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GABELLI EQUITY TRUST INC — Director's Dealing 2021
Dec 21, 2021
31730_dirs_2021-12-21_37c952f1-15cf-43ad-90cf-bdde44cfef4c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GABELLI EQUITY TRUST INC (GAB.M)
CIK: 0000794685
Period of Report: 2021-12-17
Reporting Person: GABELLI MARIO J (Director, Control Person of Adviser)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-17 | Series M Cumulative Preferred Stock | P | 40000 | $100 | Acquired | 40000 | Indirect |
| 2021-12-17 | Series M Cumulative Preferred Stock | P | 20000 | $100 | Acquired | 20000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Series G Cumulative Preferred Stock | 29000 | Indirect |
Footnotes
F1: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.