Gabelli Global Small & Mid Cap Value Trust — Director's Dealing 2021

Nov 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Gabelli Global Small & Mid Cap Value Trust (GGZ.B)
CIK: 0001585855
Period of Report: 2021-11-01

Reporting Person: GABELLI MARIO J (Director, 10% Owner, Control Person of Adviser)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-01	Series B Cumulative Preferred Shares	P	200000	$10	Acquired	200000	Indirect
2021-11-01	Series B Cumulative Preferred Shares	P	250000	$10	Acquired	250000	Indirect
2021-11-01	Series B Cumulative Preferred Shares	P	163500	$10	Acquired	163500	Direct
2021-11-01	Series B Cumulative Preferred Shares	P	100000	$10	Acquired	100000	Indirect
2021-11-01	Series B Cumulative Preferred Shares	P	200000	$10	Acquired	200000	Indirect
2021-11-01	Series B Cumulative Preferred Shares	P	350000	$10	Acquired	350000	Indirect

Footnotes

F1: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chairman and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

F3: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

F4: The shares being reported are held at E3M 2018, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

F5: The shares being reported are held at E3M Investors, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.