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FULTON FINANCIAL CORP — Director's Dealing 2016
Nov 14, 2016
31283_dirs_2016-11-14_1d1fdb7f-2c22-4814-8d53-ca3427f758cd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULTON FINANCIAL CORP (FULT)
CIK: 0000700564
Period of Report: 2016-06-21
Reporting Person: DePorter Michael J (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-21 | $2.50 par value common stock | J | 143.1459 | $12.0913 | Acquired | 3971.4134 | Direct |
| 2016-09-27 | $2.50 par value common stock | J | 165.4058 | $12.2081 | Acquired | 4136.8192 | Direct |
| 2016-11-09 | $2.50 par value common stock | M | 6300.00 | $14.415 | Acquired | 10436.8192 | Direct |
| 2016-11-09 | $2.50 par value common stock | M | 5148.00 | $11.58 | Acquired | 15584.8192 | Direct |
| 2016-11-09 | $2.50 par value common stock | S | 11448.00 | $15.3196 | Disposed | 4136.8192 | Direct |
| 2016-11-09 | $2.50 par value common stock | S | 2500.00 | $15.2597 | Disposed | 1636.8192 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-09 | Stock Option (Right to Buy) | $14.415 | M | 6300.00 | Disposed | 2017-06-30 | Common Stock (6300.00) | Direct |
| 2016-11-09 | Stock Option (Right to Buy) | $11.58 | M | 5148.00 | Disposed | 2023-03-31 | Common Stock (5148.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| $2.50 par value common stock | 6099.0527 | Indirect |
Footnotes
F1: Purchase made with cash in the Employee Stock Purchase Plan.
F2: Includes 16.5488 shares acquired on April 19, 2016 and 18.163 shares acquired on July 19, 2016 under the Fulton Financial Corporation Dividend Reinvestment Plan.
F3: Includes 1,390.4457 shares held jointly with spouse.
F4: Includes 1,555.8515 shares held jointly with spouse.
F5: Represents the weighted average price of shares sold in multiple transactions through a broker-dealer at prices ranging from $15.30 to $15.35, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F6: Represents the weighted average price of shares sold in multiple transactions through a broker-dealer at prices ranging from $15.25 to $15.275, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F7: Based on Plan Statement dated October 31, 2016.
F8: The shares became exercisable as follows: 1,716 share(s) on April 1,2014, 1,716 share(s) on April 1, 2015, and 1,716 share(s) on April 1, 2016