | J59396101 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 23-Jun-2020 |
| ISIN | | JP3735400008 | Agenda | 712659107 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| | Please reference meeting
materials. | Non-Voting | | |
| 1 | Approve Appropriation
of Surplus | Management | For | For |
| 2.1 | Appoint a Director Shinohara,
Hiromichi | Management | For | For |
| 2.2 | Appoint a Director Sawada,
Jun | Management | For | For |
| 2.3 | Appoint a Director Shimada,
Akira | Management | For | For |
| 2.4 | Appoint a Director Shibutani,
Naoki | Management | For | For |
| 2.5 | Appoint a Director Shirai,
Katsuhiko | Management | For | For |
| 2.6 | Appoint a Director Sakakibara,
Sadayuki | Management | For | For |
| 2.7 | Appoint a Director Sakamura,
Ken | Management | For | For |
| 2.8 | Appoint a Director Takegawa,
Keiko | Management | For | For |
| 3 | Appoint a Corporate
Auditor Takahashi, Kanae | Management | For | For |
| FURUKAWA
ELECTRIC CO.,LTD. | | | | |
| Security | | J16464117 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 23-Jun-2020 |
| ISIN | | JP3827200001 | Agenda | 712759856 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| | Please reference meeting
materials. | Non-Voting | | |
| 1 | Approve Appropriation
of Surplus | Management | For | For |
| 2.1 | Appoint a Director Shibata,
Mitsuyoshi | Management | Against | Against |
| 2.2 | Appoint a Director Kobayashi,
Keiichi | Management | For | For |
| 2.3 | Appoint a Director Fujita,
Sumitaka | Management | For | For |
| 2.4 | Appoint a Director Tsukamoto,
Osamu | Management | Against | Against |
| 2.5 | Appoint a Director Nakamoto,
Akira | Management | For | For |
| 2.6 | Appoint a Director Miyokawa,
Yoshiro | Management | For | For |
| 2.7 | Appoint a Director Yabu,
Yukiko | Management | For | For |
| 2.8 | Appoint a Director Ogiwara,
Hiroyuki | Management | For | For |
| 2.9 | Appoint a Director Kuroda,
Osamu | Management | For | For |
| 2.10 | Appoint a Director Miyamoto,
Satoshi | Management | For | For |
| 2.11 | Appoint a Director Maki,
Ken | Management | For | For |
| 2.12 | Appoint a Director Fukunaga,
Akihiro | Management | For | For |
| 3 | Appoint a Corporate
Auditor Sumida, Sayaka | Management | Against | Against |
| 4 | Appoint a Substitute
Corporate Auditor Koroyasu, Kenji | Management | For | For |
| MOBILE
TELESYSTEMS PJSC | | | | |
| Security | | X5430T109 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 24-Jun-2020 |
| ISIN | | RU0007775219 | Agenda | 712782122 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PLEASE
NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 422291 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | | |
| 1.1 | TO APPROVE ANNUAL REPORT,
ANNUAL FINANCIAL STATEMENTS FOR 2019 | Management | For | For |
| 1.2 | TO APPROVE PROFIT DISTRIBUTIONAND
DIVIDEND PAYMENT AT AMOUNT RUB 20.57 PER ORDINARY SHARE. THE RECORD DAY FOR DIVIDEND PAYMENT IS 09/07/2020 GODA | Management | For | For |
| CMMT | PLEASE
NOTE CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. OUT OF THE 9 DIRECTORS PRESENTED FOR ELECTION, A-MAXIMUM OF 9 DIRECTORS ARE TO BE ELECTED. BROADRIDGE WILL APPLY CUMULATIVE-VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE 'FOR,' AND WILL SUBMIT-INSTRUCTION TO THE LOCAL AGENT IN THIS MANNER. CUMULATIVE VOTES CANNOT BE-APPLIED UNEVENLY AMONG DIRECTORS VIA PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,-PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. STANDING INSTRUCTIONS HAVE-BEEN REMOVED FOR THIS MEETING. IF YOU HAVE FURTHER QUESTIONS PLEASE CONTACT-YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | | |
| 2.1.1 | TO APPROVE THE BOARD
OF DIRECTOR: EVTUQENKOV FELIKSVLADIMIROVIC | Management | Against | Against |
| 2.1.2 | TO APPROVE THE BOARD
OF DIRECTOR: ZASURSKII ARTOM IVANOVIC | Management | Against | Against |
| 2.1.3 | TO APPROVE THE BOARD
OF DIRECTOR: KORNA ALEKSEI VALERXEVIC | Management | Against | Against |
| 2.1.4 | TO APPROVE THE BOARD
OF DIRECTOR: FON FLEMMING REGINA DAGMAR BENEDIKTA | Management | For | For |
| 2.1.5 | TO APPROVE THE BOARD
OF DIRECTOR: HERADPIR QAIGAN | Management | For | For |
| 2.1.6 | TO APPROVE THE BOARD
OF DIRECTOR: HOLTROP TOMAS | Management | Abstain | Against |
| 2.1.7 | TO APPROVE THE BOARD
OF DIRECTOR: QURABURA NADA | Management | For | For |
| 2.1.8 | TO APPROVE THE BOARD
OF DIRECTOR: ERNST KONSTANTINLXVOVIC | Management | For | For |
| 2.1.9 | TO APPROVE THE BOARD
OF DIRECTOR: UMAQEV VALENTIN BORISOVIC | Management | For | For |
| 3.1 | TO ELECT IN THE AUDIT
COMMISSION BORISENKOVA IRINA RADOMIROVNA | Management | For | For |
| 3.2 | TO ELECT IN THE AUDIT
COMMISSION MIHEEVA NATALXA ANDREEVNA | Management | For | For |
| 3.3 | TO ELECT IN THE AUDIT
COMMISSION POROH ANDREI ANATOLXEVIC | Management | For | For |
| 4.1 | TO APPROVE DELOIT I
TUQ SNG AS THE AUDITOR | Management | For | For |
| 5.1 | TO APPROVE A NEW EDITION
OF THE REGULATIONS ON THE BOARD OF DIRECTORS | Management | For | For |
| 6.1 | TO APPROVE A NEW EDITION
OF THE REGULATIONS ON THE EXECUTIVE BOARD | Management | For | For |
| 7.1 | TO APPROVE PARTICIPATION
IN NON-PROFIT ORGANIZATION: DECIDE ON THE PARTICIPATION OF MTS PJSC IN THE ALL-RUSSIAN ASSOCIATION OF EMPLOYERS 'RUSSIAN UNION OF INDUSTRIALISTS AND ENTREPRENEURS | Management | For | For |
| 7.2 | TO APPROVE PARTICIPATION
IN NON-PROFIT ORGANIZATION: MAKE A DECISION ON THE PARTICIPATION OF MTS PJSC IN THE ALLIANCE FOR ARTIFICIAL INTELLIGENCE ASSOCIATION | Management | For | For |
| MOBILE
TELESYSTEMS PJSC | | | | |
| Security | | 607409109 | Meeting Type | Annual |
| Ticker Symbol | | MBT | Meeting Date | 24-Jun-2020 |
| ISIN | | US6074091090 | Agenda | 935234461 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Approval
of the MTS PJSC Annual report, the MTS PJSC Annual accounting (financial) statement, profit and loss distribution of MTS PJSC for the reporting year 2019 (including dividend payment). EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS NUMBER OR SHARES AND THE MANNER OF THE VOTE AS A CONDITION TO VOTING | Management | For | For |
| 1.2 | Approval of the MTS
PJSC Annual report, the MTS PJSC Annual accounting (financial) statement, profit and loss distribution of MTS PJSC for the reporting year 2019 (including dividend payment). | Management | For | For |
