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FULTON FINANCIAL CORP — Director's Dealing 2016
Nov 14, 2016
31283_dirs_2016-11-14_acfa3e93-92de-461d-9e3e-ce278bae2abf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULTON FINANCIAL CORP (FULT)
CIK: 0000700564
Period of Report: 2016-11-09
Reporting Person: Wenger E Philip (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-09 | $2.50 par value common stock | M | 10296.00 | $9.965 | Acquired | 150735.9771 | Direct |
| 2016-11-09 | $2.50 par value common stock | S | 5444.00 | $15.5133 | Disposed | 145291.9771 | Direct |
| 2016-11-09 | $2.50 par value common stock | S | 3432.00 | $15.535 | Disposed | 141859.9771 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-09 | Stock Option (Right to Buy) | $9.965 | M | 10296.00 | Disposed | 2018-06-30 | Common Stock (10296.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| $2.50 par value common stock | 76155.5919 | Indirect |
| $2.50 par value common stock | 2967.4185 | Indirect |
| $2.50 par value common stock | 333.2655 | Indirect |
Footnotes
F1: Includes 718.5245 shares acquired on July19, 2016 and 713.1294 shares acquired on October 17, 2016 under the Fulton Financial Corporation Dividend Reinvestment Plan.
F2: Includes 37,624.5261 shares held jointly with spouse.
F3: Represents the weighted average price of shares sold in multiple transactions through a broker-dealer at prices ranging from $15.50 to $15.575, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F4: Represents the weighted average price of shares sold in multiple transactions through a broker-dealer at prices ranging from $15.50 to $15.55, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F5: Based on Plan Statement dated October 31, 2016.
F6: Includes 1.6832 shares acquired on July 19, 2016 and 1.6672 shares acquired on October 17, 2016 under the Fulton Financial Corporation Dividend Reinvestment Plan.
F7: Shares exclude previously reported shares transferred to adult child from custodial account.
F8: The shares became exercisable as follows: 3,432 share(s) on July 1, 2009, 3,432 share(s) on July 1, 2010 and 3,432 share(s) on July 1, 2011.