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FULLER H B CO Director's Dealing 2021

Oct 1, 2021

31338_dirs_2021-10-01_6b2a5ee4-3d74-43ec-9b00-085899466d35.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2021-09-30

Reporting Person: Owens James (President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-30 Common Stock S 5000.0000 $66.2700 Disposed 183702.7760 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 362.8900 Indirect
Common Stock 280.0000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right-to-Buy) $33.3800 2026-01-19 Common Stock (182039.0000) 182039.0000 Direct
Employee Stock Option (Right-to-Buy) $39.6400 2023-01-24 Common Stock (80697.0000) 80697.0000 Direct
Employee Stock Option (Right-to-Buy) $41.0000 2025-01-22 Common Stock (112727.0000) 112727.0000 Direct
Employee Stock Option (Right-to-Buy) $45.0400 2029-01-24 Common Stock (226403.0000) 226403.0000 Direct
Employee Stock Option (Right-to-Buy) $48.3500 2030-01-24 Common Stock (238872.0000) 238872.0000 Direct
Employee Stock Option (Right-to-Buy) $48.9200 2024-01-23 Common Stock (79061.0000) 79061.0000 Direct
Employee Stock Option (Right-to-Buy) $50.1000 2027-01-26 Common Stock (151826.0000) 151826.0000 Direct
Employee Stock Option (Right-to-Buy) $51.8900 2031-01-27 Common Stock (187889.0000) 187889.0000 Direct
Employee Stock Option (Right-to-Buy) $53.5700 2028-01-25 Common Stock (146887.0000) 146887.0000 Direct
Performance Stock Units $0.0000 2022-01-24 Common Stock (8434.6200) 8434.6200 Direct
Performance Stock Units (CEO) $0.0000 2022-01-24 Common Stock (8559.6500) 8559.6500 Direct
Performance Stock Units (CEO) $0.0000 2023-01-24 Common Stock (16773.4400) 16773.4400 Direct
Restricted Stock Units $0.0000 2024-01-27 Common Stock (24055.4900) 24055.4900 Direct
Restricted Stock Units $0.0000 2024-01-27 Common Stock (28345.4700) 28345.4700 Direct

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.

F3: Held jointly by spouse and son.

F4: This option is 100% vested.

F5: This option vests in three equal annual installments beginning on the date shown.

F6: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F7: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.

F8: This amount has been adjusted to reflect a decrease in number of performance stock units from the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

F9: These performance stock units vest in three equal annual installments beginning on the date shown, subject to one or more performance measures being achieved.

F10: Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

F11: These performance stock units vest in three equal annual installments beginning on the date shown only if one or more of the performance measures in the CEO's short-term incentive program measures are met at the threshold level for fiscal 2020 as determined by the Compensation Committee.

F12: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F13: These restricted stock units vest in three equal annual installments beginning on the date shown.

F14: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.