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FULLER H B CO — Director's Dealing 2023
Jan 27, 2023
31338_dirs_2023-01-26_b556de2d-b00d-439a-bc96-08fcaa86404f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2023-01-24
Reporting Person: Cai Zhiwei (Executive Vice President, EA)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-24 | Common Stock | M | 1047.0000 | $68.1700 | Acquired | 29780.0000 | Direct |
| 2023-01-24 | Common Stock | M | 745.0000 | $68.1700 | Acquired | 30525.0000 | Direct |
| 2023-01-24 | Common Stock | A | 653.0000 | $68.1700 | Acquired | 31178.0000 | Direct |
| 2023-01-24 | Common Stock | F | 250.0000 | $68.1700 | Disposed | 30928.0000 | Direct |
| 2023-01-24 | Common Stock | F | 263.0000 | $68.1700 | Disposed | 30665.0000 | Direct |
| 2023-01-24 | Common Stock | F | 350.0000 | $68.1700 | Disposed | 30315.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-24 | Employee Stock Option (Right-to-Buy) | $68.1700 | A | 13184.0000 | Acquired | 2033-01-24 | Common Stock (13184.0000) | Direct |
| 2023-01-24 | Restricted Stock Units | $0.0000 | A | 2175.0000 | Acquired | 2026-01-23 | Common Stock (2175.0000) | Direct |
| 2023-01-24 | Restricted Stock Units | $0.0000 | M | 1047.0000 | Disposed | 2023-01-24 | Common Stock (1047.0000) | Direct |
| 2023-01-24 | Restricted Stock Units | $0.0000 | M | 745.0000 | Disposed | 2025-01-24 | Common Stock (745.0000) | Direct |
| 2023-01-24 | Restricted Stock Units | $0.0000 | A | 6691.0000 | Acquired | 2025-01-24 | Common Stock (6691.0000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $45.0500 | 2029-01-24 | Common Stock (27472.0000) | 27472.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.3500 | 2030-01-24 | Common Stock (28985.0000) | 28985.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $50.1000 | 2027-01-26 | Common Stock (13033.0000) | 13033.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $51.8900 | 2031-01-27 | Common Stock (25571.0000) | 25571.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $53.5700 | 2028-01-25 | Common Stock (16375.0000) | 16375.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $72.9400 | 2032-01-24 | Common Stock (15398.0000) | 15398.0000 | Direct |
| Phantom Units | $0.0000 | Common Stock (4083.8300) | 4083.8300 | Direct | |
| Restricted Stock Units | $0.0000 | 2024-01-27 | Common Stock (2224.0200) | 2224.0200 | Direct |
Footnotes
F1: Shares withheld for taxes due on 745 shares issued.
F2: Shares withheld for taxes due on 653 shares issued.
F3: Shares withheld for taxes due on 1,047 shares issued.
F4: This option vests in three equal annual installments beginning on the date shown.
F5: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
F6: These restricted stock units vest in three equal annual installments beginning on the date shown.
F7: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.
F8: This option is 100% vested.
F9: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
F10: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
F11: Amount includes stock units acquired pursuant to a dividend equivalent feature.