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Gabelli Global Small & Mid Cap Value Trust — Director's Dealing 2014
Jun 27, 2014
34093_dirs_2014-06-27_07430096-1aeb-44f9-9c57-e0eaf69c7bea.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Gabelli Global Small & Mid Cap Value Trust (GGZ)
CIK: 0001585855
Period of Report: 2014-06-23
Reporting Person: GABELLI MARIO J (Director, Control Person of Adviser)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, Par Value $0.001 | 13162.75 | Direct |
| Common Shares, Par Value $0.001 | 52190 | Indirect |
Footnotes
F1: Shares acquired pursuant to the one for ten share distribution from The Gabelli Dividend & Income Trust with a cost basis of $11.90 per share.
F2: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.