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GABELLI DIVIDEND & INCOME TRUST — Director's Dealing 2021
Apr 22, 2021
31538_dirs_2021-04-22_e69f4bf6-a88a-4065-a62b-e09a73274af7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GABELLI DIVIDEND & INCOME TRUST (GDV)
CIK: 0001260729
Period of Report: 2021-04-20
Reporting Person: BANK OF AMERICA CORP /DE/ (10% Owner)
Reporting Person: BANK OF AMERICA NA (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-20 | Auction Rate Preferred Shares | J | 5990 | — | Disposed | 0 | Indirect |
Footnotes
F1: The 5,990 preferred shares reported as disposed of in Table I represent auction rate preferred shares (the "ARP Shares") that were beneficially owned by Bank of America, N.A. ("BANA"). The ARP Shares were disposed of as a result of a tender to the Issuer. BANA is a wholly owned subsidiary of Bank of America Corporation ("BAC").
F2: This statement is jointly filed by BAC and BANA. BAC held an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary BANA.