AI assistant
GABELLI EQUITY TRUST INC — Director's Dealing 2017
Dec 21, 2017
31730_dirs_2017-12-21_7bf543b9-910b-4298-903f-e06fc9b5f0c9.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GABELLI EQUITY TRUST INC (GAB)
CIK: 0000794685
Period of Report: 2017-12-21
Reporting Person: GABELLI MARIO J (Director, Control Person of Adviser)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-21 | Common Stock, Par Value $0.001 | J | 336588 | $5.5 | Acquired | 1419975.27 | Direct |
| 2017-12-21 | Common Stock, Par Value $0.001 | J | 8170 | $5.5 | Acquired | 69675 | Indirect |
| 2017-12-21 | Common Stock, Par Value $0.001 | J | 118449 | $5.5 | Acquired | 769705 | Indirect |
Footnotes
F1: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights.
F2: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.
F3: The reporting person acquired these common shares through the exercise of common share purchase rights.
F4: The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares owned by this entity which are in excess of his indirect pecuniary interest.
F5: The shares reported reflect the total shares owned by GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares owned by this entity which are in excess of his indirect pecuniary interests.