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FULLER H B CO Director's Dealing 2021

Jan 29, 2021

31338_dirs_2021-01-29_0bab53b1-352f-465a-a76d-01f4ad2f25be.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2021-01-27

Reporting Person: Martsching Robert J (VP, Corporate Controller)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-27 Employee Stock Option (Right-to-Buy) $51.8900 A 6088.0000 Acquired 2031-01-27 Common Stock (6088.0000) Direct
2021-01-27 Restricted Stock Units $0.0000 A 773.0000 Acquired 2024-01-27 Common Stock (773.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 10935.4100 Direct
Common Stock 5.0200 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right-to-Buy) $28.4000 2022-01-26 Common Stock (3504.0000) 3504.0000 Direct
Employee Stock Option (Right-to-Buy) $33.3800 2026-01-19 Common Stock (9546.0000) 9546.0000 Direct
Employee Stock Option (Right-to-Buy) $38.3100 2023-04-10 Common Stock (658.0000) 658.0000 Direct
Employee Stock Option (Right-to-Buy) $39.6400 2023-01-24 Common Stock (2806.0000) 2806.0000 Direct
Employee Stock Option (Right-to-Buy) $41.0000 2025-01-22 Common Stock (7292.0000) 7292.0000 Direct
Employee Stock Option (Right-to-Buy) $45.0500 2029-01-24 Common Stock (8791.0000) 8791.0000 Direct
Employee Stock Option (Right-to-Buy) $48.3500 2030-01-24 Common Stock (8173.0000) 8173.0000 Direct
Employee Stock Option (Right-to-Buy) $48.9200 2024-01-23 Common Stock (5326.0000) 5326.0000 Direct
Employee Stock Option (Right-to-Buy) $50.1000 2027-01-26 Common Stock (7582.0000) 7582.0000 Direct
Employee Stock Option (Right-to-Buy) $53.5700 2028-01-25 Common Stock (7336.0000) 7336.0000 Direct
Performance Stock Units $0.0000 2022-01-24 Common Stock (324.9400) 324.9400 Direct
Phantom Units $0.0000 Common Stock (3146.0742) 3146.0742 Direct
Restricted Stock Units $0.0000 2022-01-24 Common Stock (330.9400) 330.9400 Direct
Restricted Stock Units $0.0000 2023-01-24 Common Stock (570.2400) 570.2400 Direct

Footnotes

F1: Amount includes shares acquired pursuant to a dividend reinvestment plan.

F2: Amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.

F3: This option vests in three equal annual installments beginning on the date shown.

F4: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F5: These restricted stock units vest in three equal annual installments beginning on the date shown.

F6: This option is 100% vested.

F7: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F8: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.

F9: This amount has been adjusted to reflect a decrease in number of performance stock units from the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

F10: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F11: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F12: Amount includes stock units acquired pursuant to a dividend equivalent feature.

F13: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.