| 2. | DIRECTOR | Management | | |
| | 1 | Felix Evtushenkov | Withheld | Against |
| | 2 | Artyom Zassoursky | Withheld | Against |
| | 3 | Alexey Kornya | Withheld | Against |
| | 4 | Regina von Flemming | For | For |
| | 5 | Shaygan Kheradpir | For | For |
| | 6 | Thomas Holtrop | Withheld | Against |
| | 7 | Nadia Shouraboura | For | For |
| | 8 | Konstantin Ernst | For | For |
| | 9 | Valentin Yumashev | For | For |
| 3.1 | Election of member of
MTS PJSC Auditing Commission: Irina Borisenkova | Management | For | For |
| 3.2 | Election of member of
MTS PJSC Auditing Commission: Natalia Mikheeva | Management | For | For |
| 3.3 | Election of member of
MTS PJSC Auditing Commission: Andrey Poroh | Management | For | For |
| 4. | Approval of MTS PJSC
Auditor | Management | For | For |
| 5. | Approval of the revised
Regulations on MTS PJSC Board of Directors | Management | For | For |
| 6. | Approval of the revised
Regulations on MTS PJSC Management Board | Management | For | For |
| 7.1 | On the participation
of MTS PJSC in non-profit organizations | Management | For | For |
| 7.2 | On the participation
of MTS PJSC in non-profit organizations | Management | For | For |
| HOKURIKU
ELECTRIC POWER COMPANY | | | | |
| Security | | J22050108 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 25-Jun-2020 |
| ISIN | | JP3845400005 | Agenda | 712704584 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| | Please reference meeting
materials. | Non-Voting | | |
| 1 | Approve Appropriation
of Surplus | Management | For | For |
| 2 | Amend Articles to: Amend
Business Lines | Management | For | For |
| 3.1 | Appoint a Director Ataka,
Tateki | Management | Against | Against |
| 3.2 | Appoint a Director Ishiguro,
Nobuhiko | Management | For | For |
| 3.3 | Appoint a Director Onishi,
Kenji | Management | For | For |
| 3.4 | Appoint a Director Kanai,
Yutaka | Management | For | For |
| 3.5 | Appoint a Director Kawada,
Tatsuo | Management | Against | Against |
| 3.6 | Appoint a Director Kyuwa,
Susumu | Management | Against | Against |
| 3.7 | Appoint a Director Shiotani,
Seisho | Management | For | For |
| 3.8 | Appoint a Director Takagi,
Shigeo | Management | For | For |
| 3.9 | Appoint a Director Hirata,
Wataru | Management | For | For |
| 3.10 | Appoint a Director Matsuda,
Koji | Management | For | For |
| 3.11 | Appoint a Director Mizutani,
Kazuhisa | Management | For | For |
| 4.1 | Appoint a Corporate
Auditor Akiba, Etsuko | Management | For | For |
| 4.2 | Appoint a Corporate
Auditor Ito, Tadaaki | Management | For | For |
| 4.3 | Appoint a Corporate
Auditor Eda, Akitaka | Management | For | For |
| 4.4 | Appoint a Corporate
Auditor Hosokawa, Toshihiko | Management | For | For |
| 4.5 | Appoint a Corporate
Auditor Mizukami, Yasuhito | Management | For | For |
| 5 | Shareholder Proposal:
Amend Articles of Incorporation (1) | Shareholder | Against | For |
| 6 | Shareholder Proposal:
Amend Articles of Incorporation (2) | Shareholder | Against | For |
| 7 | Shareholder Proposal:
Amend Articles of Incorporation (3) | Shareholder | Against | For |
| 8 | Shareholder Proposal:
Amend Articles of Incorporation (4) | Shareholder | Against | For |
| 9 | Shareholder Proposal:
Amend Articles of Incorporation (5) | Shareholder | For | Against |
| 10 | Shareholder Proposal:
Amend Articles of Incorporation (6) | Shareholder | Against | For |
| ELECTRIC
POWER DEVELOPMENT CO.,LTD. | | | | |
| Security | | J12915104 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 25-Jun-2020 |
| ISIN | | JP3551200003 | Agenda | 712704596 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| | Please reference meeting
materials. | Non-Voting | | |
| 1 | Approve Appropriation
of Surplus | Management | For | For |
| 2.1 | Appoint a Director Murayama,
Hitoshi | Management | Against | Against |
| 2.2 | Appoint a Director Watanabe,
Toshifumi | Management | For | For |
| 2.3 | Appoint a Director Urashima,
Akihito | Management | For | For |
| 2.4 | Appoint a Director Onoi,
Yoshiki | Management | For | For |
| 2.5 | Appoint a Director Minaminosono,
Hiromi | Management | For | For |
| 2.6 | Appoint a Director Honda,
Makoto | Management | For | For |
| 2.7 | Appoint a Director Sugiyama,
Hiroyasu | Management | For | For |
| 2.8 | Appoint a Director Kanno,
Hitoshi | Management | For | For |
| 2.9 | Appoint a Director Shimada,
Yoshikazu | Management | For | For |
| 2.10 | Appoint a Director Sasatsu,
Hiroshi | Management | For | For |
| 2.11 | Appoint a Director Kajitani,
Go | Management | For | For |
| 2.12 | Appoint a Director Ito,
Tomonori | Management | For | For |
| 2.13 | Appoint a Director John
Buchanan | Management | For | For |
| 3 | Appoint a Corporate
Auditor Fukuda, Naori | Management | For | For |
| KYUSHU
ELECTRIC POWER COMPANY,INCORPORATED | | | | |
| Security | | J38468104 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 25-Jun-2020 |
| ISIN | | JP3246400000 | Agenda | 712705358 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| | Please reference meeting
materials. | Non-Voting | | |
| 1 | Approve Appropriation
of Surplus | Management | For | For |
| 2.1 | Appoint a Director who
is not Audit and Supervisory Committee Member Uriu, Michiaki | Management | For | For |
| 2.2 | Appoint a Director who
is not Audit and Supervisory Committee Member Ikebe, Kazuhiro | Management | For | For |
| 2.3 | Appoint a Director who
is not Audit and Supervisory Committee Member Yakushinji, Hideomi | Management | For | For |
| 2.4 | Appoint a Director who
is not Audit and Supervisory Committee Member Fujii, Ichiro | Management | For | For |
| 2.5 | Appoint a Director who
is not Audit and Supervisory Committee Member Toyoma, Makoto | Management | For | For |
| 2.6 | Appoint a Director who
is not Audit and Supervisory Committee Member Osa, Nobuya | Management | For | For |
| 2.7 | Appoint a Director who
is not Audit and Supervisory Committee Member Toyoshima, Naoyuki | Management | For | For |
| 2.8 | Appoint a Director who
is not Audit and Supervisory Committee Member Ogura, Yoshio | Management | For | For |
| 2.9 | Appoint a Director who
