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GABELLI UTILITY TRUST — Director's Dealing 2003
Oct 7, 2003
32766_dirs_2003-10-07_4a1c4d4f-455e-432f-ad37-0edaa8cd49d2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GABELLI UTILITY TRUST (GUT)
CIK: 0001080720
Period of Report: 2003-10-03
Reporting Person: GABELLI MARIO J (Chairman and CIO, Trustee)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-10-03 | Common Stock | P | 109363 | $7 | Acquired | 283466.81 | Direct |
| 2003-10-03 | Common Stock | P | 70251 | $7 | Acquired | 182099 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 56 | Indirect |
Footnotes
F1: Represents shares received in the oversubscription in connection with the Issuer's rights offering.
F2: Owned by custodial accounts, the custodian of which is the Reporting Person and the beneficiary of which is the nephew of the Reporting Person. Mr. Gabelli hereby disclaims beneficial ownership of these shares.
F3: Mr. Gabelli has less than a 100% interest in this entity. The securities reported reflect the total amount of securities beneficially owned by this entity, which is greater than Mr. Gabelli's indirect pecuniary interest. Mr. Gabelli hereby disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.