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GABELLI UTILITY TRUST — Director's Dealing 2020
Jan 22, 2020
32766_dirs_2020-01-22_dd431ede-8bac-44df-9bd1-3172bb860aee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GABELLI UTILITY TRUST (GUT)
CIK: 0001080720
Period of Report: 2019-12-02
Reporting Person: GABELLI MARIO J (Director, Control Person of Adviser)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-02 | Common Shares, Par Value $0.001 | S | 7000 | $7.7234 | Disposed | 245000 | Indirect |
| 2020-01-21 | Common Shares, Par Value $0.001 | S | 5000 | $7.8739 | Disposed | 240000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, Par Value $0.001 | 18234 | Indirect |
| Common Shares, Par Value $0.001 | 692022 | Direct |
Footnotes
F1: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F2: The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.