is not Audit and Supervisory Committee Member Akiyama, Yasuji | Management | For | For |
| 2.10 | Appoint a Director who
is not Audit and Supervisory Committee Member Watanabe, Akiyoshi | Management | For | For |
| 2.11 | Appoint a Director who
is not Audit and Supervisory Committee Member Tachibana Fukushima, Sakie | Management | For | For |
| 3.1 | Appoint a Director who
is Audit and Supervisory Committee Member Koga, Kazutaka | Management | For | For |
| 3.2 | Appoint a Director who
is Audit and Supervisory Committee Member Fujita, Kazuko | Management | For | For |
| 3.3 | Appoint a Director who
is Audit and Supervisory Committee Member Tani, Hiroko | Management | For | For |
| 4 | Shareholder Proposal:
Amend Articles of Incorporation (1) | Shareholder | Against | For |
| 5 | Shareholder Proposal:
Amend Articles of Incorporation (2) | Shareholder | Against | For |
| 6 | Shareholder Proposal:
Amend Articles of Incorporation (3) | Shareholder | Against | For |
| 7 | Shareholder Proposal:
Amend Articles of Incorporation (4) | Shareholder | Against | For |
| 8 | Shareholder Proposal:
Amend Articles of Incorporation (5) | Shareholder | Against | For |
| 9 | Shareholder Proposal:
Amend Articles of Incorporation (6) | Shareholder | Against | For |
| THE
CHUGOKU ELECTRIC POWER COMPANY,INCORPORATED | | | | |
| Security | | J07098106 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 25-Jun-2020 |
| ISIN | | JP3522200009 | Agenda | 712716868 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| | Please reference meeting
materials. | Non-Voting | | |
| 1 | Approve Appropriation
of Surplus | Management | For | For |
| 2.1 | Appoint a Director who
is not Audit and Supervisory Committee Member Karita, Tomohide | Management | Against | Against |
| 2.2 | Appoint a Director who
is not Audit and Supervisory Committee Member Shimizu, Mareshige | Management | For | For |
| 2.3 | Appoint a Director who
is not Audit and Supervisory Committee Member Ashitani, Shigeru | Management | For | For |
| 2.4 | Appoint a Director who
is not Audit and Supervisory Committee Member Shigeto, Takafumi | Management | For | For |
| 2.5 | Appoint a Director who
is not Audit and Supervisory Committee Member Takimoto, Natsuhiko | Management | For | For |
| 2.6 | Appoint a Director who
is not Audit and Supervisory Committee Member Yamashita, Masahiro | Management | For | For |
| 2.7 | Appoint a Director who
is not Audit and Supervisory Committee Member Kitano, Tatsuo | Management | For | For |
| 2.8 | Appoint a Director who
is not Audit and Supervisory Committee Member Takaba, Toshio | Management | For | For |
| 2.9 | Appoint a Director who
is not Audit and Supervisory Committee Member Furuse, Makoto | Management | For | For |
| 3.1 | Appoint a Director who
is Audit and Supervisory Committee Member Tamura, Norimasa | Management | Against | Against |
| 3.2 | Appoint a Director who
is Audit and Supervisory Committee Member Uchiyamada, Kunio | Management | For | For |
| 3.3 | Appoint a Director who
is Audit and Supervisory Committee Member Nosohara, Etsuko | Management | For | For |
| 3.4 | Appoint a Director who
is Audit and Supervisory Committee Member Otani, Noriko | Management | For | For |
| 4 | Shareholder Proposal:
Amend Articles of Incorporation (1) | Shareholder | Against | For |
| 5 | Shareholder Proposal:
Amend Articles of Incorporation (2) | Shareholder | Against | For |
| 6 | Shareholder Proposal:
Amend Articles of Incorporation (3) | Shareholder | Against | For |
| 7 | Shareholder Proposal:
Amend Articles of Incorporation (4) | Shareholder | Against | For |
| 8 | Shareholder Proposal:
Amend Articles of Incorporation (5) | Shareholder | Against | For |
| TOHOKU
ELECTRIC POWER COMPANY,INCORPORATED | | | | |
| Security | | J85108108 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 25-Jun-2020 |
| ISIN | | JP3605400005 | Agenda | 712716870 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| | Please reference meeting
materials. | Non-Voting | | |
| 1 | Approve Appropriation
of Surplus | Management | For | For |
| 2 | Amend Articles to: Amend
Business Lines | Management | For | For |
| 3.1 | Appoint a Director who
is not Audit and Supervisory Committee Member Kaiwa, Makoto | Management | Against | Against |
| 3.2 | Appoint a Director who
is not Audit and Supervisory Committee Member Higuchi, Kojiro | Management | For | For |
| 3.3 | Appoint a Director who
is not Audit and Supervisory Committee Member Okanobu, Shinichi | Management | For | For |
| 3.4 | Appoint a Director who
is not Audit and Supervisory Committee Member Masuko, Jiro | Management | For | For |
| 3.5 | Appoint a Director who
is not Audit and Supervisory Committee Member Yamamoto, Shunji | Management | For | For |
| 3.6 | Appoint a Director who
is not Audit and Supervisory Committee Member Abe, Toshinori | Management | For | For |
| 3.7 | Appoint a Director who
is not Audit and Supervisory Committee Member Yashiro, Hirohisa | Management | For | For |
| 3.8 | Appoint a Director who
is not Audit and Supervisory Committee Member Ito, Hirohiko | Management | For | For |
| 3.9 | Appoint a Director who
is not Audit and Supervisory Committee Member Kondo, Shiro | Management | For | For |
| 3.10 | Appoint a Director who
is not Audit and Supervisory Committee Member Kamijo, Tsutomu | Management | For | For |
| 3.11 | Appoint a Director who
is not Audit and Supervisory Committee Member Kawanobe, Osamu | Management | For | For |
| 4.1 | Appoint a Director who
is Audit and Supervisory Committee Member Kato, Koki | Management | Against | Against |
| 4.2 | Appoint a Director who
is Audit and Supervisory Committee Member Baba, Chiharu | Management | For | For |
| 4.3 | Appoint a Director who
is Audit and Supervisory Committee Member Kobayashi, Kazuo | Management | For | For |
| 5 | Approve Details of the
Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | Management | For | For |
| 6 | Approve Details of the
Performance-based Stock Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | Management | For | For |
| 7 | Shareholder Proposal:
Amend Articles of Incorporation (1) | Shareholder | Against | For |
| 8 | Shareholder Proposal:
Amend Articles of Incorporation (2) | Shareholder | Against | For |
