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GABELLI UTILITY TRUST — Director's Dealing 2018
May 16, 2018
32766_dirs_2018-05-16_aba4a31a-f835-4c58-9c56-b7eb011ce0e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GABELLI UTILITY TRUST (GUTRT)
CIK: 0001080720
Period of Report: 2018-05-14
Reporting Person: GABELLI MARIO J (Director, Control Person of Adviser)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-14 | Subscription Rights for Common Shares | S | 272000 | $0.0526 | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Subscription Rights for Common Shares | 11015 | Indirect |
| Subscription Rights for Common Shares | 425175 | Direct |
Footnotes
F1: The rights reported reflect the total rights owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the rights held by it which are in excess of his indirect pecuniary interest.
F2: The rights reported reflect the total rights owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the rights held by this entity which are in excess of his indirect pecuniary interest.