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Gabelli Global Small & Mid Cap Value Trust Director's Dealing 2017

Dec 14, 2017

34093_dirs_2017-12-14_6c57a5f0-1f8c-4e2f-9f5d-88b1930b39e7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Gabelli Global Small & Mid Cap Value Trust (GGZ)
CIK: 0001585855
Period of Report: 2017-12-14

Reporting Person: GABELLI MARIO J (Director, 10% Owner, Control Person of Adviser)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-14 Common Shares, Par Value $0.001 J 821729 $11.5 Acquired 2486670.75 Direct
2017-12-14 Common Shares, Par Value $0.001 J 336 $11.5 Acquired 1342 Indirect
2017-12-14 Common Shares, Par Value $0.001 J 5055 $11.5 Acquired 20222 Indirect
2017-12-14 Common Shares, Par Value $0.001 J 26055 $11.5 Acquired 78828 Indirect

Footnotes

F1: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights.

F2: The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

F3: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

F4: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

F5: The reporting person acquired these common shares through the exercise of common share purchase rights.