| 9 | Shareholder Proposal:
Amend Articles of Incorporation (3) | Shareholder | Against | For |
| 10 | Shareholder Proposal:
Amend Articles of Incorporation (4) | Shareholder | Against | For |
| 11 | Shareholder Proposal:
Amend Articles of Incorporation (5) | Shareholder | Against | For |
| 12 | Shareholder Proposal:
Amend Articles of Incorporation (6) | Shareholder | Against | For |
| MILLICOM
INTERNATIONAL CELLULAR SA | | | | |
| Security | | L6388F128 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 25-Jun-2020 |
| ISIN | | SE0001174970 | Agenda | 712719004 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | AN ABSTAIN VOTE CAN
HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | | |
| CMMT | MARKET
RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | | |
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | |
| CMMT | PLEASE NOTE THAT THIS
IS AN AMENDMENT TO MEETING ID 402448 DUE TO CHANGE IN-VOTING STATUS OF RESOLUTION 1 AND 2. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU | Non-Voting | | |
| CMMT | PLEASE NOTE THAT RESOLUTIONS
1, 6 TO 18 ARE PROPOSED BY NOMINATION COMMITTEE-AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | | |
| 1 | TO ELECT THE CHAIRMAN
OF THE AGM AND TO EMPOWER HIM TO APPOINT THE OTHER MEMBERS OF THE BUREAU OF THE MEETING: MR. ALEXANDER KOCH | Management | No Action | |
| 2 | TO RECEIVE THE MANAGEMENT
REPORTS OF THE BOARD AND THE REPORTS OF THE EXTERNAL AUDITOR ON THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2019 | Management | No Action | |
| 3 | TO
APPROVE THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2019: ON A PARENT COMPANY BASIS, MILLICOM GENERATED A PROFIT OF USD 708,920,835 FOR THE YEAR ENDED DECEMBER 31, 2019. THE BOARD PROPOSES TO ALLOCATE THE RESULTS TO THE UNAPPROPRIATED NET PROFITS TO BE CARRIED FORWARD | Management | No Action | |
| 4 | TO ALLOCATE THE RESULTS
OF THE YEAR ENDED DECEMBER 31, 2019 TO UNAPPROPRIATED NET PROFITS TO BE CARRIED FORWARD | Management | No Action | |
| 5 | TO DISCHARGE ALL THE
DIRECTORS OF MILLICOM FOR THE PERFORMANCE OF THEIR MANDATES DURING THE YEAR ENDED DECEMBER 31, 2019 | Management | No Action | |
| 6 | TO SET THE NUMBER OF
DIRECTORS AT EIGHT (8) | Management | No Action | |
| 7 | TO RE-ELECT MR. JOSE
ANTONIO RIOS GARCIA AS A DIRECTOR FOR A TERM ENDING ON THE ANNUAL GENERAL MEETING TO BE HELD IN 2021 (THE "2021 AGM") | Management | No Action | |
| 8 | TO RE-ELECT MS. PERNILLE
ERENBJERG AS A DIRECTOR FOR A TERM ENDING ON THE 2021 AGM | Management | No Action | |
| 9 | TO RE-ELECT MR. TOMAS
ELIASSON AS A DIRECTOR FOR A TERM ENDING ON THE 2021 AGM | Management | No Action | |
| 10 | TO RE-ELECT MR. ODILON
ALMEIDA AS A DIRECTOR FOR A TERM ENDING ON THE 2021 AGM | Management | No Action | |
| 11 | TO RE-ELECT MR. LARS-AKE
NORLING AS A DIRECTOR FOR A TERM ENDING ON THE 2021 AGM | Management | No Action | |
| 12 | TO RE-ELECT MR. JAMES
THOMPSON AS A DIRECTOR FOR A TERM ENDING ON THE 2021 AGM | Management | No Action | |
| 13 | TO RE-ELECT MS. MERCEDES
JOHNSON AS A DIRECTOR FOR A TERM ENDING ON THE 2021 AGM | Management | No Action | |
| 14 | TO ELECT MR. MAURICIO
RAMOS AS A DIRECTOR FOR A TERM ENDING ON THE 2021 AGM | Management | No Action | |
| 15 | TO RE-ELECT MR. JOSE
ANTONIO RIOS GARCIA AS CHAIRMAN OF THE BOARD FOR A TERM ENDING ON THE 2021 AGM | Management | No Action | |
| 16 | TO APPROVE THE DIRECTORS'
REMUNERATION FOR THE PERIOD FROM THE AGM TO THE 2021 AGM | Management | No Action | |
| 17 | TO RE-ELECT ERNST &
YOUNG S.A., LUXEMBOURG AS THE EXTERNAL AUDITOR FOR A TERM ENDING ON THE 2021 AGM AND TO APPROVE THE EXTERNAL AUDITOR REMUNERATION TO BE PAID AGAINST APPROVED ACCOUNT | Management | No Action | |
| 18 | TO APPROVE AN INSTRUCTION
TO THE NOMINATION COMMITTEE | Management | No Action | |
| 19 | TO APPROVE THE SHARE
REPURCHASE PLAN | Management | No Action | |
| 20 | TO APPROVE THE GUIDELINES
AND POLICY FOR SENIOR MANAGEMENT REMUNERATION | Management | No Action | |
| 21 | TO APPROVE THE SHARE-BASED
INCENTIVE PLANS FOR MILLICOM EMPLOYEES | Management | No Action | |
| THE
KANSAI ELECTRIC POWER COMPANY,INCORPORATED | | | | |
| Security | | J30169106 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 25-Jun-2020 |
| ISIN | | JP3228600007 | Agenda | 712741025 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| | The 4th to 29th Items
of Business are proposals from shareholders. The Board-of Directors objects to all proposals from the 4th to 29th Items of Business.-For details, please find meeting materials. | Non-Voting | | |
| 1 | Approve Appropriation
of Surplus | Management | For | For |
| 2 | Amend Articles to: Adopt
Reduction of Liability System for Directors, Transition to a Company with Three Committees | Management | For | For |
| 3.1 | Appoint a Director Sakakibara,
Sadayuki | Management | For | For |
| 3.2 | Appoint a Director Okihara,
Takamune | Management | For | For |
| 3.3 | Appoint a Director Kobayashi,
Tetsuya | Management | For | For |
| 3.4 | Appoint a Director Sasaki,
Shigeo | Management | For | For |
| 3.5 | Appoint a Director Kaga,
Atsuko | Management | For | For |
| 3.6 | Appoint a Director Tomono,
Hiroshi | Management | For | For |
| 3.7 | Appoint a Director Takamatsu,
Kazuko | Management | For | For |
| 3.8 | Appoint a Director Naito,
Fumio | Management | For | For |
| 3.9 | Appoint a Director Morimoto,
Takashi | Management | For | For |
| 3.10 | Appoint a Director Misono,
Toyokazu | Management | For | For |
| 3.11 | Appoint a Director Inada,
Koji | Management | For | For |
| 3.12 | Appoint a Director Sugimoto,
Yasushi | Management | For | For |
| 3.13 | Appoint a Director Yamaji,
Susumu | Management | For | For |
| 4 | Shareholder Proposal:
Amend Articles of Incorporation (1) | Shareholder | Against | For |
| 5 | Shareholder Proposal:
Amend Articles of Incorporation (2) | Shareholder | For | Against |
| 6 | Shareholder Proposal:
Amend Articles of Incorporation (3) | Shareholder | Against | For |
| 7 | Shareholder Proposal:
Amend Articles of Incorporation (4) | Shareholder | Against | For |
| 8 | Shareholder Proposal:
Amend Articles of Incorporation (5) | Shareholder | Against | For |
| 9 | Shareholder Proposal:
Amend Articles of Incorporation (6) | Shareholder | Against | For |
