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GABELLI EQUITY TRUST INC — Director's Dealing 2015
Nov 19, 2015
31730_dirs_2015-11-19_6fd8fe1f-751a-4743-b366-88015ecf0f5c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GABELLI EQUITY TRUST INC (GAB)
CIK: 0000794685
Period of Report: 2015-11-13
Reporting Person: CITIGROUP INC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-13 | Auction Rate Preferred | S | 3702 | $74.375 | Disposed | 0 | Indirect |
Footnotes
F1: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc.("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.
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