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FULLER H B CO — Director's Dealing 2020
Oct 19, 2020
31338_dirs_2020-10-19_15793c9a-a2de-46ec-bad2-21a0bc5304a8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2020-10-16
Reporting Person: Keenan Timothy J (VP, Gen. Counsel & Corp. Sec.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-16 | Common Stock | M | 7278.0000 | $28.4000 | Acquired | 29750.0000 | Direct |
| 2020-10-16 | Common Stock | S | 7278.0000 | $49.9056 | Disposed | 22472.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-16 | Employee Stock Option (Right-to-Buy) | $28.4000 | M | 7278.0000 | Disposed | 2022-01-26 | Common Stock (7278.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11.7000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $33.3800 | 2026-01-19 | Common Stock (16408.0000) | 16408.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $39.6400 | 2023-01-24 | Common Stock (10291.0000) | 10291.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $41.0000 | 2025-01-22 | Common Stock (12534.0000) | 12534.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $45.0500 | 2029-01-24 | Common Stock (16483.0000) | 16483.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.3500 | 2030-01-24 | Common Stock (14492.0000) | 14492.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.9200 | 2024-01-23 | Common Stock (9154.0000) | 9154.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $51.1000 | 2027-01-26 | Common Stock (14336.0000) | 14336.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $53.5700 | 2028-01-25 | Common Stock (13100.0000) | 13100.0000 | Direct |
| Performance Stock Option (Right-to-Buy) | $57.7000 | 2027-10-20 | Common Stock (34403.0000) | 34403.0000 | Direct |
| Performance Stock Units | $0.0000 | 2022-01-24 | Common Stock (1214.8300) | 1214.8300 | Direct |
| Performance Stock Units | $0.0000 | 2021-01-25 | Common Stock (487.3900) | 487.3900 | Direct |
| Restricted Stock Units | $0.0000 | 2022-01-24 | Common Stock (1214.8300) | 1214.8300 | Direct |
| Restricted Stock Units | $0.0000 | 2023-01-24 | Common Stock (1501.3800) | 1501.3800 | Direct |
| Restricted Stock Units | $0.0000 | 2021-01-25 | Common Stock (487.3900) | 487.3900 | Direct |
Footnotes
F1: Amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
F2: This option is 100% vested.
F3: This option vests in three equal annual installments beginning on the date shown.
F4: These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance.
F5: These performance stock units convert into shares of common stock on a 1-for-1 basis.
F6: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
F7: Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
F8: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
F9: These restricted stock units vest in three equal annual installments beginning on the date shown.
F10: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.