AI assistant
GABELLI EQUITY TRUST INC — Director's Dealing 2021
Jul 22, 2021
31730_dirs_2021-07-22_13a6be38-b30e-4307-980c-29625aff82f3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GABELLI EQUITY TRUST INC (GAB)
CIK: 0000794685
Period of Report: 2021-07-21
Reporting Person: GABELLI MARIO J (Director, Control Person of Adviser)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-21 | Common Stock, Par Value $0.001 | J | 141997 | $5.5 | Acquired | 1561972.27 | Direct |
| 2021-07-21 | Common Stock, Par Value $0.001 | J | 76971 | $5.5 | Acquired | 846676 | Indirect |
| 2021-07-21 | Common Stock, Par Value $0.001 | J | 6967 | $5.5 | Acquired | 76642 | Indirect |
Footnotes
F1: The reporting person acquired these common shares through the exercise of common share purchase rights.
F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F3: The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares owned by this entity which are in excess of his indirect pecuniary interest.