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FULLER H B CO — Director's Dealing 2020
Sep 8, 2020
31338_dirs_2020-09-08_6650809c-665a-4052-8d5d-5fb5869508e4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2020-09-04
Reporting Person: Weaver Nathan D. (VP, Human Resources)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-04 | Phantom Units | $0.0000 | A | 28.2700 | Acquired | Common Stock (28.2700) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5159.0000 | Direct |
| Common Stock | 1468.7700 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $26.6600 | 2030-04-02 | Common Stock (9732.0000) | 9732.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $28.4000 | 2022-01-26 | Common Stock (5451.0000) | 5451.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $32.3200 | 2022-04-12 | Common Stock (1797.0000) | 1797.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $33.3800 | 2026-01-19 | Common Stock (9546.0000) | 9546.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $39.6400 | 2023-01-24 | Common Stock (5988.0000) | 5988.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $41.0000 | 2025-01-22 | Common Stock (7292.0000) | 7292.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $45.0500 | 2019-01-24 | Common Stock (6115.0000) | 6115.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.3500 | 2030-01-24 | Common Stock (5362.0000) | 5362.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.9200 | 2024-01-23 | Common Stock (5326.0000) | 5326.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $50.1000 | 2027-01-26 | Common Stock (4976.0000) | 4976.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $53.5700 | 2028-01-25 | Common Stock (4585.0000) | 4585.0000 | Direct |
| Performance Stock Option (Right-to-Buy) | $51.3500 | 2028-05-15 | Common Stock (1000.0000) | 1000.0000 | Direct |
| Restricted Stock Units | $0.0000 | 2022-01-24 | Common Stock (451.6700) | 451.6700 | Direct |
| Restricted Stock Units | $0.0000 | 2023-01-24 | Common Stock (556.0600) | 556.0600 | Direct |
| Restricted Stock Units | $0.0000 | 2021-01-25 | Common Stock (171.0400) | 171.0400 | Direct |
| Restricted Stock Units | $0.0000 | 2023-04-02 | Common Stock (1000.3600) | 1000.3600 | Direct |
Footnotes
F1: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
F2: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
F3: Amount includes stock units acquired pursuant to a dividend equivalent feature.
F4: This option vests in three equal annual installments beginning on the date shown.
F5: This option is 100% vested.
F6: These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance.
F7: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
F8: These restricted stock units vest in three equal annual installments beginning on the date shown.
F9: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.