Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

GABELLI EQUITY TRUST INC Director's Dealing 2015

Nov 19, 2015

31730_dirs_2015-11-19_6fd8fe1f-751a-4743-b366-88015ecf0f5c.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GABELLI EQUITY TRUST INC (GAB)
CIK: 0000794685
Period of Report: 2015-11-13

Reporting Person: CITIGROUP INC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-11-13 Auction Rate Preferred S 3702 $74.375 Disposed 0 Indirect

Footnotes

F1: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc.("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.