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FutureFuel Corp. — Major Shareholding Notification 2008
Feb 14, 2008
33817_mrq_2008-02-14_3b22acce-ee82-42d2-bbc1-3d82d7d890dd.zip
Major Shareholding Notification
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SC 13G 1 d53867fsc13g.htm SCHEDULE 13G sc13g PAGEBREAK
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934 (Amendment No. )*
FUTUREFUEL CORP.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
Not Applicable
(CUSIP Number)
December 31, 2007
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| o Rule 13d-1(b) |
|---|
| o Rule 13d-1(c) |
| þ Rule 13d-1(d) |
- The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications:
Janice V. Sharry, Esq. Haynes and Boone, LLP 901 Main Street, Suite 3100 Dallas, Texas 75202 (214) 651-5562
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CUSIP No. Not Applicable
| 1 | NAMES OF REPORTING PERSONS. MSD Capital, L.P | |
|---|---|---|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) o | ||
| (b) þ | ||
| 3 | SEC USE ONLY | |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| Delaware | ||
| 5 | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 6 | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 3,600,000 | |
| EACH | 7 | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH: | 8 | SHARED DISPOSITIVE POWER |
| 3,600,000 | ||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 3,600,000 | ||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |
| 12.6% | ||
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| PN |
PAGEBREAK
CUSIP No. Not Applicable
| 1 | NAMES OF REPORTING PERSONS. SOF Investments, L.P. | |
|---|---|---|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) o | ||
| (b) þ | ||
| 3 | SEC USE ONLY | |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| Delaware | ||
| 5 | SOLE VOTING POWER | |
| NUMBER OF | 0 | |
| SHARES | 6 | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | 3,600,000 | |
| EACH | 7 | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | 0 | |
| WITH: | 8 | SHARED DISPOSITIVE POWER |
| 3,600,000 | ||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| 3,600,000 | ||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |
| 12.6% | ||
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| PN |
PAGEBREAK
Item 1.
(a) Name of Issuer
FUTUREFUEL CORP.
(b) Address of Issuers Principal Executive Offices
8235 Forsyth Blvd., Suite 400, St. Louis, Missouri 63105
Item 2.
(a) Name of Person Filing
This statement is jointly filed by and on behalf of each of MSD Capital, L.P. and SOF Investments, L.P. SOF Investments is the record and direct beneficial owner of the securities covered by this statement. MSD Capital is the general partner of SOF Investments and may be deemed to indirectly beneficially own securities owned by SOF Investments. MSD Capital Management LLC is the general partner of MSD Capital. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, the beneficial owner of any securities covered by this statement.
(b) Address of Principal Business Office or, if none, Residence
The address of the principal business office of each reporting person is 645 Fifth Avenue, 21st Floor, New York, New York 10022.
(c) Citizenship
See Item 4 on the cover page(s) hereto.
(d) Title of Class of Securities
Common Stock
(e) CUSIP Number
Not Applicable
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is:
| (a) | o A Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). |
|---|---|
| (b) | o A Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). |
| (c) | o An insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). |
| (d) | o An investment company registered under Section 8 of the Investment Company |
| Act of 1940 (15 U.S.C. 80a-8). | |
| (e) | o An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
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| (f) | o An employee benefit plan or endowment fund in accordance with §240.13d- 1(b)(1)(ii)(F); | | --- | --- | | (g) | o A parent holding company or control person in accordance with §240.13d- 1(b)(1)(ii)(G); | | (h) | o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | | (i) | o A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | | (j) | o A group, in accordance with §240.13d-1(b)(1)(ii)(J). |
Item 4. Ownership.
| (a) | Amount beneficially owned: |
|---|---|
| See Item 9 on the cover page(s) hereto. | |
| (b) | Percent of class: |
| See Item 11 on the cover page(s) hereto. | |
| (c) | Number of shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote: |
|---|---|
| See Item 5 on the cover page(s) hereto. | |
| (ii) | Shared power to vote or to direct the vote: |
| See Item 6 on the cover page(s) hereto. | |
| (iii) | Sole power to dispose or to direct the disposition of: |
| See Item 7 on the cover page(s) hereto. | |
| (iv) | Shared power to dispose or to direct the disposition of: |
| See Item 8 on the cover page(s) hereto. |
Item 5. Ownership of 5% or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o .
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Item 6. Ownership of More than 5 Percent on Behalf of Another Person
Not Applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Not Applicable
Item 8. Identification and Classification of Members of the Group
Not Applicable
Item 9. Notice of Dissolution of Group
Not Applicable
Item 10. Certifications
(a) Not Applicable
(b) Not Applicable
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| Date: February 14, 2008 | |
|---|---|
| By: | MSD Capital Management LLC |
| Its: | General Partner |
| By: | /s/ Marc R. Lisker |
| Name: | Marc R. Lisker |
| Title: | Manager and General Counsel |
| SOF INVESTMENTS, L.P. | |
|---|---|
| By: | MSD Capital, L.P. |
| Its: | General Partner |
| By: | MSD Capital Management LLC |
| Its: | General Partner |
| By: | /s/ Marc R. Lisker |
| Name: | Marc R. Lisker |
| Title: | Manager and General Counsel |
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EXHIBIT INDEX
| Exhibit | Description of Exhibit |
|---|---|
| 99.1 | Joint Filing Agreement (furnished herewith) |
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