| 10 | Shareholder Proposal:
Abolish the Stock Compensation | Shareholder | Against | For |
| 11 | Shareholder Proposal:
Approve Appropriation of Surplus | Shareholder | Against | For |
| 12 | Shareholder Proposal:
Remove a Director Morimoto, Takashi | Shareholder | Against | For |
| 13 | Shareholder Proposal:
Amend Articles of Incorporation (1) | Shareholder | Against | For |
| 14 | Shareholder Proposal:
Amend Articles of Incorporation (2) | Shareholder | Against | For |
| 15 | Shareholder Proposal:
Amend Articles of Incorporation (3) | Shareholder | Against | For |
| 16 | Shareholder Proposal:
Amend Articles of Incorporation (4) | Shareholder | Against | For |
| 17 | Shareholder Proposal:
Amend Articles of Incorporation (5) | Shareholder | Against | For |
| 18 | Shareholder Proposal:
Amend Articles of Incorporation (6) | Shareholder | Against | For |
| 19 | Shareholder Proposal:
Amend Articles of Incorporation (7) | Shareholder | Against | For |
| 20 | Shareholder Proposal:
Amend Articles of Incorporation (1) | Shareholder | Against | For |
| 21 | Shareholder Proposal:
Amend Articles of Incorporation (2) | Shareholder | Against | For |
| 22 | Shareholder Proposal:
Amend Articles of Incorporation (1) | Shareholder | Against | For |
| 23 | Shareholder Proposal:
Amend Articles of Incorporation (2) | Shareholder | Against | For |
| 24 | Shareholder Proposal:
Amend Articles of Incorporation (1) | Shareholder | Against | For |
| 25 | Shareholder Proposal:
Amend Articles of Incorporation (2) | Shareholder | Against | For |
| 26 | Shareholder Proposal:
Amend Articles of Incorporation (3) | Shareholder | Against | For |
| 27 | Shareholder Proposal:
Amend Articles of Incorporation (4) | Shareholder | Against | For |
| 28 | Shareholder Proposal:
Amend Articles of Incorporation (5) | Shareholder | Against | For |
| 29 | Shareholder Proposal:
Amend Articles of Incorporation | Shareholder | Against | For |
| HOKKAIDO
ELECTRIC POWER COMPANY,INCORPORATED | | | | |
| Security | | J21378104 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 25-Jun-2020 |
| ISIN | | JP3850200001 | Agenda | 712741037 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| | Please reference meeting
materials. | Non-Voting | | |
| 1 | Approve Appropriation
of Surplus | Management | For | For |
| 2.1 | Appoint a Director Mayumi,
Akihiko | Management | Against | Against |
| 2.2 | Appoint a Director Fujii,
Yutaka | Management | For | For |
| 2.3 | Appoint a Director Sakai,
Ichiro | Management | For | For |
| 2.4 | Appoint a Director Ujiie,
Kazuhiko | Management | For | For |
| 2.5 | Appoint a Director Seo,
Hideo | Management | For | For |
| 2.6 | Appoint a Director Funane,
Shunichi | Management | For | For |
| 2.7 | Appoint a Director Matsubara,
Hiroki | Management | For | For |
| 2.8 | Appoint a Director Ueno,
Masahiro | Management | For | For |
| 2.9 | Appoint a Director Harada,
Noriaki | Management | For | For |
| 2.10 | Appoint a Director Kobayashi,
Tsuyoshi | Management | For | For |
| 2.11 | Appoint a Director Ichikawa,
Shigeki | Management | For | For |
| 2.12 | Appoint a Director Ukai,
Mitsuko | Management | For | For |
| 3.1 | Appoint a Corporate
Auditor Akita, Koji | Management | For | For |
| 3.2 | Appoint a Corporate
Auditor Ono, Hiroshi | Management | Against | Against |
| 3.3 | Appoint a Corporate
Auditor Narita, Noriko | Management | For | For |
| 4 | Shareholder Proposal:
Amend Articles of Incorporation (1) | Shareholder | Against | For |
| 5 | Shareholder Proposal:
Amend Articles of Incorporation (2) | Shareholder | Against | For |
| 6 | Shareholder Proposal:
Amend Articles of Incorporation (3) | Shareholder | Against | For |
| 7 | Shareholder Proposal:
Amend Articles of Incorporation (4) | Shareholder | Against | For |
| 8 | Shareholder Proposal:
Amend Articles of Incorporation (5) | Shareholder | Against | For |
| 9 | Shareholder Proposal:
Amend Articles of Incorporation (6) | Shareholder | Against | For |
| 10 | Shareholder Proposal:
Amend Articles of Incorporation (7) | Shareholder | For | Against |
| 11 | Shareholder Proposal:
Amend Articles of Incorporation (8) | Shareholder | Against | For |
| 12 | Shareholder Proposal:
Amend Articles of Incorporation (9) | Shareholder | Against | For |
| SHIKOKU
ELECTRIC POWER COMPANY,INCORPORATED | | | | |
| Security | | J72079106 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 25-Jun-2020 |
| ISIN | | JP3350800003 | Agenda | 712759301 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| | Please reference meeting
materials. | Non-Voting | | |
| 1 | Approve Appropriation
of Surplus | Management | For | For |
| 2.1 | Appoint a Director who
is not Audit and Supervisory Committee Member Saeki, Hayato | Management | Against | Against |
| 2.2 | Appoint a Director who
is not Audit and Supervisory Committee Member Nagai, Keisuke | Management | For | For |
| 2.3 | Appoint a Director who
is not Audit and Supervisory Committee Member Manabe, Nobuhiko | Management | For | For |
| 2.4 | Appoint a Director who
is not Audit and Supervisory Committee Member Yamada, Kenji | Management | For | For |
| 2.5 | Appoint a Director who
is not Audit and Supervisory Committee Member Shirai, Hisashi | Management | For | For |
| 2.6 | Appoint a Director who
is not Audit and Supervisory Committee Member Nishizaki, Akifumi | Management | For | For |
| 2.7 | Appoint a Director who
is not Audit and Supervisory Committee Member Kobayashi, Isao | Management | Against | Against |
| 2.8 | Appoint a Director who
is not Audit and Supervisory Committee Member Yamasaki, Tassei | Management | Against | Against |
| 3 | Appoint a Director who
is Audit and Supervisory Committee Member Takahata, Fujiko | Management | For | For |
| 4.1 | Shareholder Proposal:
Remove a Director Saeki, Hayato | Shareholder | For | Against |
| 4.2 | Shareholder Proposal:
Remove a Director Nagai, Keisuke | Shareholder | Against | For |
| 4.3 | Shareholder Proposal:
Remove a Director Manabe, Nobuhiko | Shareholder | Against | For |
| 4.4 | Shareholder Proposal:
Remove a Director Yamada, Kenji | Shareholder | Against | For |
| 4.5 | Shareholder Proposal:
Remove a Director Shirai, Hisashi | Shareholder | Against | For |
