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FULTON FINANCIAL CORP — Director's Dealing 2016
Nov 21, 2016
31283_dirs_2016-11-21_28c68701-cce4-4791-b5ab-cbab1a285c56.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULTON FINANCIAL CORP (FULT)
CIK: 0000700564
Period of Report: 2016-11-17
Reporting Person: Roda Craig A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-17 | $2.50 par value Common Stock | M | 18000.00 | $14.415 | Acquired | 103734.0335 | Direct |
| 2016-11-17 | $2.50 par value Common Stock | M | 15958.00 | $10.88 | Acquired | 119692.0335 | Direct |
| 2016-11-17 | $2.50 par value Common Stock | M | 7722.00 | $9.965 | Acquired | 127414.0335 | Direct |
| 2016-11-17 | $2.50 par value Common Stock | F | 30388.00 | $17.55 | Disposed | 97026.0335 | Direct |
| 2016-11-17 | $2.50 par value common stock | S | 9844.00 | $17.7001 | Disposed | 87182.0335 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-17 | Stock Option (Right to Buy) | $14.415 | M | 18000.00 | Disposed | 2017-06-30 | $2.50 par value Common Stock (18000.00) | Direct |
| 2016-11-17 | Stock Option (Right to Buy) | $10.88 | M | 15958.00 | Disposed | 2021-06-30 | $2.50 par value Common Stock (15958.00) | Direct |
| 2016-11-17 | Stock Option (Right to Buy) | $9.965 | M | 7722.00 | Disposed | 2018-06-30 | $2.50 par value Common Stock (7722.00) | Direct |
Footnotes
F1: Includes 28,798.4150 shares held jointly with spouse.
F2: Includes 62.90046 shares acquired on April 15, 2016, 483.2266 shares acquired on April 19, 2016, 68.41204 shares acquired on July 15, 2016, 530.3537 shares acquired on July 19, 2016, 68.36842 shares acquired on October 14, 2016, 526.3719 shares acquired on October 17, 2016 pursuant to dividend reinvestment.
F3: Represents the weighted average price of shares sold in multiple transactions through a broker-dealer at prices ranging from $17.70 to $17.7001, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F4: Includes 18,954.4090 shares held jointly with spouse.
F5: These shares became exercisable as follows: 5,320 share(s) on July 1, 2012, 5,319 share(s) on July 1, 2013, 5,319 share(s) on July 1, 2014.
F6: These shares became exercisable as follows: 2,574 share(s) on July 1, 2009, 2,574 share(s) on July 1, 2010 and 2,574 share(s) on July 1, 2011.