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FULLER H B CO — Director's Dealing 2022
Aug 9, 2022
31338_dirs_2022-08-09_c9fd8a08-ace2-4e6d-a08e-692f13e18127.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2022-08-05
Reporting Person: Owens James (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-05 | Common Stock | M | 40349.0000 | $39.6400 | Acquired | 224828.7760 | Direct |
| 2022-08-05 | Common Stock | S | 40349.0000 | $63.5986 | Disposed | 184479.7760 | Direct |
| 2022-08-08 | Common Stock | M | 40348.0000 | $39.6400 | Acquired | 224827.7760 | Direct |
| 2022-08-08 | Common Stock | S | 5961.0000 | $64.8349 | Disposed | 218866.7760 | Direct |
| 2022-08-08 | Common Stock | S | 34387.0000 | $64.2608 | Disposed | 184479.7760 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-08-05 | Employee Stock Option (Right-to-Buy) | $39.6400 | M | 40349.0000 | Disposed | 2023-01-24 | Common Stock (40349.0000) | Direct |
| 2022-08-08 | Employee Stock Option (Right-to-Buy) | $39.6400 | M | 40348.0000 | Disposed | 2023-01-24 | Common Stock (40348.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 365.6800 | Indirect |
| Common Stock | 280.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $33.3800 | 2026-01-19 | Common Stock (182039.0000) | 182039.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $41.0000 | 2025-01-22 | Common Stock (112727.0000) | 112727.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $45.0400 | 2029-01-24 | Common Stock (226403.0000) | 226403.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.3500 | 2030-01-24 | Common Stock (238872.0000) | 238872.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.9200 | 2024-01-23 | Common Stock (79061.0000) | 79061.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $50.1000 | 2027-01-26 | Common Stock (151826.0000) | 151826.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $51.8900 | 2031-01-27 | Common Stock (187889.0000) | 187889.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $53.5700 | 2028-01-25 | Common Stock (146887.0000) | 146887.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $72.9400 | 2032-01-24 | Common Stock (121535.0000) | 121535.0000 | Direct |
| Performance Stock Units (CEO) | $0.0000 | 2023-01-24 | Common Stock (8577.1200) | 8577.1200 | Direct |
| Restricted Stock Units | $0.0000 | 2025-01-24 | Common Stock (17721.2600) | 17721.2600 | Direct |
| Restricted Stock Units | $0.0000 | 2024-01-27 | Common Stock (16241.5000) | 16241.5000 | Direct |
| Restricted Stock Units | $0.0000 | 2024-01-27 | Common Stock (28561.9600) | 28561.9600 | Direct |
Footnotes
F1: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $63.2900 to $63.8800. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F2: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $64.7700 to $65.0600. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F3: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $63.7500 to $64.6890. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F4: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
F5: Held jointly by spouse and son.
F6: This option is 100% vested.
F7: This option vests in three equal annual installments beginning on the date shown.
F8: These performance stock units convert into shares of common stock on a 1-for-1 basis.
F9: These performance stock units vest in three equal annual installments beginning on the date shown only if one or more of the performance measures in the CEO's short-term incentive program measures are met at the threshold level for fiscal 2020 as determined by the Compensation Committee.
F10: Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
F11: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
F12: These restricted stock units vest in three equal annual installments beginning on the date shown.
F13: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.