| 4.6 | Shareholder Proposal:
Remove a Director Nishizaki, Akifumi | Shareholder | Against | For |
| 4.7 | Shareholder Proposal:
Remove a Director Kobayashi, Isao | Shareholder | For | Against |
| 4.8 | Shareholder Proposal:
Remove a Director Yamasaki, Tassei | Shareholder | For | Against |
| 4.9 | Shareholder Proposal:
Remove a Director Arai, Hiroshi | Shareholder | Against | For |
| 4.10 | Shareholder Proposal:
Remove a Director Kawahara, Hiroshi | Shareholder | Against | For |
| 4.11 | Shareholder Proposal:
Remove a Director Morita, Koji | Shareholder | Against | For |
| 4.12 | Shareholder Proposal:
Remove a Director Ihara, Michiyo | Shareholder | Against | For |
| 4.13 | Shareholder Proposal:
Remove a Director Takeuchi, Katsuyuki | Shareholder | Against | For |
| 4.14 | Shareholder Proposal:
Remove a Director Kagawa, Ryohei | Shareholder | Against | For |
| 5 | Shareholder Proposal:
Amend Articles of Incorporation (1) | Shareholder | Against | For |
| 6 | Shareholder Proposal:
Amend Articles of Incorporation (2) | Shareholder | Against | For |
| 7 | Shareholder Proposal:
Amend Articles of Incorporation (3) | Shareholder | Against | For |
| SOFTBANK
GROUP CORP. | | | | |
| Security | | J75963108 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 25-Jun-2020 |
| ISIN | | JP3436100006 | Agenda | 712759375 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| | Please reference meeting
materials. | Non-Voting | | |
| 1 | Approve Appropriation
of Surplus | Management | For | For |
| 2.1 | Appoint a Director Son,
Masayoshi | Management | For | For |
| 2.2 | Appoint a Director Ronald
D. Fisher | Management | For | For |
| 2.3 | Appoint a Director Marcelo
Claure | Management | For | For |
| 2.4 | Appoint a Director Sago,
Katsunori | Management | For | For |
| 2.5 | Appoint a Director Rajeev
Misra | Management | For | For |
| 2.6 | Appoint a Director Goto,
Yoshimitsu | Management | For | For |
| 2.7 | Appoint a Director Miyauchi,
Ken | Management | For | For |
| 2.8 | Appoint a Director Simon
Segars | Management | For | For |
| 2.9 | Appoint a Director Yasir
O. Al-Rumayyan | Management | For | For |
| 2.10 | Appoint a Director Iijima,
Masami | Management | For | For |
| 2.11 | Appoint a Director Matsuo,
Yutaka | Management | For | For |
| 2.12 | Appoint a Director Lip-Bu
Tan | Management | Against | Against |
| 2.13 | Appoint a Director Kawamoto,
Yuko | Management | For | For |
| CHUBU
ELECTRIC POWER COMPANY,INCORPORATED | | | | |
| Security | | J06510101 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 25-Jun-2020 |
| ISIN | | JP3526600006 | Agenda | 712773337 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| | Please reference meeting
materials. | Non-Voting | | |
| 1 | Approve Appropriation
of Surplus | Management | For | For |
| 2 | Amend Articles to: Amend
Business Lines | Management | For | For |
| 3.1 | Appoint a Director Katsuno,
Satoru | Management | For | For |
| 3.2 | Appoint a Director Hayashi,
Kingo | Management | For | For |
| 3.3 | Appoint a Director Kurata,
Chiyoji | Management | For | For |
| 3.4 | Appoint a Director Hiraiwa,
Yoshiro | Management | For | For |
| 3.5 | Appoint a Director Mizutani,
Hitoshi | Management | For | For |
| 3.6 | Appoint a Director Otani,
Shinya | Management | For | For |
| 3.7 | Appoint a Director Hashimoto,
Takayuki | Management | For | For |
| 3.8 | Appoint a Director Shimao,
Tadashi | Management | For | For |
| 3.9 | Appoint a Director Kurihara,
Mitsue | Management | For | For |
| 4.1 | Appoint a Corporate
Auditor Kataoka, Akinori | Management | For | For |
| 4.2 | Appoint a Corporate
Auditor Nagatomi, Fumiko | Management | For | For |
| 4.3 | Appoint a Corporate
Auditor Takada, Hiroshi | Management | For | For |
| 5 | Shareholder Proposal:
Amend Articles of Incorporation (1) | Shareholder | Against | For |
| 6 | Shareholder Proposal:
Amend Articles of Incorporation (2) | Shareholder | Against | For |
| 7 | Shareholder Proposal:
Amend Articles of Incorporation (3) | Shareholder | Against | For |
| 8 | Shareholder Proposal:
Amend Articles of Incorporation (4) | Shareholder | Against | For |
| 9 | Shareholder Proposal:
Amend Articles of Incorporation (5) | Shareholder | Against | For |
| SONY
CORPORATION | | | | |
| Security | | 835699307 | Meeting Type | Annual |
| Ticker Symbol | | SNE | Meeting Date | 26-Jun-2020 |
| ISIN | | US8356993076 | Agenda | 935221717 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | To amend a part of the
Articles of Incorporation. | Management | For | For |
| 2A. | Election of Director:
Kenichiro Yoshida | Management | For | For |
| 2B. | Election of Director:
Hiroki Totoki | Management | For | For |
| 2C. | Election of Director:
Shuzo Sumi | Management | For | For |
| 2D. | Election of Director:
Tim Schaaff | Management | For | For |
| 2E. | Election of Director:
Kazuo Matsunaga | Management | For | For |
| 2F. | Election of Director:
Toshiko Oka | Management | For | For |
| 2G. | Election of Director:
Sakie Akiyama | Management | For | For |
| 2H. | Election of Director:
Wendy Becker | Management | For | For |
| 2I. | Election of Director:
Yoshihiko Hatanaka | Management | For | For |
| 2J. | Election of Director:
Adam Crozier | Management | For | For |
| 2K. | Election of Director:
Keiko Kishigami | Management | For | For |
| 2L. | Election of Director:
Joseph A. Kraft Jr. | Management | For | For |
| 3. | To issue Stock Acquisition
Rights for the purpose of granting stock options. | Management | For | For |
| SISTEMA
PJSFC | | | | |
| Security | | 48122U204 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 27-Jun-2020 |
| ISIN | | US48122U2042 | Agenda | 712821518 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | IN
ACCORDANCE WITH NEW RUSSIAN FEDERATION LEGISLATION REGARDING FOREIGN-OWNERSHIP DISCLOSURE REQUIREMENTS FOR ADR SECURITIES, ALL SHAREHOLDERS WHO-WISH TO PARTICIPATE IN THIS EVENT MUST DISCLOSE THEIR BENEFICIAL OWNER-COMPANY REGISTRATION NUMBER AND DATE OF COMPANY REGISTRATION. BROADRIDGE WILL-INTEGRATE THE RELEVANT DISCLOSURE INFORMATION WITH THE VOTE INSTRUCTION WHEN-IT IS ISSUED TO THE LOCAL MARKET AS LONG AS THE DISCLOSURE INFORMATION HAS-BEEN PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS INFORMATION HAS NOT BEEN-PROVIDED BY YOUR GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE REJECTED | Non-Voting | | |
