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FULLER H B CO — Director's Dealing 2021
Jan 26, 2021
31338_dirs_2021-01-25_60d57837-ece4-4fbe-8f47-f8bf07cd86d8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2021-01-24
Reporting Person: Martsching Robert J (VP, Corporate Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-24 | Common Stock | M | 319.0000 | $52.7300 | Acquired | 10390.4100 | Direct |
| 2021-01-24 | Common Stock | M | 280.0000 | $52.7300 | Acquired | 10670.4100 | Direct |
| 2021-01-24 | Common Stock | M | 200.0000 | $52.7300 | Acquired | 10870.4100 | Direct |
| 2021-01-24 | Common Stock | M | 2.0000 | $52.7300 | Acquired | 10872.4100 | Direct |
| 2021-01-24 | Common Stock | F | 73.0000 | $52.7300 | Disposed | 10799.4100 | Direct |
| 2021-01-24 | Common Stock | F | 80.0000 | $52.7300 | Disposed | 10719.4100 | Direct |
| 2021-01-24 | Common Stock | F | 91.0000 | $52.7300 | Disposed | 10628.4100 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-24 | Performance Stock Units | $0.0000 | M | 200.0000 | Disposed | 2021-01-24 | Common Stock (200.0000) | Direct |
| 2021-01-24 | Restricted Stock Units | $0.0000 | M | 319.0000 | Disposed | 2022-01-24 | Common Stock (319.0000) | Direct |
| 2021-01-24 | Restricted Stock Units | $0.0000 | M | 280.0000 | Disposed | 2023-01-24 | Common Stock (280.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5.0200 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $28.4000 | 2022-01-26 | Common Stock (3504.0000) | 3504.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $33.3800 | 2026-01-19 | Common Stock (9546.0000) | 9546.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $38.3100 | 2023-04-10 | Common Stock (658.0000) | 658.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $39.6400 | 2023-01-24 | Common Stock (2806.0000) | 2806.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $41.0000 | 2025-01-22 | Common Stock (7292.0000) | 7292.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $45.0500 | 2029-01-24 | Common Stock (8791.0000) | 8791.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.3500 | 2030-01-24 | Common Stock (8173.0000) | 8173.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.9200 | 2024-01-23 | Common Stock (5326.0000) | 5326.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $50.1000 | 2027-01-26 | Common Stock (7582.0000) | 7582.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $53.5700 | 2028-01-25 | Common Stock (7336.0000) | 7336.0000 | Direct |
| Performance Stock Units | $0.0000 | 2022-01-24 | Common Stock (324.9400) | 324.9400 | Direct |
| Performance Stock Units | $0.0000 | 2021-01-25 | Common Stock (274.0100) | 274.0100 | Direct |
| Phantom Units | $0.0000 | Common Stock (3146.0742) | 3146.0742 | Direct | |
| Restricted Stock Units | $0.0000 | 2021-01-25 | Common Stock (273.9900) | 273.9900 | Direct |
Footnotes
F1: This amount reflects the number of shares acquired pursuant to dividend accruals during the vesting period.
F2: Shares withheld for taxes due on 202 shares issued.
F3: Shares withheld for taxes due on 280 shares issued.
F4: Shares withheld for taxes due on 319 shares issued.
F5: Amount includes shares acquired pursuant to a dividend reinvestment plan.
F6: Amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
F7: These performance stock units convert into shares of common stock on a 1-for-1 basis.
F8: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
F9: These restricted stock units vest in three equal annual installments beginning on the date shown.
F10: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.
F11: This option is 100% vested.
F12: This option vests in three equal annual installments beginning on the date shown.
F13: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
F14: This amount has been adjusted to reflect a decrease in number of performance stock units from the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
F15: Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
F16: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
F17: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
F18: Amount includes stock units acquired pursuant to a dividend equivalent feature.