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GABELLI UTILITY TRUST — Director's Dealing 2017
Nov 29, 2017
32766_dirs_2017-11-29_168463f6-bc0f-4551-9388-52e46c685f1b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GABELLI UTILITY TRUST (GUT)
CIK: 0001080720
Period of Report: 2017-11-27
Reporting Person: GABELLI MARIO J (Director, Control Person of Adviser)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-27 | Common Shares, Par Value $0.001 | S | 1149 | $7.0432 | Disposed | 272000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, Par Value $0.001 | 425170 | Direct |
| Common Shares, Par Value $0.001 | 11013 | Indirect |
Footnotes
F1: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F2: The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.