| 1 | APPROVAL OF SISTEMA'S
ANNUAL REPORT AND ANNUAL FINANCIAL STATEMENTS FOR 2019 | Management | No Action | |
| 2 | DISTRIBUTION OF INCOME,
APPROVAL OF THE AMOUNT OF DIVIDENDS PAYABLE ON SISTEMA'S SHARES, FORM AND PROCEDURE OF THE DISTRIBUTION, AND THE RECORD DATE FOR DETERMINING SHAREHOLDERS ELIGIBLE TO RECEIVE DIVIDENDS | Management | No Action | |
| 3 | DETERMINING THE NUMBER
OF MEMBERS OF THE BOARD OF DIRECTORS OF SISTEMA PJSFC: TWELVE (12) PERSONS | Management | No Action | |
| CMMT | PLEASE
NOTE CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. OUT OF THE 12 DIRECTORS PRESENTED FOR ELECTION, A-MAXIMUM OF 12 DIRECTORS ARE TO BE ELECTED. THE LOCAL AGENT IN THE MARKET WILL-APPLY CUMULATIVE VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE "FOR".-CUMULATIVE VOTES CANNOT BE APPLIED UNEVENLY AMONG DIRECTORS VIA PROXYEDGE.-HOWEVER IF YOU WISH TO DO SO, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. IF-YOU HAVE FURTHER QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | | |
| 4.A.1 | ELECTION TO SISTEMA'S
BOARD OF DIRECTOR: ANNA BELOVA | Management | No Action | |
| 4.A.2 | ELECTION TO SISTEMA'S
BOARD OF DIRECTOR: ANDREY DUBOVSKOV | Management | No Action | |
| 4.A.3 | ELECTION TO SISTEMA'S
BOARD OF DIRECTOR: VLADIMIR EVTUSHENKOV | Management | No Action | |
| 4.A.4 | ELECTION TO SISTEMA'S
BOARD OF DIRECTOR: FELIX EVTUSHENKOV | Management | No Action | |
| 4.A.5 | ELECTION TO SISTEMA'S
BOARD OF DIRECTOR: RON SOMMER | Management | No Action | |
| 4.A.6 | ELECTION TO SISTEMA'S
BOARD OF DIRECTOR: ROBERT KOCHARYAN | Management | No Action | |
| 4.A.7 | ELECTION TO SISTEMA'S
BOARD OF DIRECTOR: ROGER MUNNINGS | Management | No Action | |
| 4.A.8 | ELECTION TO SISTEMA'S
BOARD OF DIRECTOR: VLADIMIR CHIRAKHOV | Management | No Action | |
| 4.A.9 | ELECTION TO SISTEMA'S
BOARD OF DIRECTOR: ANATOLY CHUBAIS | Management | No Action | |
| 4.A10 | ELECTION TO SISTEMA'S
BOARD OF DIRECTOR: MIKHAIL SHAMOLIN | Management | No Action | |
| 4.A11 | ELECTION TO SISTEMA'S
BOARD OF DIRECTOR: ETIENNE SCHNEIDER | Management | No Action | |
| 4.A12 | ELECTION TO SISTEMA'S
BOARD OF DIRECTOR: DAVID IAKOBACHVILI | Management | No Action | |
| CMMT | PLEASE
NOTE CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. OUT OF THE 12 DIRECTORS PRESENTED FOR ELECTION, A-MAXIMUM OF 11 DIRECTORS ARE TO BE ELECTED. THE LOCAL AGENT IN THE MARKET WILL-APPLY CUMULATIVE VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE "FOR".-CUMULATIVE VOTES CANNOT BE APPLIED UNEVENLY AMONG DIRECTORS VIA PROXYEDGE.-HOWEVER IF YOU WISH TO DO SO, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. IF-YOU HAVE FURTHER QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | | |
| 4.B.1 | ELECTION TO SISTEMA'S
BOARD OF DIRECTOR: ANNA BELOVA | Management | No Action | |
| 4.B.2 | ELECTION TO SISTEMA'S
BOARD OF DIRECTOR: ANDREY DUBOVSKOV | Management | No Action | |
| 4.B.3 | ELECTION TO SISTEMA'S
BOARD OF DIRECTOR: VLADIMIR EVTUSHENKOV | Management | No Action | |
| 4.B.4 | ELECTION TO SISTEMA'S
BOARD OF DIRECTOR: FELIX EVTUSHENKOV | Management | No Action | |
| 4.B.5 | ELECTION TO SISTEMA'S
BOARD OF DIRECTOR: RON SOMMER | Management | No Action | |
| 4.B.6 | ELECTION TO SISTEMA'S
BOARD OF DIRECTOR: ROBERT KOCHARYAN | Management | No Action | |
| 4.B.7 | ELECTION TO SISTEMA'S
BOARD OF DIRECTOR: ROGER MUNNINGS | Management | No Action | |
| 4.B.8 | ELECTION TO SISTEMA'S
BOARD OF DIRECTOR: VLADIMIR CHIRAKHOV | Management | No Action | |
| 4.B.9 | ELECTION TO SISTEMA'S
BOARD OF DIRECTOR: ANATOLY CHUBAIS | Management | No Action | |
| 4.B10 | ELECTION TO SISTEMA'S
BOARD OF DIRECTOR: MIKHAIL SHAMOLIN | Management | No Action | |
| 4.B11 | ELECTION TO SISTEMA'S
BOARD OF DIRECTOR: ETIENNE SCHNEIDER | Management | No Action | |
| 4.B12 | ELECTION TO SISTEMA'S
BOARD OF DIRECTOR: DAVID IAKOBACHVILI | Management | No Action | |
| 5.1 | APPOINTMENT OF INDEPENDENT
AUDITORS: APPROVE JSC DELOITTE AND TOUCHE CIS AS THE AUDITOR TO PERFORM THE AUDIT FOR 2020 ACCORDING TO THE RUSSIAN ACCOUNTING STANDARDS | Management | No Action | |
| 5.2 | APPOINTMENT OF INDEPENDENT
AUDITORS: APPROVE JSC DELOITTE AND TOUCHE CIS AS THE AUDITOR TO PERFORM THE AUDIT FOR 2020 ACCORDING TO THE INTERNATIONAL FINANCIAL REPORTING STANDARDS | Management | No Action | |
| 6 | REMUNERATION PAYMENT
TO A MEMBER OF SISTEMA'S BOARD OF DIRECTORS | Management | No Action | |
| CMMT | THE
AGENDA OF THE MEETING INCLUDES DETERMINING THE NUMBER OF SEATS ON THE- BOARD OF DIRECTORS. SHAREHOLDERS ARE THEREFORE INVITED TO VOTE ON TWO ITEMS- PERTAINING TO THE ELECTION OF THE BOARD: RESOLUTION 4A (ASSUMING A BOARD OF-12 SEATS) AND RESOLUTION 4B (ASSUMING A BOARD OF 11 SEATS). IN CASE THE-MEETING DECIDES IN FAVOUR OF EXPANDING THE BOARD TO 12 SEATS, THE TELLER-COMMITTEE WILL TALLY VOTES BASED ON RESOLUTION 4A. OTHERWISE, THE TELLER-COMMITTEE WILL TALLY VOTES BASED ON BALLOT RESOLUTION 4B | Non-Voting | | |
| LANDIS+GYR
GROUP AG | | | | |
| Security | | H893NZ107 | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | Meeting Date | 30-Jun-2020 |
| ISIN | | CH0371153492 | Agenda | 712757561 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| CMMT | PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | | |
| 1 | 2019 ANNUAL REPORT AND
FINANCIAL STATEMENTS | Management | No Action | |
| 2 | APPROPRIATION OF RESULTS | Management | No Action | |
| 3 | DISCHARGE OF THE MEMBERS
OF THE BOARD OF DIRECTORS AND OF THE GROUP EXECUTIVE MANAGEMENT | Management | No Action | |
| 4.1 | REMUNERATION: 2019 REMUNERATION
REPORT (CONSULTATIVE VOTE) | Management | No Action | |
| 4.2 | REMUNERATION: MAXIMUM
AGGREGATE REMUNERATION FOR THE BOARD OF DIRECTORS FOR THE TERM OF OFFICE UNTIL THE 2021 GENERAL MEETING (BINDING VOTE) | Management | No Action | |
| 4.3 | MAXIMUM AGGREGATE REMUNERATION
FOR THE GROUP EXECUTIVE MANAGEMENT FOR THE FINANCIAL YEAR STARTING APRIL 1, 2021 AND ENDING MARCH 31, 2022 (BINDING VOTE) | Management | No Action | |
| 5.1.1 | RE-ELECTION OF MEMBER
OF THE BOARD OF DIRECTORS: ANDREAS UMBACH | Management | No Action | |
| 5.1.2 | RE-ELECTION OF MEMBER
OF THE BOARD OF DIRECTORS: ERIC ELZVIK | Management | No Action | |
| 5.1.3 | RE-ELECTION OF MEMBER
OF THE BOARD OF DIRECTORS: DAVE GEARY | Management | No Action | |
| 5.1.4 | RE-ELECTION OF MEMBER
OF THE BOARD OF DIRECTORS: PIERRE-ALAIN GRAF | Management | No Action | |
| 5.1.5 | RE-ELECTION OF MEMBER
OF THE BOARD OF DIRECTORS: PETER MAINZ | Management | No Action | |
| 5.1.6 | RE-ELECTION OF MEMBER
OF THE BOARD OF DIRECTORS: SOREN THORUP SORENSEN | Management | No Action | |
| 5.1.7 | RE-ELECTION OF MEMBER
OF THE BOARD OF DIRECTORS: ANDREAS SPREITER | Management | No Action | |
| 5.1.8 | RE-ELECTION OF MEMBER
OF THE BOARD OF DIRECTORS: CHRISTINA STERCKEN | Management | No Action | |
| 5.2 | RE-ELECTION OF THE CHAIRMAN
OF THE BOARD OF DIRECTORS: ANDREAS UMBACH | Management | No Action | |
| 5.3.1 | RE-ELECTION OF THE MEMBER
OF THE REMUNERATION COMMITTEE: ERIC ELZVIK | Management | No Action | |
| 5.3.2 | RE-ELECTION OF THE MEMBER
OF THE REMUNERATION COMMITTEE: DAVE GEARY | Management | No Action | |
| 5.3.3 | RE-ELECTION OF THE MEMBER
OF THE REMUNERATION COMMITTEE: PIERRE-ALAIN GRAF | Management | No Action | |
| 5.4 | RE-ELECTION OF THE STATUTORY
AUDITORS: PRICEWATERHOUSECOOPERS AG, ZUG | Management | No Action | |
| 5.5 | RE-ELECTION OF THE INDEPENDENT
PROXY: MR. ROGER FOEHN, ATTORNEY-AT -LAW, OF THE LAW FIRM ADROIT, | Management | No Action | |
| 6 | REDUCTION OF SHARE CAPITAL
FURTHER TO THE SHARE BUYBACK PROGRAM | Management | No Action | |
| 7 | CREATION OF CONDITIONAL
CAPITAL FOR FINANCING AND ACQUISITIONS | Management | No Action | |
| 8 | CREATION OF AUTHORIZED
CAPITAL | Management | No Action | |
| 9 | CHANGE OF DOMICILE | Management | No Action | |
| CMMT | PART
2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | | |
| LIBERTY
GLOBAL PLC | | | | |
| Security | | G5480U104 | Meeting Type | Annual |
| Ticker Symbol | | LBTYA | Meeting Date | 30-Jun-2020 |
| ISIN | | GB00B8W67662 | Agenda | 935223228 - Management |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | Elect Miranda Curtis
as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2023 or until a successor in interest is appointed. | Management | For | For |
| 2. | Elect John W. Dick as
a director of Liberty Global for a term expiring at the annual general meeting to be held in 2023 or until a successor in interest is appointed. | Management | For | For |
| 3. | Elect JC Sparkman as
a director of Liberty Global for a term expiring at the annual general meeting to be held in 2023 or until a successor in interest is appointed. | Management | For | For |
| 4. | Elect J. David Wargo
as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2023 or until a successor in interest is appointed. | Management | For | For |
| 5. | Approve,
on an advisory basis, the annual report on the implementation of the directors' compensation policy for the year ended December 31, 2019, contained in Appendix A of the proxy statement (in accordance with requirements applicable to U.K. companies). | Management | For | For |
| 6. | Approve
the director's compensation policy contained in Appendix A of Liberty Global's proxy statement for the 2020 annual general meeting of shareholders (the AGM) (in accordance with requirements applicable to United Kingdom (U.K.) companies) to be effective as of the date of the 2020 AGM. | Management | For | For |
| 7. | Approve,
on an advisory basis, the compensation of the named executive officers, as disclosed in Liberty Global's proxy statement for the 2020 AGM pursuant to the compensation disclosure rules of the Securities and Exchange Commission, under the heading "Executive Officers and Directors Compensation". | Management | For | For |
| 8. | Choose, on an advisory
basis, the frequency at which future advisory votes on the compensation of the named executive officers, as disclosed pursuant to the Securities and Exchange Commission's compensation disclosure rules, will be held. | Management | 3 Years | For |
| 9. | Ratify the appointment
of KPMG LLP (U.S.) as Liberty Global's independent auditor for the year ending December 31, 2020. | Management | For | For |
| 10. | Appoint KPMG LLP (U.K.)
as Liberty Global's U.K. statutory auditor under the U.K. Companies Act 2006 (the Companies Act) (to hold office until the conclusion of the next annual general meeting at which accounts are laid before Liberty Global). | Management | For | For |
| 11. | Authorize the audit
committee of Liberty Global's board of directors to determine the U.K. statutory auditor's compensation. | Management | For | For |
| 12. | Authorize
Liberty Global's board of directors in accordance with Section 570 of the Companies Act to allot equity securities (as defined in Section 560 of the Companies Act) for cash pursuant to the authority conferred under Section 551 of the Companies Act by resolution 10 passed at the Annual General Meeting of Liberty Global held on June 11, 2019, without the rights of preemption provided by Section 561 of the Companies Act. | Management | For | For |
| 13. | Authorize
Liberty Global and its subsidiaries to make political donations to political parties, independent election candidates and/or political organizations other than political parties and/or incur political expenditures of up to $1,000,000 under the Companies Act. | Management | For | For |
| 14. | Approve
the form agreements and counterparties pursuant to which Liberty Global may conduct the purchase of its ordinary shares in the capital of Liberty Global and authorize all or any of Liberty Global's directors and senior officers to enter into, complete and make purchases of ordinary shares in the capital of Liberty Global pursuant to the form of agreements and with any of the approved counterparties, which approvals will expire on the fifth anniversary of the 2020 AGM. | Management | For | For |

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SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Registrant The Gabelli Utility Trust

By (Signature and Title)*
Bruce N. Alpert, Principal Executive Officer

Date August 21, 2020

*Print the name and title of each signing officer under his or her signature.

Field: Page; Sequence: 3

Field: /Page

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